> we would
>be required to significantly shorten our optimization periods, thus
>incurring a penalty of standard error in our confidence bands.

I understand your concern Eugene. However, it is important to recognize that 
in strategy development and validation there are two sets of data and two sets 
of confidence bands.  First set is used for strategy development and parameter 
optimization and is often called "in-sample". The second set is used only to 
validate the strategy performance and is called "out-of-sample".

If the confidence interval is very broad (standard error is large) in the 
"in-sample" data, your strategy is not reliable and should not be used.

If the "in-sample" results are good and have acceptable confidence intervals, 
the next step is validation of the strategy on "out-of-sample" data. 
Because "out-of-sample" data has not been used for parameter optimization, the 
results obtained on this data are far more important than those from 
"in-sample". If the "out-of-sample confidence interval is too broad, the 
validation results are not reliable and the strategy should not be used.

It is extremely common that the available data set is too small to partition 
the 
data into  in- and out- of sample sets of adequate size. In financial 
research, the data set size is usually limited not by the data availability but 
by the data stationarity. To create valid sample sizes from small data, a 
technique called "leave-one-out" or "bootstrapping" or "jackknifing" is used. 
In 
those techniques the model is developed on the entire data except for one 
"holdout" point, then tested on this point. Then a different point is selected 
and the process is repeated. The validation results are obtained by combining 
the results of holdout points. Walk-forward optimization is an example of this 
technique and actually reduces standard error in the more 
important "out-of-sample" test.


>better model would be the one which not only
>accounts for the supply/demand, but also for its changing elasticity
>over time

That is definitely so and is often driven by seasonality as well as regime 
shifts. For futures, such as ES, the elasticity could drift in response to 
the proximity of the expiration date or as a result of changing market 
sentiment 
or increased trading in spot or in "dark pools", which impacts demand but is 
not 
reflected in bid/ask quotes.

>the manner in which its parameters change overtime is not intuitive at
>all 

If the value of the parameters themselves is not intuitive, then its change 
over 
time is very likely not to be intuitive as well and vice versa. Most 
non-intuitive parameter changes happen when the optimization surface is very 
flat or has many local maxima. Then a minor change in the data can put you into 
a very different local maxima and cause very unsettling parameter jumps. That 
is 
why restricting the optimization region to the vicinity of the most recent 
parameter values allows for parameters to only drift gradually. Then trends in 
parameter changes can be spotted and understood intuitively. 



________________________________
From: nonlinear5 <[email protected]>
To: JBookTrader <[email protected]>
Sent: Sat, December 4, 2010 11:34:20 PM
Subject: [JBookTrader] Re: Dynamic Parameter Optimization

> Eugene, your comment goes to the need to have sufficiently large backtest
> database relative to the number of adjustable parameters, so that the results
> are statistically significant. How does that relate to potential
> non-stationarity of parameters? 

The non-stationarity of parameters is a problem, indeed. However, some
things are more or less absolute. Think of the supply/demand
relationship. If you can capture its essence in the strategy, that
should work today, tomorrow, and 10 years in the future. Now, I do
acknowledge that a better model would be the one which not only
accounts for the supply/demand, but also for its changing elasticity
over time. However, such model would be more complex, more difficult
to understand, and more time-consuming to test. Perhaps more
importantly, while the supply/demand law by itself is quite intuitive,
the manner in which its parameters change overtime is not intuitive at
all. The best we can hope for in our walk-forward optimization is that
whatever parameters were the "optimal" in a recent period would still
be the optimal in the next period. For the sake of this hope, we would
be required to significantly shorten our optimization periods, thus
incurring a penalty of standard error in our confidence bands.

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