Code of the Caveman
A new DNA mapping technique may solve an ancient mystery: Do modern humans 
carry Neanderthal genes?

By Annalee Newitz
Wired Magazine

Issue 14.07 - July 2006

http://www.wired.com/wired/archive/14.07/caveman.html


On a forest-choked expanse of land that will one day be called Germany, a 
herd of bison huddles together to ward off the cold. Hidden in the foliage 
nearby squats a man. Like the animals he’s hunting, he has evolved over 
hundreds of thousands of years to cope with freezing temperatures. His 
massive jaw juts out, and his forehead slopes forward to form a heavy brow 
– providing a thick layer of bone that protects his sinuses and large brain 
from the icy air. His barrel-shaped body and short limbs help him retain 
heat. So do the furs he wears and the fires his family builds in the cave 
where they live.

In one hand, he carries an object that represents the height of technology 
among his people: a knife-edged stone made by a skilled craftsman who 
strikes one rock with another, 40 or 50 times with absolute precision, 
flaking off tiny shards until an extremely sharp blade emerges.

Technology isn’t enough to fell the bison, though. Gored and trampled, the 
man dies without bringing dinner home to his family. His people eventually 
die out, leaving behind only a few bones and fragments of stone. We don’t 
know why they became extinct or what they called themselves. We know them 
only by the name our species has given them: Homo neanderthalensis, the 
Neanderthals.

Forty thousand years after the bison hunter went down, a tall, lanky man 
with disheveled white hair and scuffed hiking shoes is using one of his 
species’ own state-of-the art tools to pulverize the Neanderthal even 
further. On a warm spring day in Walnut Creek, California, geneticist Eddy 
Rubin stands surrounded by huge glass tanks. Inside, robotic arms move with 
frenetic precision over plates holding genetic material, reducing the 
Neanderthal’s remains to tiny strings of nucleotides and producing the 
world’s first extended sequence of Neanderthal DNA.

The data will help pinpoint when humans and Neanderthals diverged on the 
evolutionary tree and if they bore children together when they met again as 
separate species. The information may also help answer a profoundly human 
question: Are we the first and only intelligent species to walk the planet? 
If it turns out that we do share certain key genes with the Neanderthals, 
we’ll know more about whether their intellectual capacities matched our 
own, including whether they might have had a spoken language.

Humans and Neanderthals share a common ancestor, Homo erectus; some of them 
migrated north out of Africa more than a million years ago and evolved into 
Neanderthals. Meanwhile, in the relative warmth of Africa, Homo erectus 
evolved into Homo sapiens. One hundred thousand years ago, during a brief 
thaw in the ice age that had swept across Eurasia, Homo sapiens migrated 
out of Africa, eventually arriving at the Neanderthal’s European domain 
65,000 years later. The two groups shared territory for somewhere between 
5,000 and 10,000 years.

“Humans and Neanderthals occupied adjacent caves for thousands of years, 
and we have a lot of speculations about them based on a few bones and 
stones,” Rubin says. “But as we analyze the genome, we have the opportunity 
to learn more about their skin and hair color, as well as what they ate and 
even their language.” The more he talks, the more excited Rubin gets. He’s 
convinced he is close to solving a mystery that has haunted anthropologists 
since the first Neanderthal skeleton was discovered in 1856 in a German 
valley (or thal) called Neander. Finally he bursts out, “Soon we’ll know 
whether Neanderthal males like this one contributed their genes to 
modern-day Homo sapiens!”

Trained as a biophysicist, Rubin has spent the past two decades working in 
genetics, climbing to the top of his field and becoming head of two of the 
nation’s most prestigious gene sequencing labs: the Joint Genome Institute 
in Walnut Creek and the genomics division of UC’s Lawrence Berkeley 
National Laboratory. “I don’t really like cells or anything,” he says. “I 
just like data.”

Rubin first became interested in sequencing a Neanderthal in 1997, when a 
researcher named Svante Pääbo at Germany’s Max-Planck Institute for 
Evolutionary Anthropology published the results of an early effort to read 
Neanderthal DNA. Pääbo and his team examined mitochondrial DNA – tiny loops 
of genetic material found in the hundreds of power plants that exist in 
each cell. Unfortunately, they just don’t contain that much information. 
Nonetheless, when Pääbo and his team announced that no Neanderthal 
mitochondrial DNA had found its way into Homo sapiens, the press and 
scientific community went wild. The story made the cover of the prestigious 
scientific journal Cell, and it was the subject of a New York Times story 
and a Nova special. As soon as he could, Rubin caught a plane to Leipzig. 
Neanderthals, he says, are cool. They get people excited about science and 
evolution, and that “is how you fight the dark forces.”

Pääbo and Rubin became hiking buddies, and six years ago a walk they took 
turned into a discussion of getting better Neanderthal data by using 
chromosomal DNA, which is much more comprehensive than the small snips 
found in mitochondria. Rubin’s team at LBNL would read the genes by 
sandwiching in some time on the JGI’s massive sequencing farm. Pääbo was 
thrilled. But the anthropology community, which keeps its few dozen 
Neanderthal bone fragments carefully preserved in museums, wasn’t keen on 
giving precious samples to a couple of genetics geeks. So Rubin and Pääbo 
sequenced the ancient cave bear, a creature whose bones are quite 
plentiful. That success helped Rubin and Pääbo persuade two museums to part 
with a few ounces of Neanderthal bone.

In late fall 2005, Rubin took the sample back to his laboratory, mashed it 
up, and began to figure out the exact genetic makeup of Homo neanderthalensis.

