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Unjust from the Start, Part III: The Illegal Basis of the War Crimes Tribunal


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Unjust from the Start, Part III: The Illegal Basis of the War Crimes Tribunal

By Dr. Kosta Cavoski 

[In Part III of this series, Professor Cavoski, the distinguished Yugoslav 
law scholar, brilliantly analyses the legal rationale for the War Crimes 
Tribunal. The sheer illegality of the Tribunal is of great importance given 
the news that the ruling politicians in Belgrade have invited the Tribunal to 
Belgrade and promised to cooperate in its hunt for supposed Serbian war 
criminals.] 
If the start of the case of the Prosecutor vs. Djordje Djukic disgraced the 
International Criminal Tribunal at The Hague, a more serious examination of 
the manner in which the Tribunal was founded and its working Rules of 
Procedure and Evidence would also convince us that the failure was not in the 
least accidental. 

Moreover, it could have been expected when the Security Council Resolution 
808 of 22 February 1993 was issued. In spite of the fact that the Resolution 
expressed the intention to found an international tribunal for the 
prosecution of persons responsible for committing serious violations of 
international humanitarian law on the territory of the former Yugoslavia 
since 1991, the Security Council did not feel the need to provide a legal 
basis for its establishment.(10) The reason for this omission is simple: the 
existing legal system of the UN does not provide a legal basis for it, nor 
can there ever be one. 

Half a century has passed since the founding of the UN, and its main 
political and executive body, the Security Council, has never assumed the 
right to found a tribunal since court jurisdiction rests on international 
treaties as a result of the absence of a universal legislative organ. This 
was clearly stated by the UN Secretary General in May 1993:

"The approach which in the normal course of events would be followed in 
establishing an international tribunal would be the conclusion of a treaty by 
which the member states would establish a tribunal and approve its statute. 
This treaty would be drawn up and adopted by an appropriate international 
body (e.g. the General Assembly or a specially convened conference), 
following which it would be opened for signing and ratification. Such an 
approach would have the advantage of allowing for a detailed examination and 
elaboration of all issues pertaining to the establishment of the 
international tribunal. It would also allow the states participating in the 
negotiation and conclusion of the treaty to fully exercise their sovereign 
will in particular whether they wish to become parties to the treaty or not". 
(UN Secretary General's Report no. S/25704 (section 18) of 3 May 1993)

The rule whereby court jurisdiction is based on international treaties has, 
until now, been strictly adhered to without exception. Then in Resolution 827 
of 25 May 1993, the Security Council gave itself the right to establish ad 
hoc a tribunal whose competence was limited in time (beginning on 1 January 
1991) as well as capacity (confined to the territory of the former Socialist 
Federal Republic of Yugoslavia). Since no such tribunal had ever been 
established before by the Security Council (11), it would have been 
appropriate to find some sort of legal basis in order to avoid the inference 
that "might is right". A legal basis was "found" in a very loose 
interpretation of a clause in Chapter VII of the UN Charter whereby the 
Security Council can take measures to maintain or restore international peace 
and security following the requisite establishment of the existence of a 
threat to the peace, breach of the peace or acts of aggression. In other 
words, the term "tribunal", as the requisite institution, is taken to be a 
"measure". No doubt the members of the Security Council, particularly the 
permanent members, assumed that "might was right", but also that certain 
terms can be instilled with certain meanings that they never had before. Thus 
"measures" became synonymous with "tribunal". 

The Secretary General was given the thankless task of justifying the 
international criminal tribunal as an enforcement measure of the Security 
Council which Chapter VII of the UN Charter grants it [the right to 
initiate]. As he was unable to refer to any valid legal basis for this 
authority, he reverted to the principle of expediency. "This approach," said 
the Secretary General "would have the advantage of being expeditious and 
immediately effective as all states would be under a binding obligation to 
take whatever action is required to carry out a decision taken as an 
enforcement measure under Chapter VII" (12). Thus the principle of political 
expediency took precedence over that of legality and legal validity. 

