Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread Bernhard Eversberg

08.01.2012 15:24, Heidrun Wiesenmüller:

Here are some more issues with the model of the Working Group, now
centering on the concept of an "aggregating expression". The more I
think about this, the less I understand what this entity is supposed to
be in the first place, and what might be the point of having it at all.
...
... The bottom line is: These things are far from obvious, and
should have been addressed in the Final Report.



Holy cow, what a productive weekend and thread this has
become!
Considering that the issues as such are not new at all, for example
look at this 1998 paper for the Part-Whole relationship:
  http://www.allegro-c.de/formate/reusep.htm
But back then, the impact of this was negligible.

One must by now be very brave indeed to expect a workable and
satisfying and timely result from the Framework Initiative, and a
practicable post-MARC, fully FRBR-compliant data model in particular.

On the other hand, work records need not be invented, modeled,
specified, programmed, and then painstakingly inputted from scratch.
They exist right now, and in large numbers. Here are two of them:

Text work
  http://id.loc.gov/authorities/names/no97079452.html
Motion picture work
  http://id.loc.gov/authorities/names/no97080965.html

After all this to and fro, I tend to look at the authorized work
title as much like a subject term. After all, names of persons
and bodies are being used for creators and subject headings alike,
why not work titles in the same way? In a 700, the name is augmented
with numerous subfields that - potentially - allow for a strucured
citation listing displayed under the person's name. And there are all
those 700 $a $t entries already. Create a new indicator for the 700,
saying "this is a reference to a work", add $0 for the identifier,
add a few new subfields (use capital letters if running out of
small ones) for language, edition, type of expression, genre, and
whatever necessary for meaningful groupings of entries under the work
title. And all of that will cover a lot, if not everything, that may be
expected from work records, like linkings with editions and versions
(if you want, expressions and manifestation). This method is all
you need, I believe, to bring together what belongs together and
display it in meaningful ways as well as allowing for meaningful
navigation in online catalogs. AND it wouldn't be a lot of work to
upgrade existing 700s and turn them into work headings.
We might also have new fields  605 and 705 instead of a new
indicator for the 600 and 700. Therein, use $a *and* $0 or just one
of these, depending on whether or not an authority record is
available.

And the aggregations? Simply use its authorized title as work
title, after cataloging the thing itself like any monographic
publication as it's being done now.

You may contemplate any number of models that go beyond this,
as this thread amply testifies, but I seriously doubt any such
approach will be an economic use of resources. Economy dictates
that we use what we have more extensively and in better ways.
Sure, it is nice to have a complete theory, as it is fine to
have a Theory of Everything for the elementary particles, but
that's largely for the textbooks! A few particles are so elusive
and hard to nail down that they are of no practical use as in
electronic devices, for instance,

Furthermore, others have already passed us by, inventing devices
that do the job we expect work records to do, and not in very
complicated ways either:

  http://www.librarything.com/work/1386651

note their canonical title, original title, ...

B.Eversberg


Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread J. McRee Elrod
Thomas said:

>A collection of short stories would get the 650 heading, "Short stories" ...

In our shop, a collection of short stories would have that heading in a
655; only criticism of short stories would have that heading in 650.  
Having it in 650 would exclude it from a genre index.  

Many LCSH needed as genre headings are not yet established in LCGFT,
and until quite recently, that list did not exist.  The subject/genre
distinction has existed much longer, and should be observed.  IMNSHO
many music cataloguers continuing to code music genre headings as 650
(which we were required to do for one client) was a mistake, and will
complicate flipping them to new forms.  The 655 0 vs. 655 7 is
distinction enough between LCSH and LCGFT.

RDA's subject heading section has not yet been written, but I hope the
*is*/*about* distinction will be clear.


   __   __   J. McRee (Mac) Elrod (m...@slc.bc.ca)
  {__  |   / Special Libraries Cataloguing   HTTP://www.slc.bc.ca/
  ___} |__ \__


Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread Brenndorfer, Thomas

From: Resource Description and Access / Resource Description and Access 
[RDA-L@LISTSERV.LAC-BAC.GC.CA] On Behalf Of Heidrun Wiesenmüller 
[wiesenmuel...@hdm-stuttgart.de]
Sent: January-08-12 9:24 AM
To: RDA-L@LISTSERV.LAC-BAC.GC.CA
Subject: Re: [RDA-L] Some comments on the Final Report of the FRBR Working 
Group on Aggregates

>But at least, an aggregating work can have some of the
>attributes which ordinary works have: certainly a title, a date, and the
>"intended termination"; probably also things like intended audience and
>context for the work. I'm not so sure about form of the work (the
>examples in FRBR are "novel, play, poem, essay" a.s.o., which do not fit
>here; but perhaps one could have "collection" as a form of work). The
>aggregating work also has, of course, a relationship to its creator. So
>there is some information connected with this entity which can be worth
>recording.

