What follows below is a transcription of a passage from Peirce's Logic 
Notebook, dated Nov. 1, 1909. (The ISP numbers of the two copy pages are MS 
339.663 and 664, but 664 precedes 663 in the order of composition.)

The interest which especially attaches to this, for my purposes, is that the 
date -- November of 1909 -- is very late in Peirce's career, and I regard 
what Peirce says in this passage as evidence that his view of the nature of 
symbolism never changed substantially from his view of it as he described it 
in the earlier years -- and now and again in later years as well -- in terms 
of it being grounded in an "imputed" quality or character. This is a way of 
saying that the symbol functions as if it were something else in causing an 
effect on whatever interprets it which is the same as some effect which that 
other thing, which is the symbol's object, is itself capable of causing. The 
symbol thus functions as a surrogate or deputy for its object. There are 
various ways this can be expressed but this is what he is saying in the 
passage transcribed here when speaks of a sign as being capable of 
"producing upon a person in whom certain conditions are fulfilled effects 
that another thing or a collection of other things would produce". I will 
comment more on various wordings below, following the transcription, or in a 
separate message.

Everything in square brackets is editorially added, and I indicate Peirce's 
emphasis by use of flanking underscores in order to keep this in ASCII.

[TRANSCRIPTION BEGINS]

A "Sign" is an _ens_ (something, of any kind), which in addition to 
possessing characters such as an other _ens_ of the same kind might possess 
without being a "Sign"[,] is _capable_ of [Peirce crossed out: "causing an 
effect called here an _Interpretant_, upon a conscious being, which is as if 
it were in some way due, or in some mode corresponded to such as might be 
regarded as mentally affecting some conscious"] affecting some conscious 
Being so as to tend to produce in him a disposition, action, or imagination 
as if some state of things called the substance, signification, predicate, 
or (here particularly) the Interpretant of the Sign were more definitely 
realized in reference to an object (other than the sign itself) or in [the 
sentence breaks off]

_ _ _

Well, on the whole, -- or rather not on the whole by any means, but as 
another phase of reflexion, -- I think this won't do. This is made plain to 
me by the impossibility along this line to do justice to the _Object_ in all 
its generality. I think I must say

[The entire following paragraph is crossed out with a big "X"]

A "_Sign_" is an Ens (i.e. is something) which in addition to being either 
imagined, perceived, or conceived, as anything of which we are to have any 
experience or dealings must be, must also be taken as a revelation of 
something else, -- i.e. it conveys to its interpreter[,] the man who 
practically understands the particular system of substitution it employs, 
the interpreter, as we call him, not experience of that other thing, but in 
some measure the same effect, with such modification as the interpreter if 
sufficiently qualified (though it is not possible that he should be so in 
all cases, among examples that of its being skillfully designed to deceive) 
may expect or at least suspect. It not only produces this effect, which is 
variously called its Substance, Signification, and in particular here 
through its Interpretant, but it also enables the interpreter [sentence 
breaks off]

_On The Opposite Page Better Put_ [This is apparently a note from Peirce to 
himself; it seems clearly to refer to the paragraph on MS 339.663 which 
begins just below:]

A "Sign" is an Ens (i.e. something of some and it may be of any category of 
being) which not only has a capacity of being either imagined, perceived, or 
conceived, or anything of the same category of Being of which one happens to 
have enough of the right kind of dealing maybe but also has the property of 
producing upon a person in whom certain conditions are fulfilled effects 
that another thing or a collection of other things would produce, those 
conditions being the possession by that person of a practical understanding 
of the system of correspondence.

[END OF TRANSCRIPTION OF RELEVANT PASSAGE ]

There is more on the notebook page than this. It continues with a lengthy 
comment that begins as follows: "But this definition ought to be prefaced 
with the remark that no event of learning anything brings _per se_ any other 
knowledge than that which [?is?] learned, and in particular does not include 
any knowledge about that event of learning itself." And it goes on, but I 
end my transcription at this point because what Peirce himself seems to be 
primarily concerned with in this connection is some problem he seems to see 
in arriving at a defining formulation for the word "sign" in this way which 
will be consistent with his fallibilism. This is of course an important 
topic in its own right, but it would take us afield to go further into that 
here. You can verify or disverify my judgment on that by consulting the 
photocopy yourself which I am making available on-line: The URLs for the two 
pages are:

http://members.door.net/arisbe/menu/library/rsources/mspages/339-664.pdf

http://members.door.net/arisbe/menu/library/rsources/mspages/339-663.pdf

The most important paragraph is the last one in the transcription above, 
which is the formulation with which he indicates some satisfaction in his 
note to himself; but even the rejected versions help in making clear that he 
thinks of the sign as having the power of acting AS IF it were something 
else, namely, the object of the sign, acting on the interpreter instead, 
conveying something about itself directly. As I remark above, I read this 
passage from 1909 as saying substantially the same as Peirce was saying 
about the symbol in particular in his early work, as early as 1865, where he 
expressed it in terms of "imputation". And there is another passage from the 
still later date of 1911 which I regard as expressing the same view.

=========QUOTE PEIRCE============

A sign, then, is anything whatsoever -- whether an Actual or a May-be or a 
would be --which affects a mind, its Interpreter, and draws that 
interpreter's attention to some Object (whether Actual, May-be, or would-be) 
which _has already_ come within the sphere of his experience; and besides 
this purely selective action of a sign, it has a power of exciting the mind 
(whether directly, by the image or sound[,] or indirectly) to some kind of 
feeling, or to effort of some kind or to thought; and so far as it has any 
such effect qua sign -- for besides being a sign, it may also be a music --  
but so far as it excites feeling, will, or thought in the mind of the 
Interpreter with its Object as due to it, as the interpretation of it. The 
writer is not altogether satisfied with this attempt to analyze the nature 
of a sign; but he believes that the sign calls up its Object or Objects, for 
there may be several, and besides that excites the mind as if it were the 
Object that has that effect. If a person reads an item of news in a 
newspaper, its first effect on his mind will probably be to cause something 
that may conveniently be called an "image" of the object, without any 
judgment as to its reality.

[from MS 670.33-34 (1911) "Assurance Through Reasoning"]

====END QUOTE=======

But why, as in the passage newly transcribed here, is this being ascribed to 
the sign in general rather than to the symbol in particular? I will return 
to that and other relevant considerations in another message.

Joe Ransdell



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