(c/o DK)

http://www.eweek.com/article2/0,1759,1853246,00.asp?kc=EWRSS03129TX1K0000614

Real Research or a Marketing Ploy?
August 29, 2005

By Cameron Sturdevant
The impact of regulatory compliance on IT security is nearly impossible to
measure accurately. However, a research survey launched on Aug. 24 by
BindView Corp., The Institute of Internal Auditors and the Computer
Security Institute purports to get a baseline assessment of just that.
I think the survey results will be interesting—especially to auditors and
vendors with compliance products to sell—but I'm not sure how much the
survey respondents will actually get out of the process.

The survey is active now, and I want to preserve the sample selected by the
survey's sponsors, so I won't provide the URL here.

I will say that the survey is designed for CSOs, is composed of 30
questions—mostly multiple choice—and is comprehensive in covering all the
regulatory bodies that are currently picking over corporate IT and finance
departments. 

There are two problems with the survey from the point of view of the CSO
who is being asked to submit answers. The first is that the survey appears
to lack a systematic method for eliciting the actual number of staff hours
that are expended to comply with various aspects of complying with
regulations. The second problem, as I said above, is that it will likely
provide very little real benefit to participants.

Companies that have stringent regulatory responsibilities assigned to them
by law already know what they are supposed to be doing. This means that the
respondents providing data to the third-party sponsors of the research
survey won't be getting anything more valuable than that an affirmative
response that various businesses in the sample indeed must comply with this
or that specific rule.

In areas of the survey where less is known about the actual requirements of
an audit—a common complaint about Sarbanes-Oxley—it appears that, for the
time being, it's probably enough to demonstrate that a system of controls
is in place. 

When it comes to making decisions about how to comply with regulatory
mandates, having more and better information is always better than getting
less and poor-quality data. However, the survey I got in my e-mail appears
to be a survey of potential customers, rather than an unbiased research
tool that will shed light on the best way for companies to meet their
responsibilities under the law.




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