This problem also appears in the use of 655 genre/form headings.

A GSAFD genre/form heading like "Short stories" (despite the plural form) is 
applied to an "individual work" -- in effect, a single short story.

A collection of short stories would get the 650 heading, "Short stories" -- 
"Here are entered collections of stories" as the LC authority record 
emphatically indicates.

There are also some existing lurking effects of aggregating expressions in RDA. 
The authorized access point for compilations of works are dependent on whether 
there is a single creator or not. If there are works by different persons, then 
the authorized access point is made using only the preferred title for the work 
(effectively the aggregating work). A compilation of works (which logically 
also means there's an aggregating expression) by one creator has an authorized 
access point that incorporates the creator's name.

There is also a manifestation element, "Mode of Issuance" (RDA 2.13), that has 
a value "multipart monograph" for when a manifestation is issued in two or more 
parts (simultaneously or successively). This implies a connection to situations 
when there are multiple carriers (such as kits), which has its own issue for 
mapping to related Expression-level Content Type elements [see earlier postings 
on connecting Content Types to respective Carrier Types].

There are other similar issues related to accompanying material and Related 
Manifestations, where 300$e, repeating 300's, and 505 can be applied. The 
various conventions for recording the "multi-part" nature of the individual 
manifestations don't go much beyond structured or unstructured descriptions. 
One of the resulting problems is that there is a lot of lumping going in 
catalog records. A multipart monograph can have multiple expressions (an 
aggregating expression), or multiple works in the form of a compilation (which 
mean there's also an aggregating expression), and multiple carriers that carry 
different parts of the aggregating expression.

One point that needs to be highlighted is that the report on aggregates specify 
the one unique relationship in FRBR-- the Expression-to-Manifestation 
relationship is the only "many-to-many" relationship in FRBR. All other 
relationships are "one-to-many" -- a work can have multiple expressions, but an 
expression can realize only one work. An expression can appear in different 
manifestations, but, uniquely, a manifestation can embody multiple expressions. 
Things get complicated with multipart monographs, which can have their own mesh 
of related individual manfestations, each of which can embody one of the 
expressions of the aggregating expression of the overall multipart monograph. 
Generally, explicit relationships, whether primary (vertical) or horizontal get 
squashed in all this, and much is left to record in notes only.

Thomas Brenndorfer
Guelph Public Library


Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread Brenndorfer, Thomas

From: Resource Description and Access / Resource Description and Access 
[RDA-L@LISTSERV.LAC-BAC.GC.CA] On Behalf Of J. McRee Elrod [m...@slc.bc.ca]
Sent: January-08-12 11:53 AM
To: RDA-L@LISTSERV.LAC-BAC.GC.CA
Subject: Re: [RDA-L] Some comments on the Final Report of the FRBR Working 
Group on Aggregates


>Moving to title main entry for series seems a good idea to me.  A
>series under author duplicates the main entry for the single issue,
>and authors of series do change.

One of the first epiphanies I had when learning to catalog was in realizing 
that there are no specific rules for main entry for series ... because ALL the 
main entry rules apply for series.

If the series is a monographic series, then the main entry rules for serials 
apply.

If the series is a multipart item, then the main entry rules for monographs 
(those consisting of more than one volume) apply.

One can build a main entry-based catalog out of RDA. But the difference is that 
RDA allows that convention to arise from the elements, leaving room for other 
and newer conventions. RDA doesn't pre-empt decisions about output conventions, 
and this is done by following an element set approach, and where the underlying 
entities that have always been talked about are consistently abstracted, and 
where there is a thorough accounting of all the possible relationships between 
those entities.

For example, series are defined in RDA as work-to-work relationships, 
specifically whole-part relationships, and even more precisely through 
reciprocal designators "in series" and "series contains". The encoding system 
(MARC, 8XX fields) and the flat-file main entry conventions (authorized access 
point using main entry rules for series heading) are separate constructs that 
can be built out of the underlying logic that RDA enumerates. RDA starts by 
saying what something actually is, and then the conventions to use follow from 
this. By doing this one can see much better the strengths and weaknesses of any 
convention or system-- past, present, and future.

Thomas Brenndorfer
Guelph Public Library


Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread J. McRee Elrod
In article <4f093f5d.4070...@hdm-stuttgart.de>, you wrote:

>Actually, the thing Mac and I disagree about (but haven't had time to go 
>into more deeply yet) is the question of main entry as such.
 
