Drs. Ricke and Caldera cc list 

1. Thanks for sharing your work. I think I now understand a fair amount about 
your work (which is most easily found at 
http://iopscience.iop.org/1748-9326/8/1/014021/article 
but let me ask a few questions. 

2. I looked carefully only at the South Asia region - in part because it was 
large and stood out (apparently [in figs 1 and 2] always (all years?) wanting 
about .19 rather than .2 for preferred aerosol optical depth). I read that Fig1 
says that South Asia comprises 25% (by population?) of the 7-member winning 
coalition when population is the criterion but only 10% (of the GDP?) of the 
excluded 16 members, should the decision be made on a GDP basis (when the 
coalition is only 6 members). 

3. Can you explain the numbers +3% and -6% for South Asia in Fig 2? How do I 
get to 100% from these numbers? 

4. Figure 3 has three parts; not clear to me is part b). The above numbers for 
South China look close to, but not exactly the same as the differences of the 
red-dashed and blue-solid curves from the "Grand Coalition" curve. That is - is 
the "Grand Coalition" curve of Figure 3 also the origin on the ordinate of 
Figure 2? 

5. The supplementary material gives more data for all 22 regions. For South 
Asia, Figure S1 (open) shows four numbers close to 91%. Is the complement (9%) 
similar to the -6% number above? 
In Figure S-2, the values of about 6% (in a coalition) and 14% (out) have same 
meaning as in Figure 1 of main paper? (But surprisingly, in opposite order of 
magntude) 
Figure S-3 is much like Main Fig 2 and Figure S-4 like Figure 3a - but just 
different decision criteria? 
I have looked up "IFP" but do not yet know who would favor its use over the 
other three and why? 

6. This last question is what really interests me. I don't see too much 
difference from being in or out of the "power" coalition, but if I were 
representing "South Asia", I clearly would rather have the decisions being 
based on population and not GDP. Could your team now rank order the four 
criteria you studied on any ethical basis? 

7. I also have a gut feeling that the "Grand Coalition" looks "better" in some 
average sense than any of the four decision criteria you studied. . Might you 
agree? Should population be the criteria, in your six decadal decisions, South 
Asia would be in and out three times each. Maybe logical, but the rationale for 
this result must be pretty hard to figure out My gut reaction is based only on 
increasing likely inter-country disagreements - and the fact that the 
differences were not large (as measured in the "desired" optical depth or years 
to achieve a specific depth. 

8. My reason for digging this deeply was to see if I could transfer your very 
novel approach over to the other side of geoengiineering: CDR. So far, I have 
failed to see any answer clearly. I guess (no proof) that the decision should 
be like the one you recommend for mitigation - all regions should always do as 
much as they can. Would that be your "guess" also? 

9. It seems there were no costs at any time for any region. True? It seems that 
some cost should be involved somewhere, but I missed it. 

10. I think this gaming effort was noble, but I have not been convinced that we 
will such a decision process develop - and I don't think you are recommending 
it necessarily either .But I think a lot of helpful dialog could result if 
people could see more detail on the geographic regions of most interest to them 
- and how they would benefit from lobbying for one decision criterion or 
another. Are any regions left behind every year for each criterion? 
Might the full set of your output data be available anywhere (now or later)? 

Thanks for any answers you can supply. 
Apologies to any who would rather not have seen this much detail. 

Ron 


----- Original Message -----
From: "K.Ricke" <[email protected]> 
To: [email protected] 
Cc: "Ken Caldeira" <[email protected]> 
Sent: Tuesday, February 19, 2013 7:48:28 PM 
Subject: Re: [geo] Strategic incentives for climate geoengineering coalitions 
to exclude broad participation (new paper) 


Andrew, 


The scenario in our paper assumes rising concentrations of CO2 in the 
atmosphere. So, yes, decisions about mitigation have already been made before 
decisions about solar geoengineering, and the implementation of solar 
geoengineering does not influence future decisions about how much CO2 to emit. 


