At 12:56 AM 12/21/2008, Kevin Venzke wrote:
Hello,

--- En date de : Ven 19.12.08, Abd ul-Rahman Lomax <[email protected]> a écrit :

> With LNH, the "harm" is that the voter sees a
> second preference candidate elected rather than the first
> preference.

Actually, the harm need not take that form. It could be that you add an
additional preference and cause an even worse candidate to win instead of
your favorite candidate.

That's not called LNH, I think. LNH: Adding an additional preference cannot cause a higher preference candidate to lose.

With Bucklin, the described behavior can't occur, if I'm correct. The additional vote maintains a vote for both candidates against all other candidates, and only abstains from that pair. No, *failing* to add an additional preference can cause the effect described.

Basically, the claim is that LNH is important because voter fear of LNH failure will supposedly cause voters to bullet vote, thus causing the third candidate to win.

But this is precisely a situation that the voters can handle. They can balance the benefit and risk; to do this zero knowledge is possible. I've stated that the voter should, in that case, assume that the voter's own preferences are an indication of the overall preference of society; making this fuzzy, understanding that it is fuzzy, can then indicate a reasonably voting strategy. I.e., the voter doesn't assume that the voter's own position is *absolutely* an accurate sample, just that it's a rough indication. The voter can also make different assumptions; if the voter knows that his or her own preferences are idiosyncratic, unusual, the voter will normally have *some idea* of how others generally feel. A voter who knows that his or her own position is far-left, as defined by society, will usually know this! So the voter can model, normally, how others are likely to vote. But it's better, of course, to put this information together with polls and other information, such as personal contact with other voters.

What's being said here is that voter knowledge of the *situation,* the *context* of an election, is an important element in voting and that it is *normal* and *functional* for voters to incorporate this judgement; that there exist some abstract utilities, totally independent of context, on which voter preferences are based, is actually quite a leap away from what we know, it's an unwarranted assumption. It seems that we are designed, more or less, to find VNM utilities, roughly, from the get-go, we do not sit down and consider all possibilities, our considerations are prefiltered following what we think possible in the first place.

Dhillon and Mertens actually address this: they start with a total candidate set, all possible candidates, but that set considers what is socially possible. It's prefiltered, in fact. "All possible" is the key word. It includes election rules and social norms. It's larger than the candidates on the ballot, but it is not unlimited.


Yes, but the concern should not be that you personally will ruin the
result, it's that you and voters of like mind and strategy will ruin the
result.

There are two approaches: true utility for various vote patterns, which is the "last voter" utility, since if your vote doesn't affect the outcome, it has no utility (except personal satisfaction, which should, in fact, be in the models. There is a satisfaction in voting sincerely, all by itself, and this has been neglected in models.)

The other approach is the "what if many think like me?" approach. That's not been modeled, to my knowledge, but it's what I'm suggesting as an *element* in zero-knowledge strategy. It's particularly important with Approval! The "mediocre" results in some Approval examples proposed come from voters not trusting that their own opinions will find agreement from other voters, and if almost everyone votes that way, we get a mediocre result. This actually requires a preposterously ignorant electorate, using a bad strategy.

Optimal strategy shifts if a majority is required. Requiring a majority, in a first round, shifts optimal strategy toward the bullet vote, in Approval as well as in other methods. It shifts Range toward stronger expression of clear preference.

The electorate, then, has a solid basis for determining strategy in the next round! (This works in unlimited round systems, and classic Approval studies considered how the rounds would settle, but it also works with two rounds, just not as flexibly.)

From the beginning, we should have questioned the tendency to believe that "strategic voting" was a Bad Thing. It's actually a necessary thing; VNM utilities are "strategic," and it's only the use of VNM utilities that can make a method Arrovian-compliant. At least that's what Dhillon and Mertens seem to claim to have proven, Relative Utilitarianism, they purport to show -- and it's been long enough, and enough work has built on their work, that it's unlikely the proof is false, it just hasn't been popularized -- is a unique solution to the Arrovian conditions they define, which aren't strange definitions at all, they are actually "weak." I.e., should be relatively easier to satisfy.

> I'd have to look at it. How does MMPO work? I worry
> about "nearly," [...]
The "opposition" of candidate A to candidate B is the number of voters
ranking A above B. (There are no pairwise contests as such, though the
same data is collected as though there were.)

Score each candidate as the greatest opposition they receive from another
candidate.

Elect the candidate with the lowest score.

This satisfies LNHarm because by adding another preference, the only
change you can make is that a worse candidate is defeated.

Okay, that's clear. Now, "nearly" a Condorcet method? But this is a peripheral issue for me. Reading about MMPO, my conclusion is that, absent far better explanations of the method and its implications than what I found looking, it's not possible as an alternative. Hence in my own mental VNM utilities for voting systems, it's got low preference strength, and I really don't know where to rank it.... It would be nice if we could get to the point that political practicality were more ... rational. But we aren't there.