The Secretary General knew of course, that the Security Council could not 
simply "create" a tribunal nor did it have the legislative authority to allow 
it to "create" international criminal law. He let this slip when he said that 
"in assigning to the International Tribunal the task of prosecuting persons 
responsible for serious violations of international humanitarian law, the 
Security Council would not be creating or purporting to 'legislate' that law. 
Rather, the International Tribunal would have the task of applying existing 
international humanitarian law." (13) Unfortunately this is not true. With 
Resolution 827 of 25 May, the Security Council implemented its nonexistent 
legislative powers. It suspended the application of the Geneva Convention of 
12 August 1949 with additional Protocols, as well as the Convention on the 
Prevention and Punishment of the Crime of Genocide of 9 December 1948, 
whereby prosecution is entrusted to national courts. Thus, by awarding the 
International Tribunal primacy over the prosecution of crimes committed on 
the territory of the former SFR Yugoslavia, it annulled the competence of all 
national courts worldwide. One has to ask in the name of what principle could 
the Security Council suspend and then amend international treaties of a 
legislative nature. 

Having assumed the right to legislate, the Security Council ventured to take 
another step: it delegated its nonexistent legislative competency to its 
creature - the International Criminal Tribunal at The Hague. Under Article 15 
of the Statute of the International Tribunal it authorized its judges to 
adopt rules of procedure and evidence for the conduct of the pre-trial phase 
of proceedings, trials and appeals, the admission of evidence, the protection 
of victims and witnesses and other appropriate matters. In this way the 
Security Council not only legislated, but also authorized the Tribunal to be 
its own legislator with regard to criminal procedural law. 

With no hesitation, the International Tribunal accepted the authority to 
write its own laws, i.e. to issue Rules of Procedure and Evidence that were 
to be applied to the prosecution of subsequent cases. The Rules were adopted 
by February 1994, only to be amended six more times - in May and October of 
1994, January and June 1995, January and April 1996. In January 1995 alone, 
41 of the total 125 rules were amended, and almost half of the original rules 
were further changed by other amendments. To make matters worse, the Tribunal 
adjusted the Rules according to which it would pass judgment, having in mind 
the practical problems that arose in the course of the implementation of the 
Rules on pending cases. 

Unfortunately, this was in breach of its own Rule No. 6, paragraph (C) 
whereby amendments shall not operate to prejudice the rights of the accused 
in any pending case. In this way certain amendments took on the character of 
ex post facto law. Of special interest is the manner in which the Tribunal 
amended its rules. Legislative bodies usually do this at public sessions, 
following long and exhaustive debates over every proposed article or 
subsequent amendment. The International Tribunal simplified this procedure. 
Its Rules are adopted at plenary sessions after the decision of seven judges, 
and according to Rule 6, paragraph (B) this can also be done otherwise, on 
condition the judges accept the amendment unanimously. One asks oneself what 
"other way" is there for an amendment to be adopted if not by debate at a 
plenary session. The answer is simple: the president or some Tribunal 
official poses an amendment to all the judges world-wide; on the same day 
they fax back their approval. This is the new way of creating laws by fax 
that could easily revolutionize the old-fashioned procedure as exercised by 
the British Parliament. 

This was how the Tribunal at The Hague used the legislative competence that 
was first usurped by the Security Council and subsequently generously 
delegated to it. To make for even greater paradox, the Tribunal took another 
step: having become its own legislator it then passed part of its legislative 
power over to the Prosecutor in order to allow him to draw up the rules he 
would work by. Hence Rule 37, paragraph (A) stipulates that "the Prosecutor 
shall perform all the functions provided by the Statute in accordance with 
the Rules and such Regulations, consistent with the Statute and the Rules, as 
may be framed by him". 

