EF Schumacher's classic lecture entitled "Buddhist Economics" is now
available online, with many translations, at
http://www.smallisbeautiful.org/frameset_buddhist.html 

Direct URL for the English format:
http://www.smallisbeautiful.org/english.pdf

I am excited to attend a short course at the Schumacher College in
England next month!

- Dave


-----Original Message-----
From: [EMAIL PROTECTED] [mailto:[EMAIL PROTECTED] On
Behalf Of Keith Addison
Sent: Tuesday, December 28, 2004 7:51 PM
To: [EMAIL PROTECTED]
Subject: [Biofuel] Buddhist Technology - was Re: Sermon on the
mount...Re: Titration problems

http://www.smallisbeautiful.org/lec-zaj.html

Buddhist Technology: Bringing a New Consciousness to Our Technological
Future

by Arthur Zajonc

Seventeenth Annual E. F. Schumacher Lecture

October 1997, Williams College, Williamstown, Massachusetts

Edited by Hildegarde Hannum

©Copyright 1999 E. F. Schumacher Society and Arthur Zajonc

Available in pamphlet form from the E. F. Schumacher Society, 140 Jug 
End Road, Great Barrington, Massachusetts 01230, (413) 528-1737, 
www.schumachersociety.org/publication.html

Introduction by John McClaughry, Chairman, E. F. Schumacher Society 
Board of Directors

In the seventeen-year history of Schumacher Lectures, we have on 
several occasions had a speaker from the biological sciences, but to 
the best of my recollection we've never had a physical scientist. For 
someone who started out as a physicist this is a special privilege 
for me to be able to present to you Arthur Zajonc, Professor of 
Physics at Amherst College. Arthur has been a visiting professor and 
a research physicist at Ecole SupŽrieure in Paris, the Max Planck 
Institute for Quantum Optics, and the Universities of Rochester, 
Innsbruck (Austria), and Hannover (Germany). He is a nationally and 
internationally known expert on quantum optics and, beyond his 
professional expertise, a well-known commentator and social thinker 
concerned with such subjects as mind and consciousness as they relate 
to the physical world and vice versa; the history of science; and 
Goethe, the German thinker, poet, and great literary figure. He is 
the author of Catching the Light: The Entwined Histories of Light and 
Mind, co-author of The Quantum Challenge, and co-editor of Goethe's 
Way of Science. The former program director of the Fetzer Institute 
in Kalamazoo, Michigan, which tries to combine science, 
consciousness, and spirituality, he is currently President of the 
Anthroposophical Society in America and of the Lindesfarne 
Association. We welcome him not only as a scientist but also as an 
historian and social critic and a person of compelling insights into 
our world and its future: Dr. Arthur Zajonc.

* * * *

First let me express what a great pleasure it is to be here with such 
a distinguished group, not only of speakers but also of participants. 
In addition it is a privilege to be one in the long line of speakers 
who have been part of this series over the past seventeen years. The 
ideals of E. F. Schumacher live in the hearts of all of us here and, 
I think, of a great many others throughout the world.

I would like to start by holding our collective feet to the fire and 
dramatizing the particular modern problematic in which we find 
ourselves. The history of Western civilization John Mohawk gave us 
earlier this morning-a history of domination of both the environment 
and indigenous peoples-is the history of ourselves and remains the 
history in which we still find ourselves embedded. That is to say, we 
still participate fully, all of us, speakers included, in that 
troubling history.

We are meeting at Williams College. I teach at Amherst College. Both 
are places of enormous privilege. Here in the Clark Art Institute we 
are surrounded by the fruits of European high culture as well as the 
finest works of American art. All of us, having arrived here on the 
backs of our automobiles, are part of a privileged elite. For large 
portions of the earth's population America is felt as being on  their 
backs. It is only because they are impoverished, because their rain 
forests are being destroyed, because their mineral resources are 
being extracted and exported that we are able to get to lectures like 
this, tape-record them, and finally publish them on paper produced 
from their trees.

The pattern of exploration and development continues. One of the 
great questions we must ask as modern, conscious, somewhat 
self-reflective individuals is, What can we do about the burden 
imposed on the earth by our actions? Is it possible to alleviate it, 
mitigate it, live through it? And what is the role of technology 
relative to it? If we are responsible for such a burden, can't we 
find a way to relieve it, perhaps by returning to a manner of living 
like that of several thousand years ago or even a few hundred years 
ago-one that has, for example, a much closer relationship to the land?