On the timescales this game is played on, this lack of interplay is sensible 
because the climate effects from emissions reductions are so much slower than 
the effects of geoengineering. We assume that at any given time, geoengineering 
is the only tool available to increase or decrease damages from climate change 
in the coming decade. 


The model is actually much more applicable to near-term than far-term scenarios 
because, of course, as time goes on past decisions about geoengineering will 
have influenced decisions about mitigation, perhaps in a way that our assumed 
emissions scenario is no longer realistic enough to allow us to correctly 
simulate the basic dynamics of the geoengineering game. 


Your torture analogy is interesting, though it would be difficult to test any 
hypotheses you might make based on it in an empirically-based model. Such is 
the tradeoff between models like ours and realism. 


Kate 
On Tuesday, February 12, 2013 11:28:25 PM UTC-8, andrewjlockley wrote: 



As I understand it, this scenario excludes the interplay between games in 
mitigation and games in geoengineering. 

Present political debate around GE is highly affected by the interplay. Indeed, 
it could be argued that this interplay is the central factor in current debate. 

The simplifying assumption used by the authors therefore applies only in a 
decarbonised world, and is thus inapplicable to all near-term scenarios. 

Therefore, a more realistic model is that of torture. For example, the UK has a 
history of posturing against torture, whilst tacitly and deeply co-operating 
with states that torture - in both the practice of torture and the utilization 
of intelligence gained by torture. 

We should expect similar double-standards from developed nations with an active 
environmental lobby in the case of GE. 

A 

On Feb 13, 2013 3:09 AM, "Ken Caldeira" < [email protected] > wrote: 

<blockquote>
Kate Ricke, Juan Moreno-Cruz and I have a paper out today in Environmental 
Research Letters (attached). 


http://iopscience.iop.org/1748-9326/8/1/014021/ 
YouTube video at: http://www.youtube.com/watch?v=EZihgJbvABE 



Environmental Research Letters Volume 8 Number 1 

Katharine L Ricke et al 2013 Environ. Res. Lett. 8 014021 
doi:10.1088/1748-9326/8/1/014021 Strategic incentives for climate 
geoengineering coalitions to exclude broad participation 
OPEN ACCESS 


Katharine L Ricke 1 , Juan B Moreno-Cruz 2 and Ken Caldeira 1 


Abstract 


Solar geoengineering is the deliberate reduction in the absorption of incoming 
solar radiation by the Earth's climate system with the aim of reducing impacts 
of anthropogenic climate change. Climate model simulations project a diversity 
of regional outcomes that vary with the amount of solar geoengineering 
deployed. It is unlikely that a single small actor could implement and sustain 
global-scale geoengineering that harms much of the world without intervention 
from harmed world powers. However, a sufficiently powerful international 
coalition might be able to deploy solar geoengineering. Here, we show that 
regional differences in climate outcomes create strategic incentives to form 
coalitions that are as small as possible, while still powerful enough to deploy 
solar geoengineering. The characteristics of coalitions to geoengineer climate 
are modeled using a 'global thermostat setting game' based on climate model 
results. Coalition members have incentives to exclude non-members that would 
prevent implementation of solar geoengineering at a level that is optimal for 
the existing coalition. These incentives differ markedly from those that 
dominate international politics of greenhouse-gas emissions reduction, where 
the central challenge is to compel free riders to participate. 


_______________ 
Ken Caldeira 

Carnegie Institution for Science 
Dept of Global Ecology 

260 Panama Street, Stanford, CA 94305 USA 

+1 650 704 7212 [email protected] 
http://dge.stanford.edu/labs/caldeiralab @kencaldeira 


Caldeira Lab is hiring postdoctoral researchers. 
http://dge.stanford.edu/labs/caldeiralab/Caldeira_employment.html 



Our YouTube videos 

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</blockquote>


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