Main entry under creator seems a tradition worth keeping:

-in order to maintain consistency with scholarly citation (including
 returning to compiler main entry);

-in order to colocate by author (particularly literary authors) in
 single entry bibliographies; 
  
-to maintain correlation between main entry and Cutter to colocate 
 authors' works on the shelf of the same literary genre or on the same 
 topic (apart from criticism and biography); 
 
-out of consideration for technology have not libraries, who will not 
 have the linkages proposed to allow meaningful displays.

Moving to title main entry for series seems a good idea to me.  A
series under author duplicates the main entry for the single issue,
and authors of series do change.


   __   __   J. McRee (Mac) Elrod (m...@slc.bc.ca)
  {__  |   / Special Libraries Cataloguing   HTTP://www.slc.bc.ca/
  ___} |__ \__


Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread Heidrun Wiesenmüller
Here are some more issues with the model of the Working Group, now 
centering on the concept of an "aggregating expression". The more I 
think about this, the less I understand what this entity is supposed to 
be in the first place, and what might be the point of having it at all.


In the main body of the Final Report, the aggregating work is defined as 
something which happens when expressions are aggregated: "In the
process of creating the aggregate manifestation, the aggregator produces 
an aggregating work. This type of work has also been referred to as the 
glue, binding, or the mortar that transforms a set of
individual expressions into an aggregation." (p. 5). I've already 
pointed out that the aggregating work has really nothing to due with the 
individual works in a collection. It is something much more abstract, 
which I find difficult to put: Perhaps the idea of aggregating certain 
things. But at least, an aggregating work can have some of the 
attributes which ordinary works have: certainly a title, a date, and the 
"intended termination"; probably also things like intended audience and 
context for the work. I'm not so sure about form of the work (the 
examples in FRBR are "novel, play, poem, essay" a.s.o., which do not fit 
here; but perhaps one could have "collection" as a form of work). The 
aggregating work also has, of course, a relationship to its creator. So 
there is some information connected with this entity which can be worth 
recording.


But now let's look at the aggregating expression. The Report does (as so 
often) not say much about it, only this: "Although every aggregate 
manifestation also embodies an aggregating expression of the aggregating 
work, these aggregating expressions may, or may not, be considered 
significant enough to warrant distinct bibliographic identification." 
(p. 5).


Now looking through the list of attributes for an expression, I wonder 
which of them could be applied to an aggregating expression at all: 
Certainly not form and language, which in other cases are probably the 
most important attributes of expressions. But even if all expressions in 
the aggregate manifestation were, e.g., in French, this doesn't mean 
that the aggregating expression itself is French as well. Remember that 
the aggregating expression does have no connection at all to the 
expressions of the individual works (apart from the fact that it is 
embodied together with them in the aggregate manifestation). So an 
aggregating expression could not be used for e.g. distinguishing between 
different language versions.


I also think that it would be impossible to apply the FRBR attributes 
extensibility, revisability and extent as they all have something to do 
with the intellectual content. I wonder what the intellectual content of 
the aggregating expression might be? Again, it cannot have anything to 
do with the intellectual content of the expressions of the individual 
works. It seems it would have to be a realization of the "glue" but I 
find that rather abstract and very hard to imagine. Some attributes 
still seem possible, e.g. context and use restrictions, if one feels 
that this is worth recording. I'm also wondering if an aggregating 
expression could have a relationship to a person or corporate body which 
is not the creator of the aggregating work... Anyhow this makes me feel 
that the aggregating expression is rather an empty concept. Perhaps it's 
only there in order to adhere to the basic WEMI principle.


Also, what happens if, say, there is a second edition of a collection 
with the same essays but in a revised form? I assume that there would 
still be the same aggregating work involved. But would there be a new 
aggregating expression? I feel this can't be, as the aggregating 
expression is - as I said before - not really connected to the 
expressions of the individual works. So perhaps the correct modeling 
would have to have _one_ aggregating work and _one_ aggregating 
expression which is embodied in two different manifestations. If this is 
the right picture (and it may be not as the report doesn't say). I don't 
quite see in what way an entity such as this could be at all useful.


Another point open to debate are boundaries between one aggregating work 
and another. Think of textbooks which are sold over a long period of 
time. The compilers (creators) may change over time, and the chapters 
(by individual authors) may not only be continuously revised, but there 
may be new chapters added, old ones abandoned, new authors introduced. 
Now is all of this still the same aggregating work (I feel it should be) 
or not? And how would that have to be modeled - one aggregating work and 
one aggregating expression again? Would that be helpful for real life 
cataloging?


