And now:Ish <[EMAIL PROTECTED]> writes:

Date: Wed, 07 Apr 1999 12:28:53 +0800
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From: GRAIN Los Banos <[EMAIL PROTECTED]>
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Subject: [BIO-IPR] Legal elements of the Ayahuasca patent case

BIO-IPR docserver
________________________________________________________

TITLE: Legal Elements of the "Ayahuasca" Patent Case
AUTHOR: Center for International Environmental Law (CIEL), 
Washington DC, USA
DATE: 30 March 1999
SOURCE: various environmental law listservers
URL: http://www.econet.apc.org/ciel/
________________________________________________________


LEGAL ELEMENTS OF THE "AYAHUASCA" PATENT CASE

The challenge to the patent on the Amazon rainforest plant used for 
ayahuasca is being brought by:

* the Center for International Environmental Law (CIEL), on behalf of

* the Coordinating Body of Indigenous Organizations of the Amazon Basin 
(COICA); and

* the Coalition for Amazonian Peoples and Their Environment (Amazon
Coalition).

Shamans of many indigenous tribes of the Amazon collect the plant � which 
has the scientific name Banisteriopsis caapi � and process it with other 
rainforest plants, according to traditional techniques, to produce a 
ceremonial drink �"ayahuasca," also called "yag�". The shamans (traditional 
healers and religious leaders) use ayahuasca in religious and healing 
ceremonies to heal the sick, meet with spirits, and divine the future. 
According to tradition, ayahuasca is prepared and administered only under 
the guidance of a shaman.

Plant Patent No. 5,751, issued to Loren Miller on June 17, 1986, claims 
rights over a supposed variety of B. caapi, which Mr. Miller dubbed "Da Vine."

Our request to the Patent and Trademark Office (PTO) has two parts, 
described below. The request for reexamination seeks cancellation of this 
particular patent. In a letter to the Commissioner, we call for a more 
general review of the treatment of traditional knowledge and biological 
diversity under United States patent laws.

The Request for Reexamination

To obtain a plant patent, an applicant must show that the plant is a new 
variety; that it is distinct from existing forms; and that it is not found 
in an uncultivated state (35 U.S.C. � 161). Such patents are authorized 
under a 1930 law designed to reward efforts of growers who develop new 
varieties of crops such as fruit trees or grapevines. Plant Patent 5,751 
implies that "Da Vine" is novel because of its medicinal qualities. In fact, 
these characteristics of B. caapi were already well known � i.e. part of 
"prior art," in terms of patent law � long before the patent was issued: 
indigenous people have known of the plant�s medicinal and psychotherapeutic 
uses for many generations.

The patent claims to have identified a variety of the species with new and 
distinctive physical features, particularly flower color. But according to 
Professor William A. Anderson of the University of Michigan � a leading 
expert on the plant family to which B. caapi belongs � the features 
described in the patent are typical of the species as a whole, and are 
documented as "prior art" in the records of major herbariums.

By law, plant patents cannot be awarded to plants "found in an uncultivated 
state." But this plant grows naturally throughout the Amazon basin.


Intellectual property rights (which include patents) are designed to further 
the public good by striking the right balance between private rights and the 
public domain. They are intended to reward those who contribute a new 
invention to society � not those who merely register something they did 
nothing to create.

There is a limit to what should be claimed as private property under United 
States patent laws. This patent crosses that limit. It seeks to privatize 
something that is held sacred by many indigenous peoples of the Amazon 
rainforest. A private intellectual property claim should be denied when it 
offends deeply held moral and cultural values. As the PTO itself recently 
noted, the utility requirement of 15 U.S.C. � 101 permits it to deny patents 
to inventions deemed "injurious to the well being, good policy, or good 
morals of society" (Media Advisory 98-6, April 1, 1998).

For all these reasons, we have asked [today] that the PTO cancel this 
patent, using the procedure for reexamination of patents that is defined by 
law.

Letter to the Acting Commissioner

The challenged patent is not an isolated problem. It illustrates more 
general issues of concern for indigenous peoples and the rest of the public. 
Thus, CIEL, COICA and the Amazon Coalition have submitted a letter to Acting 
U.S. Patent and Trademark Office (PTO) Commissioner Todd Dickinson. The 
letter supplements our request for reexamination. In the letter, we call for 
a public review of the implications of the PTO�s practices and policies for 
two areas of concern, detailed below. The first concerns knowledge of 
traditional cultures of indigenous peoples. The second involves biological 
diversity � the variety found in life on Earth, including genes, species and 
ecosystems.

Patents and Traditional Knowledge

This patent exemplifies the problems that can arise when the Western patent 
system encounters the radically different systems for creating and managing 
knowledge that have been developed in many other cultures. The turmeric 
patent cancelled in 1997 is another controversial patent that fueled doubts 
about the adequacy and fairness of United States intellectual property laws.

Such cases raise concerns that conventional patent systems do not treat 
traditional knowledge equally or fairly. In fact, the obvious weakness of 
this patent suggests that the United States system has difficulty in 
recognizing the contributions to science and technology created and 
sustained by traditional knowledge systems, especially those outside the 
United States.

As globalization brings more and more cultures and economic systems closer 
together, the number and intensity of these controversial encounters 
continue to grow. The result will be continued misunderstanding and 
unnecessary conflict, unless national intellectual property authorities 
engage the public, including all stakeholders, in a careful review of these 
issues, at a general level rather than case by case.

The 1992 Convention on Biological Diversity, signed by over 170 countries, 
recognizes that the genetic and chemical information found in biological 

diversity is a valuable natural resource that is a heritage of the countries 
and communities where it is found. Much of the world�s biological diversity 
is found in the territories of indigenous peoples, where they have 
maintained and conserved it through their traditional systems of stewardship 
of land and natural resources. Concerns are growing that this biological 
diversity, like traditional knowledge, is being appropriated as resources 
for patented technologies, without consent or adequate compensation.

We call on the PTO to develop principles and procedures that address 
concerns about traditional knowledge, biological diversity, and moral 
values, in the context of patenting. The PTO needs to ensure that the United 
States intellectual property system maintains the proper balance, in a 
changing world, between exclusive rights and the public domain. 

March 30, 1999 


For more information, contact David Downes at CIEL: <[EMAIL PROTECTED]> 
Available documents include a two page fact sheet on the legal issues, a 
three page letter to the PTO, and the formal request for reexamination, 
which is about 30 pages long, all in MS Word format.


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