This is a very interesting subject.  We are fairly consistent in NOT including 
anything extensive or substantial about enforcement in our policies, I suspect 
because enforcement is another area that can be audited, and the climate or 
culture might change in such a way that we want to be more, or less rigorous in 
our enforcement of a particular policy.  Additionally, policies by their nature 
have differing desired levels of enforcement. For instance, financial policies 
are very rigorously enforced, while the pet policy and it's leash provisions, 
while rigorously enforced on central campus, are not such a concern on the 
hundreds of acres of fields that Cornell maintains.

In policies for which the policy owner considers it critical that the policy 
reader know the consequences for non-compliance, we may have a fairly 
non-specific statement such as "Non-compliance with this policy may result in 
discipline, dismissal, or criminal prosecution."

We usually do, however, identify whose responsibility it is to enforce a 
policy, in the "Responsibilities" section and/or the "Contacts" section of our 
policies. In policies that have no specific reference, that responsibility 
falls to the Responsible Executive for that policy.

Joshua


Joshua Adams
Director, Cornell University Policy Office and
DFA Communications
35 Thornwood Dr, Suite 200
Ithaca, NY 14850

t: 607.255.8279
f: 607.254.1555
w: www.policy.cornell.edu<http://www.policy.cornell.edu/>

? Please consider the environment before printing this e-mail.

From: [email protected] 
[mailto:[email protected]] On Behalf Of Hornsby, Eunice
Sent: Wednesday, November 05, 2014 3:40 PM
To: ACUPA-L
Subject: RE:[acupa-l] Enforcement of tobacco and smoke free policies

Heather:

I'm not surprised that the policy doesn't address enforcement.  I know I am a 
lonely voice on this, but I believe that institutions sometimes use policies 
drive change and figure out enforcement along the way.  At Ohio State, we are 
approaching going tobacco free as a culture change, and giving punishments 
doesn't always facilitate culture change.  We explicitly decided that law 
enforcement officers would not be involved in enforcement - that they would 
better use their time addressing criminal matters.  I believe we set an 
approximate 2-year-long "soft enforcement" time period.

Our website is here:  http://tobaccofree.osu.edu/
Our policy is here:  http://hr.osu.edu/public/documents/policy/policy720.pdf
Resources for policy implementation are on page 4 of the policy.

On the "printables<http://tobaccofree.osu.edu/printables/>" page, there is a 
Tobacco Free Leader/Supervisor 
Toolkit<http://tobaccofree.osu.edu/assets/site/images/printables/implementationguide2.pdf>
 that addresses handling repeat violations.

The person who can best address the enforcement approach at Ohio State is:
Kristi Kuhbander
[email protected]<mailto:[email protected]>
614-292-0864

-Eunice


From: 
[email protected]<mailto:[email protected]>
 [mailto:[email protected]] On Behalf Of Heather Foster
Sent: Wednesday, November 05, 2014 11:46 AM
To: Institutional policy-related discussions 
([email protected]<mailto:[email protected]>)
Subject: [acupa-l] Enforcement of tobacco and smoke free policies

Hello,

Our university adopted a tobacco and smoke free policy in the summer of 2013. 
Unfortunately, the policy does not address enforcement. (Yes, I'm embarrassed 
to admit this.) We say, "It is the shared responsibility of all members of the 
campus community to respect and abide by this policy."

Attitudes toward enforcement are changing and I'd like to know what others are 
doing.  I know there can be a wide gap between what is stated in the policy and 
what is actually happening. Would anyone be willing to share enforcement 
strategies? Fines/tickets? Disciplinary action? Any help would be appreciated.

Thanks,
Heather

Heather M. Foster
Policy Specialist
Institutional Compliance & Risk Services
The University of Texas at San Antonio
P 210.458.5537
F 210.458.4993


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ATTN: Please be aware that when you respond to an ACUPA-L e-mail, the reply 
will be distributed to the ENTIRE list of members. If you do NOT want to send 
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