Joe, list,

The transcription of Peirce's "re-write" of the "On a New List of Categories" 
is exciting and valuable. For one thing, at last now we know what happened to 
the categories of Being and Substance. They're still there; he just no longer 
calls them "categories." 

I've been kind of distracted lately (my neighborhood was one of those blacked 
out in Queens), but have electricity again and am following your posts with 
interest.

Gary emailed me today and says that the conference in Denmark went quite well. 
"Lots of positive support for trikonic" with a number of particulars regarding 
that. And I don't think Gary will mind my quoting the following:
66~~~~~
High points included Nicola Guarino's invited talk..., Sowa's on "Peirce's 
Contributions to the 21st Century," and perhaps especially perhaps the 
preeminent Danish Peirce scholar there, Frederik Stjernfelt's talk on "Two 
Iconicity Notions in Peirce's Diagrammatology." .... Amongst the other papers 
the most note-worthy was Rudolf Wille's on the notion of replacing the notion 
of "ontology" in AI with "semantology". Wille and I had some great 
conversations--he really is a fine scholar and an authentic Peircean. .... 
Correia's and Reinhard Poschel's strict mathematical proof of the reduction 
thesis was also a high point. John Old wants to use trikonic in relation to 
work he's doing with the on-line Roget's Thesaurus, and of course Simon is 
keeping me busy already, sending papers, etc. while the fire is still hot.
~~~~~99

Anyway, onward.

Joe wrote,
> But why, as in the passage newly transcribed here, is this being ascribed to 
> the sign in general rather than to the symbol in particular? I will return to 
> that and other relevant considerations in another message.

I had the impression that Peirce says somewhere that _every_ sign is a 
surrogate for its object, but I can't find it. It might be useful for somebody 
to do a search on the CD-ROM edition for the word "surrogate." In ordinary 
English, one could say that insofar as a sign stands for its object in some 
respect, it is a surrogate for its object in that respect. A symbol serves as a 
surrogate not only for its object but for some unpresented quality or reaction 
or representational relation which is imputed to that object.

Every sign has an effect on its interpretant, or has an effect which is the 
sign's interpretant. That's to say, that the sign (triadically with the object) 
determines the interpretant. The interpreter doesn't just make the interpretant 
up. But not every sign is defined by a habit-based effect on the interpretant.

Either 
(1) the imputation involves a kind of effect, achieved through habit, where, 
through neither reactional connection (or, more generally, 'real relation') nor 
resemblance, the sign "conjures up" a kind of idea of a reaction or a 
resemblance, or of a representational relation which at some level involves 
reactiononal connections (or, more generally, 'real relations') and 
resemblances. 
or
(2) the imputation is understood in another manner, one consistent at least 
with ordinary English, where, in addition to (1) above, also the interpretant 
imputes an index's reaction (or real relation) to the object, or an icon's 
quality to an object.

It's a kind of word shortage, not enough words for the desired distinctions, or 
not enough words which actually evoke the desired distinctions in our minds. A 
month or two ago I spoke of the word "evocant" as something like a synonym for 
"symbol," but in fact indices and icons evoke their objects too; Peirce says in 
one the quotes which you supply, that a sign "calls up" its object. If icon, 
index, and symbol all evoke their object, and if one can speak of 'imputation' 
of qualities and reactions actually presented as well as symbolized (though 
perhaps Peirce has supplied some such term as "attribution" for such 
presentmental cases), then the key difference remains that the symbol, not the 
index or icon, is _defined_ by its effect on the interpretant, which is to say, 
defined _by the effected imputation_ of a quality, reaction, or 
representational relation. It's also to say that the symbol is defined by its 
(non-reaction, non-quality) reference to an interpretant (more precisely: a 
given kind of symbol is defined by defining in terms of kind of effect on the 
interpretant)

icon - defined by its quality, its reference to a ground.
|> symbol - defined by its (non-reaction, non-quality) reference to an 
interpretant.
index - defined by its reaction (or real relation), its reference to an object.

Best, Ben

----- Original Message ----- 
From: "Joseph Ransdell" <[EMAIL PROTECTED]>
To: "Peirce Discussion Forum" <peirce-l@lyris.ttu.edu>
Sent: Tuesday, July 25, 2006 8:00 PM
Subject: [peirce-l] MS 399.663f On the sign as surrogate


What follows below is a transcription of a passage from Peirce's Logic 
Notebook, dated Nov. 1, 1909. (The ISP numbers of the two copy pages are MS 
339.663 and 664, but 664 precedes 663 in the order of composition.)

The interest which especially attaches to this, for my purposes, is that the 
date -- November of 1909 -- is very late in Peirce's career, and I regard what 
Peirce says in this passage as evidence that his view of the nature of 
symbolism never changed substantially from his view of it as he described it in 
the earlier years -- and now and again in later years as well -- in terms of it 
being grounded in an "imputed" quality or character. This is a way of saying 
that the symbol functions as if it were something else in causing an effect on 
whatever interprets it which is the same as some effect which that other thing, 
which is the symbol's object, is itself capable of causing. The symbol thus 
functions as a surrogate or deputy for its object. There are various ways this 
can be expressed but this is what he is saying in the passage transcribed here 
when speaks of a sign as being capable of "producing upon a person in whom 
certain conditions are fulfilled effects that another thing or a collection of 
other things would produce". I will comment more on various wordings below, 
following the transcription, or in a separate message.

Everything in square brackets is editorially added, and I indicate Peirce's 
