AlSchlo commented on code in PR #54134:
URL: https://github.com/apache/spark/pull/54134#discussion_r2797117717


##########
sql/catalyst/src/main/scala/org/apache/spark/sql/catalyst/expressions/aggregate/MaxMinByK.scala:
##########
@@ -0,0 +1,314 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *    http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.spark.sql.catalyst.expressions.aggregate
+
+import org.apache.spark.sql.catalyst.InternalRow
+import org.apache.spark.sql.catalyst.analysis.{ExpressionBuilder, 
TypeCheckResult}
+import org.apache.spark.sql.catalyst.analysis.TypeCheckResult.DataTypeMismatch
+import org.apache.spark.sql.catalyst.expressions._
+import org.apache.spark.sql.catalyst.trees.TernaryLike
+import org.apache.spark.sql.catalyst.types.DataTypeUtils
+import org.apache.spark.sql.catalyst.util.{GenericArrayData, TypeUtils}
+import org.apache.spark.sql.errors.DataTypeErrors.toSQLId
+import org.apache.spark.sql.errors.QueryCompilationErrors
+import org.apache.spark.sql.types._
+
+/**
+ * Returns top/bottom K values ordered by orderingExpr.
+ * Uses a heap (min-heap for max_by, max-heap for min_by) to efficiently 
maintain K elements.
+ * This is the internal implementation used by max_by(x, y, k) and min_by(x, 
y, k).
+ */
+case class MaxMinByK(
+    valueExpr: Expression,
+    orderingExpr: Expression,
+    kExpr: Expression,
+    reverse: Boolean = false,
+    mutableAggBufferOffset: Int = 0,
+    inputAggBufferOffset: Int = 0)
+  extends ImperativeAggregate
+  with TernaryLike[Expression]
+  with ImplicitCastInputTypes {
+
+  def this(valueExpr: Expression, orderingExpr: Expression, kExpr: Expression) 
=
+    this(valueExpr, orderingExpr, kExpr, false, 0, 0)
+
+  def this(valueExpr: Expression, orderingExpr: Expression, kExpr: Expression, 
reverse: Boolean) =
+    this(valueExpr, orderingExpr, kExpr, reverse, 0, 0)
+
+  final val MAX_K = 100000
+  lazy val k: Int = {
+    if (!kExpr.foldable) {
+      throw new IllegalArgumentException(
+        s"The third argument of $prettyName must be a foldable expression, 
got: $kExpr")
+    }
+    val kValue = kExpr.eval() match {
+      case i: Int if i > 0 => i
+      case l: Long if l > 0 && l <= Int.MaxValue => l.toInt
+      case s: Short if s > 0 => s.toInt
+      case b: Byte if b > 0 => b.toInt
+      case other =>
+        throw new IllegalArgumentException(
+          s"The third argument of $prettyName must be a positive integer, got: 
$other")
+    }
+    if (kValue > MAX_K) {
+      throw new IllegalArgumentException(
+        s"The third argument of $prettyName must be at most $MAX_K, got: 
$kValue")
+    }
+    kValue
+  }
+
+  override def first: Expression = valueExpr
+  override def second: Expression = orderingExpr
+  override def third: Expression = kExpr
+
+  override def prettyName: String = if (reverse) "min_by" else "max_by"
+
+  // The default aggregation result is an empty array, which is not nullable.
