Kepa,

I don't think this case is as unlikely as you might think.  In fact, I was
talking to my eye doctor earlier this week, who has both a private practice
as well as belonging to my medical group.  He was completely unaware of
whether he was a covered entity (in his private practice) which I found
interesting in and of itself.  But I do believe he falls into the scenario
you describe as he does electronic eligibility verification and paper claims
submission.

This conversation thread had not started yet, else I would have broached the
subject of paper claim/electronic payment with him also. 

Talking to our own personal physicians can certainly provide some additional
insight to the challenges we face in implementing HIPAA.

Marchel Burgess
DHS - Office of HIPAA Compliance (OHC)
(916) 255-5211 fax (916) 255-6047
[EMAIL PROTECTED]


-----Original Message-----
From: Kepa Zubeldia [ mailto:[EMAIL PROTECTED]
<mailto:[EMAIL PROTECTED]> ]
Sent: Thursday, October 25, 2001 11:11 PM
To: [EMAIL PROTECTED]
Subject: Re: Issue from a recent conference


I know this is not a very likely case, but a provider could choose to
not send electronic claims at all, and still be a covered entity under
HIPAA.  Perhaps because the provider does electronic eligibility
transactions.  Perhaps because the provider desires to receive
electronic remittance advice.

If a provider desires to conduct a transaction, such as remittance
advice, as a standard transaction, the health plan may not refuse to do
so.  Nowhere in HIPAA it says that a provider must submit an electronic
claim before he can receive electronic remittance advice.

Oh, well, I am sure this email did not make very many friends, and I am
going to be flamed for this, but, I would like to understand where some
of the logic in the messages below fits in HIPAA.

As a common practice today, there are many payers that will send 835
transactions to providers that desire to receive 835s.  In most of these
cases, once a provider makes that choice, all the remittance advices are
reflected in 835s, whether the claim was submitted on paper or
electronic.  I am not saying everybody does that, but as far as I know,
most of the 835 files that I have seen also contain payments on claims
that were submitted on paper.  I don't see that practice changing with
HIPAA.  In fact, I think that if a provider desires to receive all its
remittance advices electronically, the payer must do so.  I don't think
the payer can pick and choose certain payments to go on paper remittance
advice and others to go on 835.  At least as I understand the HIPAA
regulations.

Dissenting opinions are welcome.

