Pulkitg64 commented on code in PR #16739:
URL: https://github.com/apache/lucene/pull/16739#discussion_r4140937891


##########
lucene/core/src/java/org/apache/lucene/util/hnsw/IncrementalHnswGraphMerger.java:
##########
@@ -64,9 +64,14 @@ public class IncrementalHnswGraphMerger implements 
HnswGraphMerger {
    */
   private final int DELETE_PCT_THRESHOLD = 40;
 
-  /** Represents a vector reader that contains graph info. */
+  /**
+   * Represents a vector reader that contains graph info.
+   *

Review Comment:
   While you are here, let's add params for the other members as well here for 
completeness?



##########
lucene/CHANGES.txt:
##########
@@ -179,6 +179,11 @@ Improvements
 Optimizations
 ---------------------
 
+* GITHUB#16739: IncrementalHnswGraphMerger now picks the base graph for a 
merge by comparing live

Review Comment:
   I think this should go into Bug Fixes (But I am not sure so no strong 
opinion).



##########
lucene/core/src/test/org/apache/lucene/util/hnsw/TestIncrementalHnswGraphMergerBaseSelection.java:
##########
@@ -0,0 +1,118 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+package org.apache.lucene.util.hnsw;
+
+import java.io.IOException;
+import java.util.List;
+import org.apache.lucene.codecs.lucene99.Lucene99HnswVectorsFormat;
+import org.apache.lucene.document.Document;
+import org.apache.lucene.document.Field;
+import org.apache.lucene.document.KnnFloatVectorField;
+import org.apache.lucene.document.StringField;
+import org.apache.lucene.index.CodecReader;
+import org.apache.lucene.index.DirectoryReader;
+import org.apache.lucene.index.FieldInfo;
+import org.apache.lucene.index.IndexWriter;
+import org.apache.lucene.index.IndexWriterConfig;
+import org.apache.lucene.index.LeafReaderContext;
+import org.apache.lucene.index.NoMergePolicy;
+import org.apache.lucene.index.Term;
+import org.apache.lucene.store.Directory;
+import org.apache.lucene.tests.util.LuceneTestCase;
+import org.apache.lucene.tests.util.TestUtil;
+
+/**
+ * Tests which source graph {@link IncrementalHnswGraphMerger} picks as the 
base graph when some
+ * candidates carry deletions.
+ */
+public class TestIncrementalHnswGraphMergerBaseSelection extends 
LuceneTestCase {
+
+  private static final int DIM = 16;
+  private static final String FIELD = "v";
+
+  /**
+   * Segment A has 1000 nodes of which 300 are deleted (700 live, 30% deleted, 
under the 40%
+   * threshold); segment B has 900 nodes and no deletions. B holds more live 
vectors, so it must be
+   * chosen as the base regardless of the order in which the readers are added.
+   */
+  public void testBaseGraphChosenByLiveCount() throws IOException {
+    try (Directory dir = newDirectory()) {
+      IndexWriterConfig cfg = new IndexWriterConfig();
+      cfg.setCodec(TestUtil.alwaysKnnVectorsFormat(new 
Lucene99HnswVectorsFormat(16, 100, 0)));
+      cfg.setMergePolicy(NoMergePolicy.INSTANCE);
+      try (IndexWriter w = new IndexWriter(dir, cfg)) {
+        addSegment(w, "a", 1000);
+        addSegment(w, "b", 900);
+        for (int i = 0; i < 300; i++) {
+          w.deleteDocuments(new Term("id", "a" + i));
+        }
+        w.commit();
+      }
+
+      try (DirectoryReader reader = DirectoryReader.open(dir)) {
+        List<LeafReaderContext> leaves = reader.leaves();
+        assertEquals(2, leaves.size());
+        CodecReader a = segment(leaves, 1000);
+        CodecReader b = segment(leaves, 900);
+        assertEquals(700, a.numDocs());
+        assertEquals(900, b.numDocs());
+        FieldInfo fieldInfo = a.getFieldInfos().fieldInfo(FIELD);
+
+        for (boolean aFirst : new boolean[] {true, false}) {
+          for (boolean concurrent : new boolean[] {false, true}) {
+            IncrementalHnswGraphMerger merger =
+                concurrent
+                    ? new ConcurrentHnswMerger(fieldInfo, null, 16, 100, null, 
2)
+                    : new IncrementalHnswGraphMerger(fieldInfo, null, 16, 100);

Review Comment:
   Should we move the constant from here as well i.e M and beamWidth?



##########
lucene/core/src/test/org/apache/lucene/util/hnsw/TestIncrementalHnswGraphMergerBaseSelection.java:
##########
@@ -0,0 +1,118 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+package org.apache.lucene.util.hnsw;
+
+import java.io.IOException;
+import java.util.List;
+import org.apache.lucene.codecs.lucene99.Lucene99HnswVectorsFormat;
+import org.apache.lucene.document.Document;
+import org.apache.lucene.document.Field;
+import org.apache.lucene.document.KnnFloatVectorField;
+import org.apache.lucene.document.StringField;
+import org.apache.lucene.index.CodecReader;
+import org.apache.lucene.index.DirectoryReader;
+import org.apache.lucene.index.FieldInfo;
+import org.apache.lucene.index.IndexWriter;
+import org.apache.lucene.index.IndexWriterConfig;
+import org.apache.lucene.index.LeafReaderContext;
+import org.apache.lucene.index.NoMergePolicy;
+import org.apache.lucene.index.Term;
+import org.apache.lucene.store.Directory;
+import org.apache.lucene.tests.util.LuceneTestCase;
+import org.apache.lucene.tests.util.TestUtil;
+
+/**
+ * Tests which source graph {@link IncrementalHnswGraphMerger} picks as the 
base graph when some
+ * candidates carry deletions.
+ */
+public class TestIncrementalHnswGraphMergerBaseSelection extends 
LuceneTestCase {
+
+  private static final int DIM = 16;
+  private static final String FIELD = "v";
+
+  /**
+   * Segment A has 1000 nodes of which 300 are deleted (700 live, 30% deleted, 
under the 40%
+   * threshold); segment B has 900 nodes and no deletions. B holds more live 
vectors, so it must be
+   * chosen as the base regardless of the order in which the readers are added.
+   */
+  public void testBaseGraphChosenByLiveCount() throws IOException {
+    try (Directory dir = newDirectory()) {
+      IndexWriterConfig cfg = new IndexWriterConfig();
+      cfg.setCodec(TestUtil.alwaysKnnVectorsFormat(new 
Lucene99HnswVectorsFormat(16, 100, 0)));
+      cfg.setMergePolicy(NoMergePolicy.INSTANCE);
+      try (IndexWriter w = new IndexWriter(dir, cfg)) {
+        addSegment(w, "a", 1000);