+  override def nullable: Boolean = false
+
+  override def dataType: DataType = ArrayType(valueExpr.dataType, containsNull 
= true)
+
+  override def inputTypes: Seq[AbstractDataType] = Seq(
+    AnyDataType,
+    AnyDataType,
+    IntegralType
+  )
+
+  private lazy val valuesAttr = AttributeReference(
+    "values",
+    ArrayType(valueExpr.dataType, containsNull = true),
+    nullable = false
+  )()
+  private lazy val orderingsAttr = AttributeReference(
+    "orderings",
+    ArrayType(orderingExpr.dataType, containsNull = true),
+    nullable = false
+  )()
+  private lazy val heapIndicesAttr = AttributeReference(
+    "heapIndices",
+    BinaryType,
+    nullable = false
+  )()
+
+  override lazy val aggBufferAttributes: Seq[AttributeReference] =
+    Seq(valuesAttr, orderingsAttr, heapIndicesAttr)
+
+  private val VALUES_OFFSET = 0
+  private val ORDERINGS_OFFSET = 1
+  private val HEAP_OFFSET = 2
+
+  override lazy val inputAggBufferAttributes: Seq[AttributeReference] =
+    aggBufferAttributes.map(_.newInstance())
+
+  override def aggBufferSchema: StructType = 
DataTypeUtils.fromAttributes(aggBufferAttributes)
+  override def defaultResult: Option[Literal] = Option(Literal.create(Array(), 
dataType))
+
+  override def checkInputDataTypes(): TypeCheckResult = {
+    if (!kExpr.foldable) {
+      DataTypeMismatch(
+        errorSubClass = "NON_FOLDABLE_INPUT",
+        messageParameters = Map(
+          "inputName" -> "k",
+          "inputType" -> kExpr.dataType.catalogString,
+          "inputExpr" -> kExpr.sql
+        )
+      )
+    } else {
+      val orderingCheck =
+        TypeUtils.checkForOrderingExpr(orderingExpr.dataType, prettyName)
+      if (orderingCheck.isSuccess) {
+        try {
+          val _ = k
+          TypeCheckResult.TypeCheckSuccess
+        } catch {
+          case _: IllegalArgumentException =>
+            DataTypeMismatch(
+              errorSubClass = "VALUE_OUT_OF_RANGE",
+              messageParameters = Map(
+                "exprName" -> toSQLId("k"),
+                "valueRange" -> s"[1, $MAX_K]",
+                "currentValue" -> kExpr.sql
+              )
+            )
+        }
+      } else {
+        orderingCheck
+      }
+    }
+  }
+
+  @transient private lazy val ordering: Ordering[Any] =
+    TypeUtils.getInterpretedOrdering(orderingExpr.dataType)
+
+  // max_by uses min-heap (smaller at top), min_by uses max-heap (larger at 
top)
+  private def heapCompare(ordA: Any, ordB: Any): Int =
+    if (reverse) -ordering.compare(ordA, ordB) else ordering.compare(ordA, 
ordB)
+
+  override def initialize(buffer: InternalRow): Unit = {
+    val offset = mutableAggBufferOffset
+    buffer.update(offset + VALUES_OFFSET, new GenericArrayData(new 
Array[Any](k)))
+    buffer.update(offset + ORDERINGS_OFFSET, new GenericArrayData(new 
Array[Any](k)))
+    // heapBytes is binary: [size (4 bytes), idx0 (4 bytes), ..., idx(k-1) (4 
bytes)]
+    val heapBytes = new Array[Byte]((k + 1) * 4)
+    // size is already 0 (zero-initialized)
+    buffer.update(offset + HEAP_OFFSET, heapBytes)
+  }
+
+  override def update(mutableAggBuffer: InternalRow, inputRow: InternalRow): 
Unit = {
+    val ord = orderingExpr.eval(inputRow)
+    if (ord == null) return
+
+    val value = valueExpr.eval(inputRow)
+    val offset = mutableAggBufferOffset
+
+    val valuesArr = MaxMinByKHeap.getMutableArray(
+      mutableAggBuffer, offset + VALUES_OFFSET, valueExpr.dataType)
+    val orderingsArr = MaxMinByKHeap.getMutableArray(
+      mutableAggBuffer, offset + ORDERINGS_OFFSET, orderingExpr.dataType)
+    val heap = MaxMinByKHeap.getMutableHeap(mutableAggBuffer, offset + 
HEAP_OFFSET)
+
+    MaxMinByKHeap.insert(value, ord, k, valuesArr, orderingsArr, heap, 