I've just been doing some research on Bucklin and searching for preferential voting or the preferential system, the name by which it was often known in the U.S., I came across some IRV stuff, specifically the San Jose Measure M that passed in 1998. What is obvious is that the electorate there was deceived, with the opposition -- raising a legitimate concern -- being outmaneuvered by Steve Chessin. The "unbiased" description of Measure M, unfortunately, was dead wrong. And Chessin, I'd have to assume he knows the truth, lied in the ballot arguments. Directly and plainly. Unless, perhaps, the IRV that was being approved by voters there is different from every other IRV implementation in the U.S. That would be refreshing!

My point is that we need to focus better. San Jose is an active issue, there were efforts to get IRV in place this year, and those will continue. There is a real need for reliable information about IRV and other systems, and for that information to be made available to decision-makers and, for example, the county counsel who issued the "unbiased description."

"Preferential voting" has waited 10 years to be implemented there because of the serious counting difficulties. Yet, it appears, preferential voting, the "American" version, was used in San Francisco, I have not yet determined the details, but something like 1916 as an adoption date, and it lasted for some years. It was Bucklin. Which is far easier to count, and which is *more* likely to find a majority than IRV, and the only serious argument against it is LNH fear: will it cause voters to fail to specify additional preferences? But, in fact, if it's not considered "instant runoff," if it doesn't *replace* runoff elections, but merely makes them more uncommon, that isn't actually a problem. It appears that it's also, quite simply, not what happened with municipal elections using Bucklin. There were very healthy numbers of additional preferences expressed.

The LNH argument crops up in books about preferential voting, in particular one where the "American preferential vote" and the "English preferential vote" were being compared. (I.e., Bucklin and STV). Purely theoretical, no actual data of substance, no consideration of the meaning and context. Same as today.

There is no evidence, in fact, that voters will actually fail to add preferences with Bucklin more than they will with IRV. What's been missed is that bullet voting is a totally normal voting pattern, having little or nothing to do with LNH fears. Sure, *in theory*, LNH fears could suppress additional preferences .... but, then, strategic concerns could increase them. *Both* of these are forms of strategy. One proponent of Bucklin answered that voters, if they have some mild preference between two candidates, the favorite and one a bit less favored, would be more concerned about defeating a bad candidate than about their vote helping the less favored one beat the more favored one. And this is actually quite a sound argument, made in roughly 1920....

DSC is harder to explain. Basically the method is trying to identify the
largest "coalitions" of voters that prefer a given set of candidates to
the others. The coalitions are ranked and evaluated in turn. By adding
another preference, you can get lumped in with a coalition that you
hadn't been. (Namely, the coalition that prefers all the candidates that
you ranked, in some order, to all the others.) But this doesn't help
the added candidate win if a different candidate supported by this
coalition was already winning.

MMPO is easy to explain, but the *implications* aren't easy without quite a bit of study. DSC being harder to explain makes the implications even more obscure. Thanks for explaining, I appreciate the effort; but I'm prioritizing my time. I'll need to drop this particular discussion. If, however, a serious proposal is made for implementing one of these methods, I'll return. Right now, what I see is that Bucklin should get priority, as a form of Approval that *better* satisfies LNH concerns and the very legitimate desire to express a favorite, and as a very simple and easy to canvass and understand method. It will produce the same results as IRV in the favorite scenarios of FairVote: spoiler effect situations, but it continues to function -- and has been proved to function in history -- in situations where Center Squeeze would cause serious IRV failure.

And the fact that IRV is taking down the best voting system we have in current application in the U.S., based on a thoroughly misleading argument that IRV simulates Runoff Voting, and is supposedly cheaper, must be addressed. There is work to do. San Jose is about to, probably by next election, replace Runoff Voting with IRV, based on a ballot Measure passed ten years ago, that radically misinformed the electorate, in the *same way* as the San Francisco electorate was misinformed.

The local Libertarian Party chair caught it, but didn't explain it clearly enough. He was whacked down by other Libertarians who said he didn't have the authority to speak on behalf of the party, and Chessin made sure this was mentioned in the rebuttal. That rebuttal, however, explicitly affirmed that the winner would be required to obtain a vote from the "majority of ballots." He said this denying the concern raised by that Libertarian. Oops! That's a true majority, and cannot be found unless you require full ranking, which is almost certainly unconstitutional in the U.S. (Dove v. Ogleby, Oklahoma).

Chessin, did you realize you were deceiving the voters? That was a long time ago. The distinction has escaped a lot of people, even those who should know better, because they imagine full ranking, even though we *should* have known that full ranking simply doesn't happen unless you coerce the voters, as they tried in Oklahoma.

