Gabriel,

On the requirement for HAO in all IPv6 nodes... is
this actually necessary? That is, if I do not
implement a binding cache (which is not a
requirment), the only processing the node would
need to do is inform the mobile node that it can
not/will not process the HAO because it's not
legal to interpret it as a home address without a
binding entry. Likewise, a MN shouldn't be sending
a HAO until it establishes a binding, thus there
shouldn't be a possibility for missynchronization
there either.

What am I missing?

        Mike

gabriel montenegro writes:
 > This is an attempt to close issue 53 in the MIPv6 draft
 > ("HAO keyword"):
 > 
 >   http://www.piuha.net/~jarkko/publications/mipv6/issues/issue53.txt
 > 
 > We're cross-posting to both IPv6 and MobileIP as this concerns both lists.
 > I'm sending this on behalf of Jari Arkko and the Mobile IP chairs. Please
 > send any issues to the lists.
 > 
 > tnx,
 > 
 > -gabriel
 > --------------------------------------------------------------
 > In July we had a big discussion around the right keyword for the
 > Home Address destination option support in IPv6 nodes. This e-mail
 > reviews the issue and makes a recommendation.
 > 
 > Unless otherwise specified, section numbers refer to rev 18
 > of the draft:
 > 
 >  http://www.ietf.org/internet-drafts/draft-ietf-mobileip-ipv6-18.txt
 > 
 > BACKGROUND
 > 
 > In the new security design for Mobile IPv6 (adopted to the
 > base specification over the course of the last year), we
 > allow two modes of operation for communicating with the
 > correspondent nodes:
 > 
 >     1. Tunneling via the home agent (also called "reverse tunneling" in
 >        section 11.2.1).
 >     2. Route Optimization (also called "direct delivery" in section 11.2.1):
 >        routing directly from the mobile node to the correspondent
 >        node (using a "home address option"), and from the
 >        correspondent node to the mobile node (using a "routing
 >        header - type 2").
 > 
 > Note that tunneling happens in *both* directions and that optimal
 > routing can *only* be performed if a binding cache entry has
 > been established. The mobile node can't send a packet directly to
 > the correspondent node until it has completed return routability
 > procedure and sent a binding update. This is a change from previous
 > versions of the protocol and was done in order to guard against
 > certain reflection attacks. (But see below for a special case.)
 > 
 > The return routability procedure and binding updates are carried
 > by the Mobility Header protocol (a new IPv6 protocol). According
 > to RFC 2463, any node that doesn't recognize a specific "next header"
 > protocol value will return ICMP Parameter Problem, Code 1 to the
 > sender.  The MIPv6 specification requires that the reception of
 > such a message is taken as an indication that the peer does not
 > support Route Optimization.
 > 
 > Furthermore, even nodes that support MIPv6 may decline requests
 > for Route Optimization due to temporary lack of resources, for
 > instance. This happens via an error response within the Mobility
 > Header protocol itself.
 > 
 > The new version of MIPv6 protocol is therefore capable of operating
 > both with nodes that support this specification (regardless of any
 > temporary inability to accept requests) and with nodes that do not
 > support MIPv6 (such as nodes that have already been deployed).
 > 
 > The current MIPv6 specification lists the benefits of route
 > optimization (Section 8.2) but does not state whether it is
 > mandatory or not for all IPv6 nodes. The plan is to leave that for
 > the IPv6 node requirements document to decide.
 > 
 > THE PROBLEM
 > 
 > Even though it does not mandate route optimization itself, the
 > current MIPv6 spec does mandate that two items MUST be implemented
 > by *all* IPv6 nodes (section 8.1):
 > 
 > 1. All IPv6 nodes MUST recognize the Home Address destination
 >    option and,
 > 
 > 2. All IPv6 nodes MUST be able to return Mobility Header error
 >    messages.
 > 
 > However, several people have complained that in the current
 > state of IPv6 deployment, they do not wish to add new
 > requirements for all nodes.
 > 
 > As explained above, this isn't technically necessary as the ICMP
 > Parameter Problems (or the lack of response) is adequate to keep
 > the mobile node using tunneling. No payload packets will be sent to
 > the wrong place, and no packets are lost.
 > 
 > However, these two requirements relate to a special case
 > we currently allow in the specification: direct delivery from the
 > mobile node to the correspondent node (which uses a home address
 > destination option) is allowed not just when a binding exists but
 > also if the packets have been protected by IPsec. This constitutes
 > "triangular routing": whereas the mobile node can directly deliver
 > packets to the correspondent node by virtue of IPsec, the opposite
 > is not true: the reverse direction cannot be optimized if the
 > correspondent node does not have a binding for the mobile node.
 > Although allowed, triangular routing is not adequately described
 > in the current spec (more below).