Now I watch as techs at the Joint Genome Institute arrange prepared DNA 
samples on thick, translucent plates and feed them into ABI 3730 machines 
that resemble giant photocopiers. Hair-thin tubes called capillaries then 
sip genetic material from the plates and run it past a sensor that 
determines which of four possible nucleotides is in the sample. Rubin shows 
me a small monitor attached to one of the ABIs. Mesmerized, I watch as 
colored bars representing A, T, G, and C appear on the screen. Each brings 
us one nucleotide closer to answering a question that’s 150 years old.

A process called metagenomics, pioneered by forensic analysts to sort DNA 
from a contaminated crime scene, is what makes it possible to sequence DNA 
from a few ounces of a long-buried bone adulterated by 40,000 years’ worth 
of microbes. Typical sequencing involves looking at loads of genetic 
material from one life-form. Metagenomics takes a jumbled sample and 
sequences everything in it – be it plants, microbes, or lab workers’ DNA.

Once everything in Rubin’s sample is sequenced this way, he uses powerful 
bio-informatics software to separate out likely Neanderthal DNA. This 
“sifting” process is a simple pattern-matching exercise: The software 
compares each strand of DNA with other known sequences, eliminating 
anything that doesn’t look hominid. DNA from modern humans won’t show the 
predicted level of decay – that can be tossed out, too. This process was 
impossible just a few years ago, before computers as fast as Rubin’s and 
vast databases of gene sequences.

Now all we have to do is wait for the results. Weeks pass, and I keep 
pestering Rubin about what his team has found.

At last, Rubin calls me. “Big news,” he says. His first major conclusion is 
that humans and Neanderthals diverged into recognizably separate groups 
about 500,000 years ago, a date anthropologists have long sought to pin 
down. He and his team determined this by counting the differences between 
select sequences of the Neanderthal genome and the human genome. Since 
mutations usually occur at a predictable rate, it was easy to tell when the 
species split.

But that’s not all. “The evidence suggests very strongly that Neanderthal 
men didn’t pass on any genetic material to modern humans,” he says. The 
Neanderthal DNA that Rubin analyzed is simply too different from our own. 
It’s a conclusion that will fuel flame wars on academic message boards for 
years. Rubin pauses dramatically, and then continues: “This is a tremendous 
blow to the theory of admixture between humans and Neanderthals.”

Or at least he thinks it is. Not everyone is giving up on the possibility 
that humans and Neanderthals shared more than hunting grounds back in the 
Upper Paleolithic.

An anthropologist at Washington University in St. Louis, Erik Trinkaus is a 
fierce proponent of the theory that humans and Neanderthals interbred. In 
1999, his team examined a 28,000-year-old skeleton, and Trinkaus claimed 
that its morphological features were “exactly what you’d expect in a hybrid 
population.”

Rubin dismisses the analysis of bone structure for which Trinkaus is 
famous, comparing anthropologists to phrenologists. He adds that lots of 
things can appear different in the bone structure of two organisms even if 
their genomes are very similar.

Trinkaus shoots back, “Genetics is trendy now. But they’re only looking for 
the presence of Neanderthal genes in current populations – and that doesn’t 
tell you what happened 30,000 years ago.” He says that Neanderthals and 
humans could have mated but produced offspring that didn’t thrive; those 
hybrid genomes would have been eliminated over the generations by natural 
selection. In such a scenario, the genetic footprint left by Neanderthals 
in the human genome would be vanishingly small.

Rubin is willing to concede that it’s possible humans and Neanderthals 
interbred. It would be hard to know for sure whether there had been 
intermixing if Neanderthal genes had been selected out of the contemporary 
population. But Rubin doesn’t think it’s likely, given the differences he’s 
found between the two genomes. Not only that, Rubin believes offspring of 
individuals from such divergent groups would probably have been sterile, 
like mules. That hunter freezing in Germany probably wasn’t my distant 
European ancestor after all.

In the end, because of decay in the bone sample, Rubin’s team was able to 
read only 76,000 base pairs from the Neanderthal – a tiny slice, if you 
consider that the completed human sequence is 3 billion base pairs long. It 
was enough for him to be confident that we’re probably not carrying 
Neanderthal genes, but not enough to tell him everything he wants to know. 
If he had a complete genome, he could look for genes like FOXP2, which is 
found in songbirds and humans and is associated with the complex 
vocalizations that are the hallmark of language. And he wants to hunt for 
unique Neanderthal mutations in genes like AHI1, which is connected to 
brain development.

He’s also eagerly anticipating the day when we understand the human genome 
well enough to figure out which alleles, or alternate forms of a gene, code 
for physical features like skin color and hair texture. Once we know that, 
researchers can return to the Neanderthal and look for similar alleles. To 
encourage this kind of research, Rubin is making his Neanderthal sequence 
publicly available on GenBank, an online resource for researchers. He’s 
also creating test tubes and plates of genetic material that can be 
reproduced and shipped anywhere.

Rubin’s work is likely to be published this summer. It will stir up the 
scientific community, but Rubin is more interested in planning how he’ll 
build out his library of Neanderthal DNA. “I need to get more bone,” he 
says. “I’ll go to Russia with a pillowcase and an envelope full of euros 
and meet with guys who have big shoulder pads. Whatever it takes."


=================================================
George Antunes                    Voice (713) 743-3923
Associate Professor               Fax   (713) 743-3927
Political Science                    Internet: antunes at uh dot edu
University of Houston
Houston, TX 77204-3011         



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