Kepa


[EMAIL PROTECTED] wrote:
>
> I strongly disagree.   162.925 (the rule you quote as authority) is not
> applicable to providers who conduct PAPER submissions.   162.925 et al are
> only applicable to providers who conduct (submit) EDI transactions.   The
> definitions on applicability are clear on this:
>
> 50365 Federal Register / Vol. 65, No. 160 / Thursday, August 17, 2000 /
> Rules and Regulations
> � 160.102 Applicability.
> Except as otherwise provided, the
> standards, requirements, and
> implementation specifications adopted
> under this subchapter apply to the
> following entities:
> (a) A health plan.
> (b) A health care clearinghouse.
> (c) A health care provider who
> transmits any health information in
> electronic form in connection with a
> transaction covered by this subchapter.
>
>
>                     "Tucci-Kaufhold, Ruth
>                     A."                           To:
"'[EMAIL PROTECTED]'"
>                     <Ruth.Tucci-Kaufhold@u        <[EMAIL PROTECTED]>
>                     nisys.com>                    cc:
>                                                   Subject:     RE: Issue
from a recent conference
>                     10/25/2001 02:55 PM
>                     Please respond to
>                     transactions
>
>
>
>
> The provider can submit paper and request that a payer provide an 835
> remittance.  The rule allows this ... the health plan cannot refuse to
> provide that provider with the 835 if that provider asks the health plan
to
> do so.   (p. 50469 ss162.925)
>
> The issue of the lack of data can be solved by the payer requiring those
> data elements from the provider ... that is permissible.
>
> Ruth Tucci-Kaufhold
> UNISYS Corporation
> 4050 Innslake Drive
> Suite 202
> Glen Allen, VA  23060
> (804) 346-1138
> (804) 935-1647 (fax)
> N246-1138
> [EMAIL PROTECTED]
>
> -----Original Message-----
> From: [EMAIL PROTECTED] [ mailto:[EMAIL PROTECTED]
<mailto:[EMAIL PROTECTED]> ]
> Sent: Thursday, October 25, 2001 2:41 PM
> To: [EMAIL PROTECTED]
> Subject: RE: Issue from a recent conference
>
> I haven't been fully following this thread, but on the question of a
> submitter "requiring" an 835 response from  a paper submission, I disagree
> strongly.
>
> Paper transaction submissions are exempt from HIPAA transaction standards.
> HIPAA transaction requirements are expressly limited to EDI transactions.
> The content (lack of) of the paper claim submission would make a compliant
> 835 EDI response difficult if not impossible.
>
> I fail to see how a submitter, who (at their option, by sending 'paper')
> 'exempts' a transaction from HIPAA, may 'un-exempt' the same transaction
> once it reaches the payor, by requiring an EDI response from the payor.
> Where is this written?
>
> Lastly, a non-compliant EDI response to a paper submission, would place
> only the payor in violation of HIPAA.  To permit a submitter to force a
> payor to respond to a paper submission with a non-compliant EDI
> transaction, thereby risking violation and fine, where the reason for the
> non-compliance is solely due to the format and content of data presented
by
> the submitter, is absurd.
>
>                     "Hauser, Tarry"
>
>                     <THauser@mahealt        To:
> "'[EMAIL PROTECTED]'"
>                     hcare.com>              <[EMAIL PROTECTED]>
>
>                                             cc:
>
>                     10/25/2001 02:31        Subject:     RE: Issue from a
> recent conference
>                     PM
>
>                     Please respond
>
>                     to transactions
>
> Thanks all....I do think your approach Steve - and that of Jonathan -
> is/are
> the most reasonable given current circumstances.  Though it is true that
it
> does raise more questions.
>
> -----Original Message-----
> From: Hanson, Steve [ mailto:[EMAIL PROTECTED]
<mailto:[EMAIL PROTECTED]> ]
> Sent: Thursday, October 25, 2001 1:24 PM
> To: '[EMAIL PROTECTED]'
> Subject: RE: Issue from a recent conference
>
> We assume that this is a matter that individual providers must work out
> with
> payers, and are modifying our provider demographic data to include
controls
> for this.  We also assume that this control applies regardless of whether
> or
> not we receive an 837; that is, we must issue an 835 to a provider who has
> previously requested this method of payment for both 837 and paper claim
> submissions.
>
> Unfortunately, I can't tell you what parts of the regs we were looking at
> when we reached this conclusion.
>
> Steve Hanson
> Senior Product Technical Consultant, The TriZetto Group, Inc.
> "Pluralitas non est ponenda sine necessitate" - Ockham's Razor (14th
> century)
> for which my favorite corollary is:
> The simplest solution that is both necessary and sufficient is best.
>
> > -----Original Message-----
> > From:         Hauser, Tarry [SMTP:[EMAIL PROTECTED]]
> > Sent:         Thursday, October 25, 2001 8:30 AM
> > To:           '[EMAIL PROTECTED]'
> > Subject:           Issue from a recent conference
> >
> >
> >
> > "There did not seem to be a definite answer on how we know that we
should
> > send an 835 transaction back when we receive an 837. At one point there
> > was to be a routing # if the Provider wanted the 835 back. However,
there
> > is nothing in the data field such as a routing # to know."
> >
> > This question cam back to me after one of our own attended an SPBA
> > conference.  Do we have an answer for this anywhere in the regs?
> >
> > Tarry L. Hauser
> > Applications Specialist
> > Medical Associates Health Plans
> > 700 Locust Street Ste 230
> > PO Box 5002
> > Dubuque, IA 52004-5002
> > (319)584-4830
> > FAX (319)556-5134
> >
> >
> >
> >
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