emphasis by use of flanking underscores in order to keep this in ASCII.

[TRANSCRIPTION BEGINS]

A "Sign" is an _ens_ (something, of any kind), which in addition to possessing 
characters such as an other _ens_ of the same kind might possess without being 
a "Sign"[,] is _capable_ of [Peirce crossed out: "causing an effect called here 
an _Interpretant_, upon a conscious being, which is as if it were in some way 
due, or in some mode corresponded to such as might be regarded as mentally 
affecting some conscious"] affecting some conscious Being so as to tend to 
produce in him a disposition, action, or imagination as if some state of things 
called the substance, signification, predicate, or (here particularly) the 
Interpretant of the Sign were more definitely realized in reference to an 
object (other than the sign itself) or in [the sentence breaks off]

_ _ _

Well, on the whole, -- or rather not on the whole by any means, but as another 
phase of reflexion, -- I think this won't do. This is made plain to me by the 
impossibility along this line to do justice to the _Object_ in all its 
generality. I think I must say

[The entire following paragraph is crossed out with a big "X"]

A "_Sign_" is an Ens (i.e. is something) which in addition to being either 
imagined, perceived, or conceived, as anything of which we are to have any 
experience or dealings must be, must also be taken as a revelation of something 
else, -- i.e. it conveys to its interpreter[,] the man who practically 
understands the particular system of substitution it employs, the interpreter, 
as we call him, not experience of that other thing, but in some measure the 
same effect, with such modification as the interpreter if sufficiently 
qualified (though it is not possible that he should be so in all cases, among 
examples that of its being skillfully designed to deceive) may expect or at 
least suspect. It not only produces this effect, which is variously called its 
Substance, Signification, and in particular here through its Interpretant, but 
it also enables the interpreter [sentence breaks off]

_On The Opposite Page Better Put_ [This is apparently a note from Peirce to 
himself; it seems clearly to refer to the paragraph on MS 339.663 which begins 
just below:]

A "Sign" is an Ens (i.e. something of some and it may be of any category of 
being) which not only has a capacity of being either imagined, perceived, or 
conceived, or anything of the same category of Being of which one happens to 
have enough of the right kind of dealing maybe but also has the property of 
producing upon a person in whom certain conditions are fulfilled effects that 
another thing or a collection of other things would produce, those conditions 
being the possession by that person of a practical understanding of the system 
of correspondence.

[END OF TRANSCRIPTION OF RELEVANT PASSAGE ]

There is more on the notebook page than this. It continues with a lengthy 
comment that begins as follows: "But this definition ought to be prefaced with 
the remark that no event of learning anything brings _per se_ any other 
knowledge than that which [?is?] learned, and in particular does not include 
any knowledge about that event of learning itself." And it goes on, but I end 
my transcription at this point because what Peirce himself seems to be 
primarily concerned with in this connection is some problem he seems to see in 
arriving at a defining formulation for the word "sign" in this way which will 
be consistent with his fallibilism. This is of course an important topic in its 
own right, but it would take us afield to go further into that here. You can 
verify or disverify my judgment on that by consulting the photocopy yourself 
which I am making available on-line: The URLs for the two pages are:

http://members.door.net/arisbe/menu/library/rsources/mspages/339-664.pdf

http://members.door.net/arisbe/menu/library/rsources/mspages/339-663.pdf

The most important paragraph is the last one in the transcription above, which 
is the formulation with which he indicates some satisfaction in his note to 
himself; but even the rejected versions help in making clear that he thinks of 
the sign as having the power of acting AS IF it were something else, namely, 
the object of the sign, acting on the interpreter instead, conveying something 
about itself directly. As I remark above, I read this passage from 1909 as 
saying substantially the same as Peirce was saying about the symbol in 
particular in his early work, as early as 1865, where he expressed it in terms 
of "imputation". And there is another passage from the still later date of 1911 
which I regard as expressing the same view.

=========QUOTE PEIRCE============

A sign, then, is anything whatsoever -- whether an Actual or a May-be or a 
would be --which affects a mind, its Interpreter, and draws that interpreter's 
attention to some Object (whether Actual, May-be, or would-be) which _has 
already_ come within the sphere of his experience; and besides this purely 
selective action of a sign, it has a power of exciting the mind (whether 
directly, by the image or sound[,] or indirectly) to some kind of feeling, or 
to effort of some kind or to thought; and so far as it has any such effect qua 
sign -- for besides being a sign, it may also be a music --  but so far as it 
excites feeling, will, or thought in the mind of the Interpreter with its 
Object as due to it, as the interpretation of it. The writer is not altogether 
satisfied with this attempt to analyze the nature of a sign; but he believes 
that the sign calls up its Object or Objects, for there may be several, and 
besides that excites the mind as if it were the Object that has that effect. If 
a person reads an item of news in a newspaper, its first effect on his mind 
will probably be to cause something that may conveniently be called an "image" 
of the object, without any judgment as to its reality.

[from MS 670.33-34 (1911) "Assurance Through Reasoning"]

====END QUOTE=======

But why, as in the passage newly transcribed here, is this being ascribed to 
the sign in general rather than to the symbol in particular? I will return to 
that and other relevant considerations in another message.

Joe Ransdell


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