chungen0126 commented on code in PR #11053: URL: https://github.com/apache/ozone/pull/11053#discussion_r4279744747
########## hadoop-hdds/docs/content/design/s3-object-lock.md: ########## @@ -0,0 +1,612 @@ +--- +title: S3 Object Lock +summary: Design to support S3 object lock. +date: 2026-08-18 +jira: HDDS-15945 +status: draft +author: Chung En Lee +--- +<!-- + Licensed under the Apache License, Version 2.0 (the "License"); + you may not use this file except in compliance with the License. + You may obtain a copy of the License at + + http://www.apache.org/licenses/LICENSE-2.0 + + Unless required by applicable law or agreed to in writing, software + distributed under the License is distributed on an "AS IS" BASIS, + WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. + See the License for the specific language governing permissions and + limitations under the License. See accompanying LICENSE file. +--> + +# S3 Object Lock Design Doc + +## Summary + +This design document aims to plan and implement the Object Lock mechanism for OBS buckets integrated with Ranger. +The primary objective is to provide data immutability and tamper-proof protection through the object locking feature. + +## Problem statement + +With growing demands for data security and compliance, ensuring that critical data stored in OBS (Object Storage) is +protected from accidental or malicious deletion and overwriting has become an essential system protection requirement. +To establish a more rigorous data protection mechanism, we plan to introduce the Object Lock feature. + +Considering the current system architecture and access control strategies, +this design integrates with existing Apache Ranger to manage Object Lock permissions on OBS buckets. +Meanwhile, to accelerate core feature delivery, we have decided to exclude complex multi-version locking (Versioning Lock), +Legacy buckets, and FSO buckets from this initial release. In addition, support for Native ACLs is excluded; Native ACLs typically grant permissions +at the granular bucket or object level, whereas Object Lock permission management favors broad, role-based authorization, +creating a conflict in design philosophies. Narrowing the scope allows us to focus on the core functionality and ensure a rapid, +stable rollout of baseline tamper-proof protection. + +**Goal:** + +* Implement the Object Lock feature on standard OBS buckets, fully integrated with Ranger for permission and access control. +* Support single-version objects only. + +## Non-Goal + +* Versioning Lock: Support for locking across multiple object versions is deferred (multi-version core features are currently under development). +* Legacy and FSO Buckets: Object Lock support for legacy and FSO buckets is excluded. The following considerations are deferred to a future phase: + * Lock Granularity: FSO separates files and directories across FileTable and DirectoryTable, requiring explicit policy decisions on whether lock semantics apply at the file level, directory level, or both. + * Rename & Move Semantics: Renaming or moving paths alters namespace hierarchy without mutating object content; rules must be defined to either block operations on locked paths or preserve lock metadata across the same objectID +* Native ACL Support: Native ACLs will not be used for access control or advanced configuration such as Retention Mode (Governance); access management is centralized exclusively via Ranger. + +## Differences from AWS + +* Single-Version Model: Locks apply to the current key rather than individual object versions. +* Direct Overwrite Blocking: Unlike AWS S3 (which writes a new version), Ozone strictly rejects Put, Copy, and MPU requests on locked keys with 403 Access Denied (WORMProtectionException). +* Ranger-Dependent Auth: Lock governance relies exclusively on Apache Ranger and STS action matching (enableActionMatcherInPoliciesCondition). Object Lock is not supported on clusters without Ranger: OM rejects all Object Lock configuration requests unless the Ranger authorizer is in use. + +## Technical Description + +### Terminology + +**Legal Hold** + +* **Definition**: Applies an indefinite lock status to an object. The object remains protected until an administrator explicitly removes the lock (Remove Legal Hold). +* **Restricted Operations**: + * Put Object + * Delete Object + * Multipart Initial / Complete +* **Allowed Operations**: + * Get Object + * Get Legal Hold + * Put Legal Hold (Depends on permission) + +**Retention** + +* Definition: Configures a retention policy for an object to prevent deletion or modification. Retention can be duration-based (configured in days or years, establishing a fixed `RetainUntilDate`) or event-driven (**Event Hold / Event-based Retention**, where an object remains protected indefinitely until an external business or legal event triggers the final retention countdown). +* Retention Modes: + * Compliance Mode: The strictest protection tier. Once applied, no user (including root/admin) can remove the lock, shorten the duration, or overwrite the object before the retention period expires. + * Governance Mode: A flexible protection tier. Standard users are restricted by locking rules, but users with `BypassGovernanceRetention` permissions can bypass restrictions to modify or delete the object. +* Event Hold / Event-based Retention: + * Used for records management where the retention lifecycle depends on external events (e.g., contract termination, employee departure, loan closure). + * Keeps the object immutable while awaiting event notification; once the event occurs, the definitive expiration date (`RetainUntilDate`) is calculated and applied. + * While the event has not occurred, `retentionDate` is unset and `eventHold.enabled = true` keeps the key locked indefinitely. `eventHold.rule` is copied from the bucket default when the key is created, so later changes to the bucket default do not affect existing keys. + * While an event hold is active, a `GOVERNANCE` key can be deleted or overwritten with `bypassGovernanceRetention`; a `COMPLIANCE` key cannot. +* Restricted Operations: + * Put Object / Copy Object (Overwrites) + * Delete Object + * Multipart Upload (Initial / Complete) + * Shorten Retention Period (in Compliance Mode) +* Allowed Operations: + * Get Object + * Extend Retention Period + +#### Event Hold Trigger Workflow +For enterprise governance workflows, the retention lifecycle often depends on specific business triggers rather than a static configuration at creation. The Event Hold mechanism handles this dynamic lifecycle through the following state transitions: + +```text +object created + | +event hold applied (indefinite WORM protection) + | +business event occurs + | +hold released + | +retention timer starts (RetainUntilDate is calculated) + | +WORM until timer expires +``` + +The "business event occurs" step is triggered with `PutObjectRetention`, so no new API or Ranger action is needed +and S3 clients can release the hold through S3 Gateway (native clients use `OzoneBucket#setRetention`). +When OM handles `PutObjectRetention` on a key with an active event hold, it clears `eventHold` under the key write lock +and sets `retentionDate` to the later of the requested `RetainUntilDate` and the leader-stamped request time plus the event hold `rule`. +The retention mode cannot be changed by this request, so the usual rules for shortening retention still apply. + +> _**Note**: +> * Background & Root Cause: A prerequisite for enabling WORM (Write Once, Read Many) in AWS S3 is that Object Versioning must be enabled. Under S3 architecture, executing a Put on a locked object generates a new version without affecting the protected prior version; thus, S3 Object Lock primarily restricts Delete Object. +> * Ozone Implementation Status: Because Ozone's versioning feature is still under development, to guarantee absolute immutability during the lock period, Ozone will directly block and reject all overwrite operations (such as any form of Put or overwrite) on locked objects. + +### Table Changes + +**Bucket Table** + +Two new fields: objectLockEnabled & defaultRetention. + +```protobuf + message BucketInfo { + // ... existing fields + optional bool objectLockEnabled = 24 [default = false]; + optional RetentionConfig defaultRetention = 25; + } + + message RetentionConfig { + required RetentionMode retentionMode = 1; + optional Rule rule = 2; + optional EventHold eventHold = 3; + } + + message EventHold { + required bool enabled = 1; + required Rule rule = 2; + } + + message Rule { + required TimeUnit timeUnit = 1; + required uint64 duration = 2; + } + + enum TimeUnit { + DAYS = 1; + YEARS = 2; + } + + enum RetentionMode { + GOVERNANCE = 1; + COMPLIANCE = 2; + } +``` + + + +**Key Table** + +Two new fields: retention & legalHold. + +```protobuf +message KeyInfo { + // ... existing fields + optional Retention retention = 23; + optional bool legalHold = 24 [default = false]; +} + +message Retention { + required RetentionMode retentionMode = 1; + optional string retentionDate = 2; + optional EventHold eventHold = 3; +} +``` + + + +### Ranger Access Control + +Ozone Object Lock enforces a dual-gate protection mechanism combining **Ranger policy-based authorization** and **underlying OM WORM state validation**: + +* **Standard Data Operations (Put / Delete)**: Even if a principal has valid Ranger `CREATE`, `WRITE` or `DELETE` access, any attempt to mutate, overwrite, or delete an object under an active Legal Hold or an unexpired Retention period is immediately rejected with `403 Access Denied` (`WORMProtectionException`). +* **Fine-Grained S3 Action Matching**: Object Lock management integrates with the action-matching authorization framework introduced via STS. S3 Object Lock actions map 1:1 to AWS S3 action names. See [AWS STS Design for Ozone S3](ozone-sts.md) for details. + +--- + +#### 1. Configuration & Component Updates + +To enable action-level authorization and onboard Object Lock actions into the Ozone & Ranger ecosystem, the following updates are required: + +**Prerequisite: Feature Flag Activation**: +* Enable the Ranger action matcher condition in the Ozone configuration: + ```properties + ranger.servicedef.ozone.enableActionMatcherInPoliciesCondition=true Review Comment: Confirmed that s3Action is only forwarded when ozone.s3g.sts.http.enabled=true. The doc now requires both the STS flag and the Ranger action-matcher flag for action-level checks on S3 Gateway requests. -- This is an automated message from the Apache Git Service. To respond to the message, please log on to GitHub and use the URL above to go to the specific comment. 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