The urban populations of the world are increasing significantly. In 
1960, in the least developed nations of the world only 9 % of the 
population lived in urban centers; now it's 26 %. In industrial 
nations like our own, 75% of our population are located in urban 
centers. And the growth of the urban population continues: we're 
approaching a time when 50% of the world's population will live in 
cities and urban areas. Notice that the greatest growth, from 9% to 
over 25%, is occurring in those places of the world which have 
traditionally been the most rural. In other words, there is a flight 
of indigenous people-out of the bush, out of their traditional 
homelands-into cities in the hope of bettering their lives 
economically.

I once had a conversation about this topic with Wes Jackson of The 
Land Institute. We were in Mattfield Green in the former school 
building he purchased as part of his project to reconceptualize the 
rural farmlands of America. The small towns and communities that once 
flourished there are vanishing, and Wes has felt strongly that there 
must be a way of reestablishing them.

I said, Wes, we're talking about resettling America; what fraction of 
the population do you think it is possible to have living on the 
land? He replied, Well, Art, I've done that calculation, and it's 
30-35%. And I said, But 75% of the American people live in cities 
(not just the large cities but also counting the smaller ones); that 
means there's room for only an additional 5-10% on the land. If we 
believe Wes's calculation, and I have no reason not to, then only 5 
or 10% of the urban population can move back onto the land before the 
impact starts to damage that environment significantly. In other 
words, we're in a box.

The problematic is not an academic one that is somehow going to 
disappear, even if we were to stabilize the population on the planet 
at its present level of 5 billion people, which probably all of us 
recognize as very unlikely. Over the next decades the burden of 
population and consumption is likely to increase. The American 
situation will become the world situation. Take a look at Europe: 
Holland already has 90% of its people in urban centers; England no 
longer has the forests it did even a few hundred years ago. What in 
the world are we going to do? What is the role technology has played 
in this development, and what is the future role of technology?

To address the question of technology and our future we can start 
with E. F. Schumacher's famous lecture "Buddhist Economics" (later 
reproduced in Small is Beautiful), which he gave to the Teilhard 
Society, founded in memory of Teilhard de Chardin, the great Catholic 
scientist and thinker. The lecture took as its starting point the 
concept of Right Livelihood, one of the eight features of the noble 
path presented by Gotama Buddha. Schumacher reasons that if there can 
be a Right Livelihood, then there must be a kind of right economics, 
a Buddhist economics, which underpins that Right Livelihood. I would 
pose by extension the question, "If there is a Buddhist economics, is 
there a kind of Buddhist or right technology, a right way of working, 
of being in the world actively, which is also part of that economic 
process in which we find ourselves embedded?" We can ask this 
question whether or not we are Buddhists or spiritually minded in any 
way.

What is our image and understanding of technology? And connected with 
this is the question of our image and understanding of work itself, 
that is to say, the relationship between what we do and the 
instruments we use to do it.

Consider for a moment various attitudes toward work. One attitude is 
that work is penance; it's basically a kind of punishment for being 
alive. This view dates back to the origins of Western civilization. 
In Genesis we find Adam and Eve expelled from the Garden of Eden, a 
place of abundance where everything they needed was provided to them. 
Because they chose to eat of the fruit of the Tree of Knowledge-that 
is, to gain self-awareness-God speaks these words to Adam:

Because you have listened to your wife
and have eaten from the tree which I forbade you
accursed shall be the ground on your account.
With labour you shall win your food from it
all the days of your life. . . .
You shall gain your bread by the sweat
of your brow until you return to the ground.

In other words, the plight of the human being is to labor by the 
sweat of our brows. Labor is penance for having dared to know, for 
having dared to disobey. This is certainly one view that continues to 
this day: the grind, the hardship of toiling in order to survive. Yet 
it is only one view of work, one I will not discuss further here. 
Rather, I would like to hold up another and more positive 
understanding of the nature of work, one which existed parallel with 
the early Western religious imagination of work as penance: namely, 
work as something high and noble. Often in the Christian West it was 
understood in analogy to the Creation of the world by God himself, 
who "worked" for six days to fashion a world, to fashion a universe. 
By working, according to this view, human beings are imitating their 
Creator. We too are creators, and like Him we should end each day's 
work by standing back and judging whether what we have done is good 
or not.

