Peter et al.,
 
If the reason for their use is "historic and somewhat convenient, but their 
usual application is based on no theory whatsoever," why does their use 
continue?
 
It is generally recognized that adding parameters to a least squares fitting 
process causes refinement to proceed to a lower residual (R-factor), even if 
the results are not physically meaningful.  Would this not be the case when one 
adds U,V,W in Rietveld structure refinement?
 
Frank May
University of Missouri - St. Louis

________________________________

From: [EMAIL PROTECTED] [mailto:[EMAIL PROTECTED]
Sent: Mon 6/25/2007 3:56 PM
To: [email protected]
Subject: Re: More Caglioti U V W parameters



In my opinion, the short answer (regarding use of Caglioti parameters) is that 
their use is historic and somewhat convenient, but their usual application is 
based on no theory whatsoever, and they can be quite troublesome to apply. 

They came from a paper (Nuc. Instrum. & Methods, 1958) on the resolution of a 
neutron powder diffractometer using mosaic crystals and S\"{o}ller (that's an 
umlaut over the o; please, not solar) collimators, which gives precise 
expressions for U, V, and W in terms the various geometric parameters of the 
diffractometer.  If (as was true of most samples on neutron powder 
diffractometers at the time) the instrument dominated the peak shape, they give 
a good representation of the observed linewidth.  Maybe you could tweak them up 
a bit to account for sample broadening.  Accordingly, they were ideally suited 
to Rietveld's method which was first developed for CW neutron powder 
diffractometers.  Historically, they seem to have overstayed their welcome, I 
mean their theoretical justification.  This is especially so for high 
resolution x-ray powder diffractometers at synchrotrons and elsewhere where the 
peak width is almost entirely from the sample, not the instrument. 

One problem with them is that for inappropriate choices of U, V, and W, the 
linewidth can become an imaginary number over a certain range of diffraction 
angles.  This leads to some unpleasant instabilities in refinement programs 
that use them. 

The fundamental parameters approach would have you model the instrument and the 
sample separately, and for any other kind of diffractometer, U, V, and W are 
probably not a very good model of either.  You can learn about fundamental 
parameters e.g., from the Bruker Topas documentation, or from Klug and 
Alexander, chapter 6.   

If you are not going to try to separately model instrument and sample, you can 
get a pretty good line through your data points and relative intensities 
suitable for Rietveld analysis with U, V, and W (and some of their extensions, 
such as Lorentzian X and Y in, e.g., GSAS)  Toward that end note that if you 
forget V, the (Gaussian) FWHM is $(U \tan^2 \theta + W)^{1/2}$, which suggests 
that U is kind of like strain broadening and W is kind of like size broadening, 
coming together in quadrature.  I have had generally OK luck leaving V set to 
zero and refining U and W.  That has the advantage of being more robust than 
refining the three (or more) parameters.  I guess once your refinement is 
pretty much under control, you could let V vary to see if the fit improves.  
Just be careful not to believe that the refined values of U, V, and W have any 
meaning in such a refinement. 

^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~^~
Peter W. Stephens
Professor, Department of Physics and Astronomy
Stony Brook University
Stony Brook, NY 11794-3800
fax 631-632-8176

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