 > 
 > Note that in any case a correspondent node that doesn't support the
 > Home Address destination option will send ICMP Parameter Problem,
 > Code 2, so that the mobile node may learn the fact that this node
 > is of an older variant that doesn't support this option, and
 > continues using reverse tunneling.
 > 
 > ALTERNATIVES
 > 
 > The main question in the debate was to choose:
 > 
 > 1. Remove the current requirements for all nodes.
 > 2. Keep the current requirements for all nodes.
 > 
 > However, we also have some additional questions
 > to answer:
 > 
 > - Should triangular routing (the IPsec-protected HAO) mode be a
 >   part of the Mobile IPv6 specification, even as optional?
 > 
 > - What is the right keyword for Route Optimization
 >   support in correspondent nodes?
 > 
 > - Should the MIPv6 specification state all these
 >   requirements for IPv6 nodes, or the IPv6 node
 >   requirements document?
 > 
 > ANALYSIS
 > 
 > - Mobile nodes that try to improve upon reverse tunneling
 >   by either route optimization or triangular routing can survive
 >   a situation where they connect to an older node with no MIPv6
 >   support at all.  In this case they can fall back to reverse
 >   tunneling mode which does not require any support from the
 >   correspondent node.
 > 
 > - We need to separate the technical requirements for
 >   mandating a specific protocol function (e.g. saying that "route
 >   optimization or some part of it is mandatory"), and more high
 >   level requirements (e.g. saying "security is mandatory").
 > 
 > - It is likely that obtaining an IPsec security association
 >   between a mobile node and an arbitrary correspondent node
 >   continues to be difficult. Even if possible, it may not be
 >   justifiable for the mobile node to either (1) obtain such a
 >   security association (e.g. if the traffic pattern consists of
 >   access to public web sites), or (2) obtain it and stop without
 >   spending the negligible *additional* effort to create a binding
 >   entry.  This implies that the main modes would be reverse
 >   tunneling and route optimization, whereas triangular routing
 >   via the IPsec-protected HAO would be perhaps less often used.
 > 
 > - The IPsec-protected HAO mode is inadequately described
 >   in the current specification. Section 9.2.2 describes
 >   this possibility for the correspondent node, but not
 >   for the mobile node in 11.2.1. This can be easily fixed,
 >   however.
 > 
 > - If we removed the IPsec-protected HAO mode from the
 >   specification along with the HAO requirement, the effect would
 >   be that even nodes that use IPsec would have to establish a
 >   binding before any optimization is possible.  Establishing a
 >   binding requires 1.5 roundtrips every 7 minutes. Of course,
 >   such nodes can continue using reverse tunneling.
 > 
 >   Note that the establishment of the binding can take place in
 >   parallel with the security association establishment.
 > 
 > - RFC 2119 states on the use of imperatives in RFC's: "MUST only
 >   be used where it is actually required for interoperation or
 >   to limit behavior which has potential for causing harm (e.g.,
 >   limiting retransmisssions) For example, they must not be used
 >   to try to impose a particular method on implementors where the
 >   method is not required for interoperability."
 > 
 >   In this respect, the "MUST" keywords on HAO processing &
 >   error message requirements do not seem necessary, as (1)
 >   interoperability is already achieved using other mechanisms
 >   (ICMP/lack of answer and reverse tunneling via the home agent),
 >   and (2) for the mode that could potentially benefit from this
 >   the difference is not catastrophic as explained in the previous
 >   bullet.
 > 
 > RECOMMENDATION
 > 
 > The requirements of RFC 2119 for a "MUST" are not fulfilled in
 > this case: interoperability is achieved in any case. Furthermore,
 > it is questionable that nodes that bother to set up an
 > IPsec security association would not be able to afford
 > a much smaller amount of memory for a binding cache
 > entry, particularly when bidirectionally optimal routing
 > can only be achieved with Route Optimization.
 > 
 > Therefore, we recommend that the HAO processing and error message
 > MUST requirements be removed for all nodes.
 > 
 > Instead, we recommend that Route Optimization support
 > for correspondent nodes be made a SHOULD in the IPv6 node
 > requirements document. The ability of a correspondent node
 > to participate in route optimization is good for the efficient
 > operation of the IPv6 Internet, beneficial for robustness and
 > reduction of jitter and latency, and is in some cases necessary
 > to avoid congestion in the home network.
 > 
 > We also recommend that triangular routing via the IPsec-protected
 > HAO processing be described in the Mobile IPv6 base specification,
 > and be made a SHOULD for mobile and correspondent nodes. This
 > includes describing how nodes can survive the situation where
 > the other side does not support this mode.
 > 
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