Antonio Cassese, President of the International Tribunal was well aware that 
never in the history of a civilized country had an individual court drawn up 
the rules by which it would pass judgment. This would be a dangerous breach 
of the principle of separation of powers between the legislature and 
judiciary which, according to Montesquieu, is an essential guarantee of 
freedom. Thus it could be said that the adoption of the Rules of the Tribunal 
in May 1995 represented an enterprise "for which there is no precedent at the 
international level."(14) Had he been less self-confident and egotistic in 
his unexpected role of being his own legislator, he would have had to ask 
himself very seriously if there could possibly be a valid reason for this 
unprecedented breach of a practice inviolable in any civilized country. 

There are, of course, countries where judge-made law is applied, e.g. common 
law in England. However this law is not the fruit of a premeditated and 
momentary enterprise by a single court but the product of all the courts as a 
unified system and over a considerable period of time, lasting several 
centuries. This is why English judges firmly believe that they are judging 
according to a law that was created by others. They do not have the 
satisfaction that was granted Antonio Cassese, of creating the general rules 
according to which they will judge. 

If the International Tribunal is only partially responsible for its role as 
legislator with regard to the adoption of its own Rules due to the fact that 
this "advantage" vas delegated to it by the Security Council, it is generally 
responsible for its further delegation to the Prosecutor. This is also an 
enterprise unprecedented in recent history. Had the International Tribunal 
appreciated the equality of both parties, it should have gone one step 
further and authorized the defense counsel to prescribe its own general 
regulations for the defense of its client. This would also have represented a 
significant and unexpected innovation to modern criminal procedural law. 

The Prosecutor as Organ of the Tribunal and as Privileged Party 

The next feature whereby the Security Council and the International Tribunal 
"enriched" legal theory and practice was the exceptional position that was 
bestowed on the Prosecutor. In a well structured legal system, e.g. common 
law, the prosecutor is only one of two equal parties in a court dispute, so 
that with regards to the status of both sides - the prosecutor and the 
accused - and the possibility of their reaching a settlement, a criminal 
dispute assumes some of the aspects of a litigation. Under these 
circumstances the procedure becomes truly contradictory in that the two sides 
contest each other on a completely equal basis, whereas the court as a third, 
independent and unbiased party, resolves the litigation and passes judgment. 

The Security Council and the International Tribunal discarded this concept of 
criminal litigation and the total equality of each party in order to award 
the Prosecutor a privileged position by making him a part of the court. In 
Article 11 of the Statute of the International Tribunal it is explicitly 
stated that the Prosecutor is an organ of the Tribunal. This is followed by a 
series of regulations that confirm this exceptional and obviously privileged 
status of the Prosecutor. Rule 33 stipulates that the registrar of the 
Tribunal serves not only the chambers and plenum of the Tribunal but every 
judge and the Prosecutor, meaning that the registrar is common to them all. 
Under Rule 29 the Prosecutor is given the right to summon and question 
suspects, victims and witnesses, record their statements, collect evidence 
and conduct on-site investigations. Again, in a well organized judiciary 
system this is done by the police up until an inquiry is instigated, 
whereupon it is taken over by the investigating judge. This is the only way 
to ensure the contradiction of procedure and the equality of both parties - 
the Prosecutor and accused. 

However, the creators of the Statute and Rules of the International Tribunal 
made an unforgivable mistake. With one stroke they made the Prosecutor part 
of the Tribunal as well as a party before justice. Rule 2 names the 
prosecutor and accused as the parties, but then by virtue of a series of 
other regulations, their equality in the court proceedings comes under 
serious doubt. Thus, for instance, the Prosecutor, as a litigation party, may 
propose amendments to the Rules (Rule 6), while the accused and his defense 
counsel may not. Also, the Trial Chamber (Rule 46) may, after a warning, 
refuse audience to counsel if, in its opinion, his conduct is offensive, 
abusive or otherwise obstructive to the proper conduct of the proceedings. It 
occurred to none of the makers of these Rules to allow for the possible 
removal of the Prosecutor in the case of his behavior being offensive and 
abusive to the accused, his defense counsel or indeed the judges themselves. 
According to Rule 66 paragraph (C) the Prosecutor may, with the approval of 
the Trial Chamber, refuse the defense access to books, documents, photographs 
and tangible objects in his custody if this is considered to be contrary to 
public interest or affect the security interests of any state. The Trial 
Chamber debates this request in camera (in the absence of either party or the 
public) and the Prosecutor is obliged to give his reasons why this evidence 
(books, documents, photographs and tangible objects) should be confidential 
only to the Trial Chamber, meaning that the defense counsel does not have to 
be present. 

