Dear Colleague
Thank you for your feedback regarding the query below.
This is to advise that the LMC wrote to the Borough Team and met with 
Hillingdon Borough Officers yesterday.
The Borough Team confirmed that this was included in error by the contracts 
team, will be removed and is not applicable.
The LMC also requested that this is raised with the NWL team when drawing up 
future enhanced services contracts to ensure it is not included.
The Hillingdon Borough Team has also contacted the practice to give reassurance 
that this was an error.
I hope this gives you reassurance and thank you for your assistance in checking 
this was a one-off error.
Kind regards
Lesley

Lesley Williams
Assistant Director Primary Care Strategy
Londonwide LMCs and Londonwide Enterprise Ltd
Tel:  020 7387 2034 ext *221
Direct Dial:  020 3818 6221
Mobile: 07768 109690
Email: [email protected]<mailto:[email protected]>
Web: www.lmc.org.uk<http://www.lmc.org.uk/>
Twitter: @LondonwideLMCs


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From: Lesley Williams <[email protected]>
Sent: 10 November 2022 16:31
To: [email protected]
Cc: Paul Park <[email protected]>; Asiya Yunus <[email protected]>; 
Jamie Wright <[email protected]>; Lesley Williams 
<[email protected]>
Subject: ACTION PLS: query re enhanced service contract clause

Dear Colleague

The latest 22/23 Hillingdon contract for Diabetes and Mental Health services  
includes a financial penalty/clawback under section SC35 Duty of Candour.
As below there does not seem to be a financial consequence in the national 
templates/guidance and the LLMCs GP Support directorate are currently obtaining 
legal advice.
While we await advice, we are trying to establish the scale of this new 
requirement.
It would be very helpful if you could please confirm whether you have seen this 
clause in other contracts that you are being sent by NWL or Hillingdon for 
signing.
Extracts from the Hillingdon contract and national templates/guidance are below 
for reference.

Extract from Hillingdon practice contract

Ref
Operational Standards/National Quality Requirements
Threshold
Guidance on definition
Consequence of breach
Timing of application of consequence
Applicable Service Category

Duty of candour
Each failure to notify the Relevant Person of a suspected or actual Notifiable 
Safety Incident in accordance with Regulation 20 of the 2014 Regulations
See CQC guidance on Regulation 20 at: 
https://www.cqc.org.<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437502935%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=CEZ8truHgHTv0jAkGvN6GiFAez%2B3ZNbsfEgc3SArsas%3D&reserved=0>
uk/guidance-<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437502935%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=CEZ8truHgHTv0jAkGvN6GiFAez%2B3ZNbsfEgc3SArsas%3D&reserved=0>
providers/regulations<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=XXuWls2S3Q7XShB69CeIFJGQA7WWzC2fPJ5EvZSJzJg%3D&reserved=0>
-<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=XXuWls2S3Q7XShB69CeIFJGQA7WWzC2fPJ5EvZSJzJg%3D&reserved=0>
enforcement/regulati<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=XXuWls2S3Q7XShB69CeIFJGQA7WWzC2fPJ5EvZSJzJg%3D&reserved=0>
 
on-20-duty-candour<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=XXuWls2S3Q7XShB69CeIFJGQA7WWzC2fPJ5EvZSJzJg%3D&reserved=0>
Recovery of the cost of the episode of care, or £10,000 if the cost of the 
episode of care is unknown or indeterminate
Monthly
All



03-full-length-standard-contract-22-23-service-conditions.pdf 
(england.nhs.uk)<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.england.nhs.uk%2Fwp-content%2Fuploads%2F2022%2F03%2F03-full-length-standard-contract-22-23-service-conditions.pdf&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=N3pzdnLSoMvGeCUNpIR%2BLxf8tZNv4bsJwf9i%2BGg8dZo%3D&reserved=0>

Extract from SC35 on the NHSE website

'SC35 Duty of Candour 35.1 The Provider must act in an open and transparent way 
with Relevant Persons in relation to Services provided to Service Users. All 
35.2 The Provider must, where applicable, comply with its obligations under 
regulation 20 of the 2014 Regulations in respect of any Notifiable Safety 
Incident. All 35.3 If the Provider fails to comply with any of its obligations 
under SC35.2 the Co[1]ordinating Commissioner may: 35.3.1 notify the CQC of 
that failure; and/or 35.3.2 require the Provider to provide the Relevant Person 
with a formal, written apology and explanation for that failure, signed by the 
Provider's chief executive and copied to the relevant Commissioner; and/or 
35.3.3 require the Provider to publish details of that failure prominently on 
the Provider's website. '

The CQC guidance weblink explanation of Regulation 20 is below and again does 
not include a financial penalty/clawback.
Regulation 20: Duty of candour - Care Quality Commission 
(cqc.org.uk)<https://eur02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cqc.org.uk%2Fguidance-providers%2Fregulations-enforcement%2Fregulation-20-duty-candour&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=XXuWls2S3Q7XShB69CeIFJGQA7WWzC2fPJ5EvZSJzJg%3D&reserved=0>

Many thanks
Lesley


Lesley Williams
Assistant Director Primary Care Strategy
Londonwide LMCs and Londonwide Enterprise Ltd
Tel:  020 7387 2034 ext *221
Direct Dial:  020 3818 6221
Mobile: 07768 109690
Email: [email protected]<mailto:[email protected]>
Web: 
www.lmc.org.uk<https://eur02.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.lmc.org.uk%2F&data=05%7C01%7CLesley.Williams%40lmc.org.uk%7C41702c0cd00546941acb08dac338e917%7C5670c82635004dfd9a7fc45939b3c53f%7C0%7C0%7C638036946437659160%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=37YMCdlT4nLVO1ezkNDHnl8csZvURKYUYlTGWAAk6yk%3D&reserved=0>
Twitter: @LondonwideLMCs

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