heapCompare)
+  }
+
+  override def merge(mutableAggBuffer: InternalRow, inputAggBuffer: 
InternalRow): Unit = {
+    val offset = mutableAggBufferOffset
+    val inOff = inputAggBufferOffset
+
+    val valuesArr = MaxMinByKHeap.getMutableArray(
+      mutableAggBuffer, offset + VALUES_OFFSET, valueExpr.dataType)
+    val orderingsArr = MaxMinByKHeap.getMutableArray(
+      mutableAggBuffer, offset + ORDERINGS_OFFSET, orderingExpr.dataType)
+    val heap = MaxMinByKHeap.getMutableHeap(mutableAggBuffer, offset + 
HEAP_OFFSET)
+
+    val inputValues = MaxMinByKHeap.readArray(
+      inputAggBuffer.getArray(inOff + VALUES_OFFSET), valueExpr.dataType)
+    val inputOrderings = MaxMinByKHeap.readArray(
+      inputAggBuffer.getArray(inOff + ORDERINGS_OFFSET), orderingExpr.dataType)
+    val inputHeap = inputAggBuffer.getBinary(inOff + HEAP_OFFSET)
+    val inputHeapSize = MaxMinByKHeap.getSize(inputHeap)
+
+    for (i <- 0 until inputHeapSize) {
+      val idx = MaxMinByKHeap.getIdx(inputHeap, i)
+      val inputOrd = inputOrderings(idx)
+      if (inputOrd != null) {
+        MaxMinByKHeap.insert(inputValues(idx), inputOrd, k, valuesArr, 
orderingsArr, heap,
+          heapCompare)
+      }
+    }
+  }
+
+  override def eval(buffer: InternalRow): Any = {
+    val offset = mutableAggBufferOffset
+
+    val valuesArr = MaxMinByKHeap.getMutableArray(
+      buffer, offset + VALUES_OFFSET, valueExpr.dataType)
+    val orderingsArr = MaxMinByKHeap.getMutableArray(
+      buffer, offset + ORDERINGS_OFFSET, orderingExpr.dataType)
+    val heap = MaxMinByKHeap.getMutableHeap(buffer, offset + HEAP_OFFSET)
+    val heapSize = MaxMinByKHeap.getSize(heap)
+
+    val elements = new Array[(Any, Any)](heapSize)
+    for (i <- 0 until heapSize) {
+      elements(i) = (InternalRow.copyValue(valuesArr(i)), orderingsArr(i))
+    }
+
+    // Sort result array (heap maintains K elements but not in sorted order).
+    val sorted = if (reverse) {
+      elements.sortWith { (a, b) => ordering.compare(a._2, b._2) < 0 }
+    } else {
+      elements.sortWith { (a, b) => ordering.compare(a._2, b._2) > 0 }
+    }
+    new GenericArrayData(sorted.map(_._1))
+  }
+
+  override def withNewMutableAggBufferOffset(newOffset: Int): 
ImperativeAggregate =
+    copy(mutableAggBufferOffset = newOffset)
+
+  override def withNewInputAggBufferOffset(newOffset: Int): 
ImperativeAggregate =
+    copy(inputAggBufferOffset = newOffset)
+
+  override protected def withNewChildrenInternal(
+      newFirst: Expression,
+      newSecond: Expression,
+      newThird: Expression): MaxMinByK =
+    copy(valueExpr = newFirst, orderingExpr = newSecond, kExpr = newThird)
+}
+
+// scalastyle:off line.size.limit
+@ExpressionDescription(
+  usage = """
+    _FUNC_(x, y) - Returns the value of `x` associated with the maximum value 
of `y`.
+    _FUNC_(x, y, k) - Returns an array of the `k` values of `x` associated 
with the
+    maximum values of `y`, sorted in descending order by `y` (since 4.2.0).
+  """,
+  examples = """
+    Examples:
+      > SELECT _FUNC_(x, y) FROM VALUES ('a', 10), ('b', 50), ('c', 20) AS 
tab(x, y);
+       b
+      > SELECT _FUNC_(x, y, 2) FROM VALUES ('a', 10), ('b', 50), ('c', 20) AS 
tab(x, y);
+       ["b","c"]
+  """,
+  note = """
+    The function is non-deterministic so the output order can be different for
+    those associated the same values of `y`.
+  """,
+  group = "agg_funcs",
+  since = "3.0.0")

Review Comment:
   Unfortunately the linter only allows for one doc (this is an overload). 
Hence updating to 4.2.0 seems wrong as well, because max-min-by is older than 
that. Please advice on how to proceed.



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