William,

I think you need to take great care in making the assumption that the
clearinghouse is responsible for supplying a HIPAA-compliant transaction.
The CH can't make data up out of thin air, and if they don't get all of the
required data from either the provider or the payer, the CH could be
assuming a huge risk if they supply missing data.

Whether the provider can accept an 997 or an 824 is irrelevant when
reporting error/rejection/acceptance reports. A 997 should always been sent
in my opinion regardless of whether the receiver wants it or not. Regarding
the ability to receive an 824 -- there are other mechanisms that can be
employed to provide this type of reporting back to the provider: autofax,
auto-emal, auto-generated letter via snailmail, an alert to a customer
service rep to telephone the provider. Thus, I don't get hung up on having
to use an X12 transaction for this. The critical need here is to get the
information back to the provider in a timely fashion.

That's why I keep saying that the business requirements need to be set forth
first before trying to identify technical or other types of solutions. For
example, if a business requirement was stated thusly:

"An acknowledgment stating the results (including acceptance or rejection)
of an interchange's validation against the X12 syntax rules must be returned
to the originator of the interchange by the receiver of the interchange
within x hours/days."

then the various options for satisfying this business requirement can be
identified and agreed to. Note also that when I write requirements I always
try to include both a behavioral requirement (what the system or business
must do) and a performance requirement (how soon, how much) so that ongoing
performance evaluations can be implemented.

A key question in my mind is how the industry wishes to characterize the
intermediary, whether a VAN or CH. My personal opinion is that both of these
types of entities are just intermediaries, and as such are never the sender
or receiver....just as in the supply chain world, a VAN is never the sender
or receiver, only the store-forward (or other service provider) to either
the buyer or seller. I think health care is tending to get wrapped around
the axle by trying to view the CH as the true originator of a transaction,
when actually, the true originator of a transaction is either the provider
or the payer. I think the industry needs to reach consensus on this first.
Once that's achieved, then the next issue of identification (for routing and
other purposes) can be tackled.

Rachel

-----Original Message-----
From: William J. Kammerer [mailto:[EMAIL PROTECTED]]
Sent: Thursday, January 17, 2002 6:39 PM
To: WEDi/SNIP ID & Routing
Subject: Clearinghouse Aggregation and the ID and Routing Problem


See Kepa's posting to HIPPAlive of Wednesday, 26 December, 2001.  In
order to save you the trouble of searching through the archives, I've
attached the e-mail.

In Kepa's aggregation scenario, the provider(s) are not using HIPAA
compliant transactions - and therefore would not be able to accept a 997
(or 824 or whatever) even if the CH could discern which provider was
responsible for dirty data (thus causing the payer to reject the entire
aggregated 837).

But in any event, I would expect the CH to always supply HIPAA compliant
data even if the claim were aggregated from hundreds of claims from
different providers.  The CH *is* responsible for HIPAA compliant data -
the little, innocent provider is paying the CH to be insulated from the
complexity of EDI and HIPAA standard transactions. If the CH were to
send non-compliant data (if only within one claim within hundreds of
otherwise valid claims), the payer will send back an 824 (if one is ever
devised) and the CH will have to work back from the technical error data
to come up with the provider in question, so the errant provider's claim
can be suspended without holding up the others.

If a CH can't solve this problem on its own, it  will just have to send
one 837 for each provider - one of the options Kepa suggested.  Would it
really be any but the payer's problem if the payer's translator could
not handle the increased number of ST-SE pairs?  In either case (whether
aggregated or split per provider), as the intermediary, the CH is the
ISA sender (or receiver) - it's up to the CH to look inside the
transaction to see who the pay-to provider is.

Is Kepa's scenario an ID or routing problem we have to worry about?

William J. Kammerer
Novannet, LLC.


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