Sorry about this longish and slightly confused mail which has probably 
screwed up the minds of those who have actually followed my train of 
thoughts. The bottom line is: These things are far fr

Re: [RDA-L] Some comments on the Final Report of the FRBR Working Group on Aggregates

2012-01-08 Thread Heidrun Wiesenmüller

Karen Coyle wrote:


What type of entity would be "part" be? I'm thinking that there is no 
such entity as "part" but that a work can be a "is part" of another 
work. Taking into account that the work is a single entity that may be 
related to any number of expression/manifestations it cannot be 
"secondary" since that is what it is only in relation to the 
manifestation being cataloged. Primary and secondary, therefore, have 
to be relationships.


In a sense, a Work is always whole, even if it is part of another 
work. If it didn't have "wholeness" it couldn't be a work.


(...)



Yes, that is how I imagine the graph to "grow." But I guess I'm not 
sure what the "part" box is in your model -- it appears to be a Work 
that has the characteristic of being a part of the aggregate.


Good point.

I think you're right that my "parts" also must by necessity be works (in 
the same sense that, say, "The fellowship of the ring" is a work in 
itself, which at the same time is placed in a whole/part relationship 
with "The lord of the rings"). So in the Nabokov example I don't have 
only three works (the two individual works plus the aggregate work, 
which has two parts), as I claimed before, but rather five works: the 
two individual works, the aggregate work and the two "part works".


I know that having "W1" and "W: Part 1 of Aggregate Work" as two 
different boxes next to each other somehow looks redundant, but I still 
think this complexity is necessary. Let's look as some more diagrams 
which I have just drawn: 
http://www.mendeley.com/profiles/heidrun-wiesenmuller/
(among the working papers again, called "Additional diagrams #2", or 
directly:

http://tinyurl.com/6o2sh3k
(sorry, it's more than 3 MB; next time I'll compress the graphics more).

The new example illustrates the (fictitious) case of two "Selected 
works" editions of Jane Austen’s novels. Both contain the same two works 
"Pride and prejudice" and "Sense and sensibility", but one of them 
contains the English expressions, whereas the other contains the German 
expressions. The two aggregate works were created by

two different persons, completely independently of each other.

Now if you first look at figure 2, which illustrates a straightforward 
"work-of-works" approach, you'll notice that starting e.g. with the 
"Aggregate Work 2" and going downwards to the work "Sense and 
sensibility", you then have no way of knowing which of the two 
expressions to take (the English or the German one), and consequently, 
there is no way of telling which of the aggregate manifestations shown 
at the bottom belongs to this aggregate work.


Compare this to figure 3, which gives the same thing in the alternative 
model. I admit that this is much more complicated, but at least it seems 
to work: Starting with the "Aggregate Work 2" and going downwards you 
first reach the two "part works". These are unambiguously connected to 
the expressions which the creator of the "Aggregate Work 2" really used 
for his collection (the German versions), and this brings you to the 
right manifestation. So I think we need to have this "doubling" of 
works, if we want to capture things like that.


Now where are the differences between e.g. "W1: Pride and prejudice", 
"Part 1 of Aggr. Work 1" and "Part 2 of Aggr. Work 2"? It is as you 
thought: Most of the attributes will be the same, and also some of the 
relationships (e.g. the relationship to Jane Austen as the creator).


I think there should be an additional attribute "aggregate" 
distinguishing between the individual work (W1) and the "part works". 
This would have to be newly introduced to FRBR, and it certainly needs 
some further thinking to sort out the details (e.g. do only the "part 
works" get this attribute, or also the aggregate work? How can we bring 
out the difference between "Part 1 of Aggr. Work 1" and "Part 1 of Aggr. 
Work 2", if both get the same attribute "aggregate")?


Another difference - and probably the vital one - between the individual 
works and the "part works" is how they are integrated in the network of 
FRBR relationships. One difference is, of course, that only the "part 
works" have a whole/part relationship with an aggregating work. Another 
is that whereas, on principle, all existing expressions of "Pride and 
prejudice" are connected with the box for the individual work, only the 
expression (or expressions) really used for the aggregate work is/are 
connected to the "part work". A case where the "part work" boxes would 
be connected with more than one expression would be a collection of 
essays, which is republished in a revised version (including revised 
versions of the essays). Then each part work for an essay would be 
connected with two expressions.


One thing I don't like about the diagrams of the alternative model is 
that there is, as yet, no direct line between the box for an individual 
work and the corresponding "part work" boxes. I feel there should be a 
relationship there