The creators of this special position of the Prosecutor, who is at the same 
time part of the court and one of the two contesting parties, probably 
consider themselves to be very innovative. If they were better acquainted 
with the history of the Ottoman Empire they would remember that this position 
was held by Turkish Cadis (civil judges). That is why we [Serbs, who were 
ruled by the Ottoman Empire] have the saying: "the Cadi prosecutes you, the 
Cadi sentences you". 

The Secrecy of the Indictment and the Unauthorized Collection of Evidence 

This exceptional and in many ways unacceptable position of the Prosecutor is 
just one of the "innovations" by which the makers of the Statute and Rules of 
the International Tribunal "enriched" criminal procedural law. Another was 
the possibility of keeping secret the indictment trial and testimonies under 
conditions that spawn arbitrariness and considerable departures from the 
usual standards of modern procedural law. According to Rule 53 paragraph (B) 
the judges or the Trial Chamber can, after consulting the Prosecutor, 
prohibit the "disclosure of an indictment, or part thereof, or of all or any 
part of any particular document or information" if it is necessary "to 
protect confidential information obtained by the Prosecutor or is otherwise 
in the interests of justice". The Rule makers, however, did not deem it 
necessary to further define "confidential information" or "interests of 
justice", thereby leaving their interpretation open to the will or 
arbitrariness of the Prosecutor, judges and Trial Chamber. 

Apart from facts, documents and information that can be concealed from the 
general public, there is information that can be denied the defense. This is 
information whose disclosure, for any reason "may be contrary to public 
interests or affect the security interests of any state" (Rule 66 paragraph 
(C)). This can be assumed to concern information collected by the CIA, and 
that is why such information should be kept secret in order to hide its 
source, and especially the manner in which it was collected. This involves 
unauthorized bugging and the recording of telephone conversations, fax 
messages, wireless messages, filming by satellites and pilotless aircraft 
unauthorized to overfly the war zones in the former Yugoslavia, as well as 
data and information collected by secret agents disguised as humanitarian 
workers or employees of the UN, Red Cross and other governmental and 
non-governmental organizations. 

There is nothing unusual in the illegal collection of information by the US, 
British or Russian secret services. The trouble lies in the penchant of the 
Prosecutor and Hague Tribunal not only to use illegally obtained information, 
but also by denying the public knowledge of the indictment and, trial to 
conceal the source of the information on which the indictment, evidence and 
subsequent verdict rest. With the excuse of protecting public interest and/or 
the security interests of a state, they are no doubt capable of going so far 
as to refuse the defense counsel the right to study the evidence, data, 
documents, photographs and tangible objects on whose existence an indictment 
rests. Were a prosecutor in the US to try to use unauthorized recorded 
telephone calls against an accused, this would be immediately rejected by the 
court. Unlike this civilized practice, everything was permitted to The Hague 
Tribunal including the use of illegally obtained intelligence data and the 
concealment of its source. 

Continued, Unjust, Part IV: The Hunting of the Serbs 

---- REFERENCES: ----------- 

(10) This was noted by the UN Secretary General in his report S/25704 
(section 18) of 3 May 1993. 

(11)The Statute of the International Court of Justice at The Hague is 
incorporated into the UN Charter and accepted as such by the member states 

(12)Report of the Secretary General S/25704 (see 23) of 3 May 1993 

(13) Ibid, sec 29 

(14)Preface to a book publishing all the more important document of the 
International Criminal Tribunal at The Hague. 

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