Schumacher, in his lecture on Buddhist economics, also takes a high 
and positive view of human work. I'd like to quote a couple of short 
passages from that lecture:

"The Buddhist point of view takes the function of work to be at least 
threefold: to give a man a chance to utilise and develop his 
faculties; to enable him to overcome his ego-centeredness by joining 
with other people in a common task; and to bring forth the goods and 
services needed for a becoming existence."

How wonderful: to develop one's capacities, to join with other people 
in a communal task, and to provide for existence.

"Again, the consequences that flow from this view are endless: to 
organise work in such a manner that it becomes meaningless, boring, 
stultifying, or nerve-racking for the worker would be little short of 
criminal; it would indicate a greater concern with goods than with 
people, an evil lack of compassion and a soul-destroying degree of 
attachment to the most primitive side of this wordly existence."

He goes on to say, "A Buddhist sees the essence of civilisation not 
in a multiplication of wants but in the purification of human 
character. Character, at the same time, is formed primarily by a 
man's work."

This is a very different and uplifting understanding of the nature of 
work: through it we educate ourselves morally as well as, one might 
say, skillfully. What we do shapes who we are as well as produces the 
goods and services needed for life. If we do something that is 
demeaning, stultifying, soul-crushing, nerve-racking, boring-then 
what we do gradually works its way inside us and debilitates and 
demoralizes us, diminishing our full capacity. If, on the other hand, 
we can find a way of working by fashioning convivial tools, as Ivan 
Illich might have called them, with which to work, then work can be 
ennobling, it can be nourishing, and the full capacity of our own 
humanity can unfold through that nourishment.

I want to emphasize another feature of what work can potentially be, 
one which I believe is too often ignored. It is illustrated by a 
story, a Taoist tale with the title "The Woodcarver," from a little 
book called The Way of Chuang Tzu. Listen for what it means to work 
as did the ancient Taoist woodcarver:

Khing, the master carver, made a bell stand
Of precious wood. When it was finished,
all who saw it were astounded. They said it must be
The work of spirits.
The Prince of Lu said to the master carver:
"What is your secret?"

Khing replied: "I am only a workman:
I have no secret. There is only this:
"When I began to think about the work you commanded,
I guarded my spirit, did not expend it
On trifles that were not to the point.
I fasted in order to set
My heart at rest.
After three days fasting, I had forgotten gain and success.
After five days
I had forgotten praise or criticism.
After seven days
I had forgotten my body
With all its limbs.

"By this time all thought of your Highness
And of the court had faded away.
All that might distract me from the work
Had vanished.
I was collected in the single thought
Of the bell stand.

"Then I went to the forest
To see the trees in their own natural state.
When the right tree appeared before my eyes,
The bell stand also appeared in it, clearly, beyond doubt.
All I had to do was to put forth my hand
And begin.

"If I had not met this particular tree
There would have been
No bell stand at all.

"What happened?
My own collected thought
Encountered the hidden potential in the wood;
 From this live encounter came the work
Which you ascribe to the spirits."

It's a beautiful story of what it could mean to be a craftsman, a 
woodcarver; a tale which reveals the outer craft, which has always 
been recognized, but joined with it is something of equal and I would 
say even greater importance for our own situation, namely, what one 
could call the interior as opposed to the exterior dimension of work. 
The interior dimension includes the cultivation of the single thought 
of the bell stand, the quietness of soul, the lack of hubris, the 
distance from praise, criticism, and the glories of the court-all 
that would distract from the pure thought of the bell stand. In other 
words, craft is for the Taoist woodcarver a spiritual practice as 
much as an external occupation. To carve the wood, to beat the iron 
into its form-these are as much interior as exterior acts.

This high view of work and the relationship between the inner and the 
outer is not something one finds only in the Buddhist tradition 
through E. F. Schumacher or in the Taoist tradition; one finds 
glimmers of it in our own Western tradition as well. For example, 
Meister Eckhart in speaking about outer work also joins it to inner 
work when he says: "The outward work can never be small if the inward 
one is great, and the outward work can never be great or good if the 
inward is small or of little worth. The inward work always includes 
in itself all size, all breadth and all length."