> > In other words: I want to have a TTR election where
> candidates risk being
> > spoilers if they place worse than third.
>
> That would be a system where the candidate is risking
> damage to the overall benefit of the election. Did you mean
> to write it as you did? A spoiler typically will drop the
> "spoiled" candidacy one rank, not two.

That is what I meant to write, although I don't understand your second
statement.

In real voting systems, candidates who aren't going to win *always* risk being spoilers in the sense stated. It's not avoidable, unless you coerce votes, which ain't gonna happen in the U.S., at least. However, the risk can be greatly reduced.

As far as it being a "system where the candidate is risking damage to
the overall benefit of the election": We already have this with FPP,
with every candidate who places third or worse.

The problem is that there is disagreement as to the "overall benefit." Nader claimed that there was no difference between Gore and Bush. This is equivalent to a position that the benefit of a third party candidacy, expressing support for that party, is more important, of more benefit, than making a choice between Tweedledum and Tweedledee. I think the position stank, and still stinks -- Nader continues to defend it, in spite of the huge damage done, which damage would have been less likely than with Gore -- but I have to say that this was a decision, how to vote, made by each voter. Enough agreed with him, and it's revisionist for us to say that, "Well, they didn't mean it. They *really* preferred Gore." Why? They voted for a candidate but didn't believe what he was saying? No, they did *not* prefer Gore. Some of them thought that it was *better* for Bush to win, because then it would get really bad and then comes the revolution....

However, I'm pretty sure that if the method in Florida had been Approval or Bucklin or IRV, we'd have seen some additional Gore votes. But what's hard to figure out is what additional votes would have gone to Bush, there would have been those. My guess is that, since the election was very close with Plurality, it would have remained very close with any of the preferential voting methods or Approval, and possibly also Range. Now, imagine the flap over counting the vote if it had been IRV in Florida, and close! Bad enough with Plurality or one of the other sum-of-votes methods. Total nightmare with IRV....

Basically I want a hybrid of FPP and TTR, that does better than either
at providing an actual third choice that might be able to win. That
everyone and their mother can be nominated fairly safely under TTR is
nice and democratic, but I think it's a waste of potential.

Sure. Bucklin. It seems to have handled an election in Portland, OR, or was it Seattle, with 92 candidates on the ballot. (It was 5-winner Bucklin, so voters had five votes in the first two ranks, and unlimited votes in the third rank). Next election, the excitement had worn off and there were fewer frivolous candidacies. And use Bucklin as a primary and runoff method, allowing write-ins in the runoff. Otherwise top two runoff. Want to make it more sophisticated? There are simple tweaks.

I'd like some credit for noticing that runoffs solve a lot of problems with voting systems, and for suggesting that using a better primary method, in particular, can greatly improve TTR. I've also pointed out, this seems to be original as well, that voter turnout in elections exerts a Range-like effect, by suppressing votes based on weak preferences. This has the strongest effect on a special election runoff; but it's also a way of validating preference strength in a runoff which is resolving a Condorcet conflict with a Range primary. If the Range preference strength estimates are accurate, the Range winner has a huge advantage! Whereas when I first suggested such a runoff, the response was immediate: the Condorcet winner will win, so why bother?

That's only in a fantasy world, where voters have fixed preferences, and the same voters will vote in the runoff who voted in the primary. Doesn't happen!

Again, I've been almost a voice crying in the wilderness, here, in pointing out the damage that is being done by the mindless campaign to replace Top Two Runoff with IRV, a campaign that only makes sense as a rather Machiavellian political strategy, thinking only of the eventual goal (PR) and the vulnerability of TTR (expense and inconvenience).

It's quite possible to argue with a straight face that IRV is better than Plurality in partisan elections. But the problem is that IRV isn't generally being implemented in that context, it has almost always been *nonpartisan* TTR elections, not Plurality.

And it's pretty certain that this is a step backwards. It took years of work to get as many TTR elections as we have, it was long considered a very important reform. It's the one that actually gives third parties the best shot at winning, certainly more than IRV. With a better primary method that avoids center squeeze, it becomes awfully close to ideal. So.... man the barricades!!! We have work to do.

It's been very enlightening reading the history of Bucklin in the U.S. It was all the rage for a few years, it was implemented, it appears in at least 55 municipalities, including some very big cities, such as, my latest finding, San Francisco. What happened? I don't know, it just seems to have disappeared. Politicians who lost elections fought back, that's clear, they blamed the method instead of their lack of support from voters. Preferential voting is easily seen as a threat by the two major parties; I just saw Fusion Voting shot down, two years ago I think it was, in Massachusetts. You can bet the Dems and Reps didn't support it! (And they said so!) Fusion Voting, of course, gives minor parties a toehold. Can't have that! Next thing, we might have a Socialist elected! Or one o them tree-hugging Greens! (Or one of them gun-toting Libertarians! Never mind that Libertarians supposedly renounce coercion!)

