chia7712 commented on code in PR #17445:
URL: https://github.com/apache/kafka/pull/17445#discussion_r1795062840
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docs/upgrade.html:
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@@ -141,6 +141,67 @@ <h5><a id="upgrade_400_notable"
href="#upgrade_400_notable">Notable changes in 4
</ul>
<h4><a id="upgrade_3_9_0" href="#upgrade_3_9_0">Upgrading to 3.9.0 from any
version 0.8.x through 3.8.x</a></h4>
+
+ <h5><a id="upgrade_390_zk" href="#upgrade_390_zk">Upgrading
ZooKeeper-based clusters</a></h5>
+ <p><b>If you are upgrading from a version prior to 2.1.x, please see the
note in step 5 below about the change to the schema used to store consumer
offsets.
+ Once you have changed the inter.broker.protocol.version to the latest
version, it will not be possible to downgrade to a version prior to 2.1.</b></p>
+
+ <p><b>For a rolling upgrade:</b></p>
+
+ <ol>
+ <li>Update server.properties on all brokers and add the following
properties. CURRENT_KAFKA_VERSION refers to the version you
+ are upgrading from. CURRENT_MESSAGE_FORMAT_VERSION refers to the
message format version currently in use. If you have previously
+ overridden the message format version, you should keep its current
value. Alternatively, if you are upgrading from a version prior
+ to 0.11.0.x, then CURRENT_MESSAGE_FORMAT_VERSION should be set to
match CURRENT_KAFKA_VERSION.
+ <ul>
+ <li>inter.broker.protocol.version=CURRENT_KAFKA_VERSION (e.g.
<code>3.8</code>, <code>3.7</code>, etc.)</li>
+ <li>log.message.format.version=CURRENT_MESSAGE_FORMAT_VERSION
(See <a href="#upgrade_10_performance_impact">potential performance impact
+ following the upgrade</a> for the details on what this
configuration does.)</li>
+ </ul>
+ If you are upgrading from version 0.11.0.x or above, and you have
not overridden the message format, then you only need to override
+ the inter-broker protocol version.
+ <ul>
+ <li>inter.broker.protocol.version=CURRENT_KAFKA_VERSION (e.g.
<code>3.8</code>, <code>3.7</code>, etc.)</li>
+ </ul>
+ </li>
+ <li>Upgrade the brokers one at a time: shut down the broker, update
the code, and restart it. Once you have done so, the
+ brokers will be running the latest version and you can verify that
the cluster's behavior and performance meets expectations.
+ It is still possible to downgrade at this point if there are any
problems.
+ </li>
+ <li>Once the cluster's behavior and performance has been verified,
bump the protocol version by editing
+ <code>inter.broker.protocol.version</code> and setting it to
<code>3.9</code>.
+ </li>
+ <li>Restart the brokers one by one for the new protocol version to
take effect. Once the brokers begin using the latest
+ protocol version, it will no longer be possible to downgrade the
cluster to an older version.
+ </li>
+ <li>If you have overridden the message format version as instructed
above, then you need to do one more rolling restart to
+ upgrade it to its latest version. Once all (or most) consumers
have been upgraded to 0.11.0 or later,
+ change log.message.format.version to 3.8 on each broker and
restart them one by one. Note that the older Scala clients,
+ which are no longer maintained, do not support the message format
introduced in 0.11, so to avoid conversion costs
+ (or to take advantage of <a
href="#upgrade_11_exactly_once_semantics">exactly once semantics</a>),
+ the newer Java clients must be used.
+ </li>
+ </ol>
+
+ <h5><a id="upgrade_390_kraft" href="#upgrade_390_kraft">Upgrading
KRaft-based clusters</a></h5>
+ <p><b>If you are upgrading from a version prior to 3.3.0, please see the
note in step 3 below. Once you have changed the metadata.version to the latest
version, it will not be possible to downgrade to a version prior to
3.3-IV0.</b></p>
+
+ <p><b>For a rolling upgrade:</b></p>
+
+ <ol>
+ <li>Upgrade the brokers one at a time: shut down the broker, update
the code, and restart it. Once you have done so, the
+ brokers will be running the latest version and you can verify that
the cluster's behavior and performance meets expectations.
+ </li>
+ <li>Once the cluster's behavior and performance has been verified,
bump the metadata.version by running
+ <code>
+ bin/kafka-features.sh upgrade --metadata 3.9
+ </code>
+ </li>
+ <li>Note that cluster metadata downgrade is not supported in this
version since it has metadata changes.
+ Every <a
href="https://github.com/apache/kafka/blob/trunk/server-common/src/main/java/org/apache/kafka/server/common/MetadataVersion.java">MetadataVersion</a>
+ after 3.2.x has a boolean parameter that indicates if there are
metadata changes (i.e. <code>IBP_3_3_IV3(7, "3.3", "IV3", true)</code> means
this version has metadata changes).
+ Given your current and target versions, a downgrade is only
possible if there are no metadata changes in the versions between.</li>
+ </ol>
Review Comment:
nit: could you please add a new line?
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