Review Comment:
   Should we make constant variable as we are using same value across multiple 
places?
   
   ```
   private static final int A_DOCS = 1000;
   private static final int B_DOCS = 900;
   private static final String FIELD_NAME = "id";
   ```



##########
lucene/core/src/test/org/apache/lucene/util/hnsw/TestIncrementalHnswGraphMergerBaseSelection.java:
##########
@@ -0,0 +1,118 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+package org.apache.lucene.util.hnsw;
+
+import java.io.IOException;
+import java.util.List;
+import org.apache.lucene.codecs.lucene99.Lucene99HnswVectorsFormat;
+import org.apache.lucene.document.Document;
+import org.apache.lucene.document.Field;
+import org.apache.lucene.document.KnnFloatVectorField;
+import org.apache.lucene.document.StringField;
+import org.apache.lucene.index.CodecReader;
+import org.apache.lucene.index.DirectoryReader;
+import org.apache.lucene.index.FieldInfo;
+import org.apache.lucene.index.IndexWriter;
+import org.apache.lucene.index.IndexWriterConfig;
+import org.apache.lucene.index.LeafReaderContext;
+import org.apache.lucene.index.NoMergePolicy;
+import org.apache.lucene.index.Term;
+import org.apache.lucene.store.Directory;
+import org.apache.lucene.tests.util.LuceneTestCase;
+import org.apache.lucene.tests.util.TestUtil;
+
+/**
+ * Tests which source graph {@link IncrementalHnswGraphMerger} picks as the 
base graph when some
+ * candidates carry deletions.
+ */
+public class TestIncrementalHnswGraphMergerBaseSelection extends 
LuceneTestCase {

Review Comment:
   Non blocking: Should we make the test more robust which covers more scenario 
and not just `live(A) < live(B) with total(A) > total(B)`?



##########
lucene/core/src/test/org/apache/lucene/util/hnsw/TestIncrementalHnswGraphMergerBaseSelection.java:
##########
@@ -0,0 +1,118 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+package org.apache.lucene.util.hnsw;
+
+import java.io.IOException;
+import java.util.List;
+import org.apache.lucene.codecs.lucene99.Lucene99HnswVectorsFormat;
+import org.apache.lucene.document.Document;
+import org.apache.lucene.document.Field;
+import org.apache.lucene.document.KnnFloatVectorField;
+import org.apache.lucene.document.StringField;
+import org.apache.lucene.index.CodecReader;
+import org.apache.lucene.index.DirectoryReader;
+import org.apache.lucene.index.FieldInfo;
+import org.apache.lucene.index.IndexWriter;
+import org.apache.lucene.index.IndexWriterConfig;
+import org.apache.lucene.index.LeafReaderContext;
+import org.apache.lucene.index.NoMergePolicy;
+import org.apache.lucene.index.Term;
+import org.apache.lucene.store.Directory;
+import org.apache.lucene.tests.util.LuceneTestCase;
+import org.apache.lucene.tests.util.TestUtil;
+
+/**
+ * Tests which source graph {@link IncrementalHnswGraphMerger} picks as the 
base graph when some
+ * candidates carry deletions.
+ */
+public class TestIncrementalHnswGraphMergerBaseSelection extends 
LuceneTestCase {
+
+  private static final int DIM = 16;
+  private static final String FIELD = "v";
+
+  /**
+   * Segment A has 1000 nodes of which 300 are deleted (700 live, 30% deleted, 
under the 40%
+   * threshold); segment B has 900 nodes and no deletions. B holds more live 
vectors, so it must be
+   * chosen as the base regardless of the order in which the readers are added.
+   */
+  public void testBaseGraphChosenByLiveCount() throws IOException {
+    try (Directory dir = newDirectory()) {
+      IndexWriterConfig cfg = new IndexWriterConfig();
+      cfg.setCodec(TestUtil.alwaysKnnVectorsFormat(new 
Lucene99HnswVectorsFormat(16, 100, 0)));
+      cfg.setMergePolicy(NoMergePolicy.INSTANCE);
+      try (IndexWriter w = new IndexWriter(dir, cfg)) {
+        addSegment(w, "a", 1000);
+        addSegment(w, "b", 900);
+        for (int i = 0; i < 300; i++) {

Review Comment:
   I think we are trying to keep the delete% under 40% which is set in 
```IncrementalHnswGraphMerger.java.DELETE_PCT_THRESHOLD```. What is that 
threshold changes, this can make the test case buggy as it can fail/succeed for 
wrong reasons.
   
   We should derive the delete% here based on 
`IncrementalHnswGraphMerger.java.DELETE_PCT_THRESHOLD` instead of hardcoding.



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