> The *theory* of oscillation or endless regression based on
> feedback between polls and voter decisions is just that, a
> theory.

What is the alternative? Do you think polls will settle on two
frontrunners almost arbitrarily?

No, I think that the influence of polls on voters is damped. They simply won't respond as strongly as you think. And they don't depend exclusively on polls, they depend on a whole complex of communications, not only through media, but with neighbors, friends, co-workers. It's not the *polls* which settle on two frontrunners, but *society,* the polls merely reflect this, with more or less accuracy. Three-frontrunner situations are relatively rare, and are more likely to happen with minor nonpartisan elections.

In a strong two-party system, which we will have for the foreseeable future, it is a practical certainty that there will only be two, and the voters don't even have to think about it. Minor party supporters will know what they are facing. My recommendation to minor party supporters is to build party strength in two places: in minor elections, particularly nonpartisan ones, local offices, where party affiliation just isn't that important -- but the winner gains a kind of "bully pulpit" nevertheless -- and in coordinated political activity aside from elections. Work for Fusion Voting! It allows a party to build strength without spoiling elections, getting credit and ballot position for every vote it effectively awards to a major party. And it always has the option of running a third candidate, but it should really work, first, for voting system reform. Bucklin does it, even though Open Voting (Approval) is cheaper and simpler. Third parties will be better served by the explicit first preference vote; *that's* why they like IRV, they imagine that this will help them. It will, in some ways. But it makes it practically impossible to actually win, they have to go all the way from the bottom to the top *in one step.* TTR gives them an intermediate step that is more in reach: second place. They then have a real chance. No guarantee. Le Pen's supporters didn't have a chance, really, but they tried. They turned out, his runoff vote was a million votes higher than the primary vote. But the only reason he was in the runoff was center squeeze failure in the primary, Jospin was actually -- it's almost certain -- the Condorcet winner, possibly by almost as large a margin over Chirac as Chirac had over Le Pen (80%).

Better primary method! Bucklin will, I predict, avoid about half of the runoffs, even with a lot of candidates. It's possible that with a sophisticated enough method, even more runoffs could be avoided, but having the runoffs as a possibility does, in fact, guarantee, almost perfectly, majority support for a winner. (Want perfection? Asset Voting!!!!)

I see that Forest Simmons has proposed a Yes/No form of Approval with Delegated Voting. Essentially, as I recall, the voter designates on the ballot a proxy, to handle the "abstentions*. It's Asset.

Like all Asset methods, it sets up a deliberative process that isn't limited by number of ballots, possibly. (Simmon's method might require a single ballot, but that is no longer necessary once the effective electors have been drastically reduced in number, and if their votes are public.)

The only alternative I can think of is that there would be no effective
polls. And I suspect that would be just as bad as having polls that don't
stabilize.

Suppression of information isn't a great idea for improving voter knowledge. Voter knowledge is *important,* and that includes context -- the position of the rest of the electorate -- as well as knowledge of the candidates themselves.

It doesn't matter if polls stabilize. The influence of polls on the voters is moderate. Some voters don't care at all about them, they will bullet vote no matter what you do, unless you coerce them. I find it fascinating that a mix of "strategic voters" -- read voting Approval style, and probably bullet voting -- and "sincere voters" -- voters who Range vote intermediate ratings -- seems to have lower Bayesian regret than either set alone. I really should nail that down, it's what I recall reading from an unpublished paper by Warren Smith.

See, all Range votes can -- and should -- be considered sincere. It's just that they are not full disclosure of preferences, the voter has chosen to express some and not others, to give more strength to some, as more important, than others.

Trying to force "sincerity" by forcing the expression of all preferences, or equating them all, is very, very misguided. Rather, the voter choices in terms of what preferences they express and what preferences they do not express is actually part of an efficient compromise process. I'm really not offended if a voter's choice to full rate A and B results in the election of B when the voter "really preferred A." The voter made the decision that the A>B preference wasn't important enough to express, compared to other considerations. The "other considerations" are the voter's view of the rest of the electorate, *and this is just what we do in real, direct negotiations.* It's part of the process whereby a good voting system simulates a deliberative process of finding an ideal compromise.

Want to judge real election success? Ask voters to ratify the election. If a majority don't ratify it, *it fails!* And then the measure of success is the ratification vote. The ideal is 100%. It can be done with small groups, I've seen it and have described it. I've seen consensus organizations do a fairly good job. (But it's also well known that *demanding* consensus can be quite oppressive and results, sometimes, in a false appearance of consensus, or, alternatively, in a dominance of those benefited by the status quo, I've seen both of these as well.) It's probably impossible to get all the way there with large groups, but there is no particular level that is impossible. I'd bet that we could get, with good deliberative communications systems (FA/DP anyone?) to over 90%. *There is power in consensus, and people know that.*

(to be continued)
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