To draw a quick conclusion in answer to our initial fundamental 
question: All merely external solutions which we hope will somehow 
rectify the world situation by a purely external, material fix will 
ultimately fail. They will be eroded from within. There has to be, I 
believe, some kind of renewed marriage or joining between the inner 
and the outer dimensions of work, and I think this is arguable not 
only on its own merits but also on the basis of these long 
traditions. This is something Schumacher pointed to at the end of his 
Guide for the Perplexed: that the transformation, the renewal of 
society will initially take place from within and not from without.

The idea that work has a high and even sacred dimension you find also 
during the time of its worst violations-for example, during the 
Industrial Revolution. In some ways that vast demeaning assault on 
what work could be, brought to the fore articulate spokesmen in its 
defense. To pick just one little refrain from Thomas Carlyle's 
Labour:"All true Work is sacred; in all true Work, were it but true 
hand-labour, there is something of divineness. Labour, wide as the 
Earth, has its summit in Heaven." Thus, together with the view of 
work as penance we have the view of work as something elevated, with 
inexhaustible positive and sacred dimensions. But this is not the 
view that has prevailed.

One must remember that the notion of a literate and highly educated 
society whose members attend institutions of higher learning is a 
relatively recent development. Earlier, the human being was educated 
through work. If education took place, especially outside the 
monasteries, it took place really only through guild systems, through 
apprenticeship as farmer or craftsman, that is to say, through the 
body. We educated ourselves through our actions. What became of those 
actions in the seventeenth, eighteenth, nineteenth centuries?

For me, the story which stands out as emblematic is the one of Eli 
Whitney meeting with the newly elected President of the United 
States, Thomas Jefferson, and John Adams, the second President, in 
the equivalent of the Oval Office. Whitney brings ten muskets with 
him, and he does something which to us seems trivial: he takes them 
all apart and scrambles the parts on the table. At random he takes a 
part from one musket and attaches it to another until he has 
reassembled ten muskets from the scattered parts that were on the 
table. Jefferson, who had a primarily agrarian vision of America as a 
country of yeomen farmers, realized the potential of what he was 
seeing: he had just witnessed a demonstration of the invention of 
interchangeable parts, and he granted Whitney an extended military 
contract to manufacture muskets.

Until that time, everything that was made was made uniquely. You 
couldn't go to the hardware store and buy a 6-32 machine screw. You 
couldn't buy a replacement part for anything. You had to go to the 
craftsman, to the smith, and he would make a new part, uniquely 
suited to the purpose at hand. By 1800 a new era in our relationship 
to the material world, to craft, to the work which had always been 
part of both our outer and our inner lives, was beginning.

The new trend was accelerated by two other developments: first, the 
beginnings of the assembly line, where the tasks themselves were 
broken down into smaller and smaller parts, and second, scientific 
management. Through Frederick Winslow Taylor's writings, time-study 
analysis enters upon the scene, and the human being is harnessed to 
the assembly line to become part of the machine. It is at this point 
that work becomes a mindless, stultifying, boring, and demeaning 
enterprise for a great many people caught in the factories, a 
phenomenon all too well known to us. If we look at Studs Terkel's 
book Work, we find a wonderful opening interview with Mike Lefevre, a 
steelworker from Indiana. Mike is characterizing his own life:

"I'm a dying breed. A laborer. Strictly muscle work . . . pick it up, 
put it down, pick it up, put it down. We handle between forty and 
fifty thousand pounds of steel a day. (Laughs.) . .

"A mule, an old mule, that's the way I feel. Oh, yeah. See. (Shows 
black and blue marks on arms and legs, burns.) You know what I heard 
from more than one guy at work? "If my kid wants to work in a 
factory, I am going to kick the hell out of him." I want my kid to be 
an effete snob. Yeah, mm-hmmm. (Laughs.) I want him to be able to 
quote Walt Whitman, to be proud of it.

"If you can't improve yourself, you improve your posterity. Otherwise 
life isn't worth nothing. You might as well go back to the cave and 
stay there. I'm sure the first caveman who went over the hill to see 
what was on the other side-I don't think he went there wholly out of 
curiosity. He went there because he wanted to get his son out of the 
cave. Just the same way I want to send my kid to college.

"You're doing this manual labor and you know that technology can do 
it. (Laughs.) Let's face it, a machine can do the work of a man, 
otherwise they wouldn't have space probes. Why can we send a rocket 
ship that's unmanned and yet send a man in a steel mill to do a 
mule's work?

"Automation? Depends how it's applied. It frightens me if it puts me 
out on the street. It doesn't frighten me if it shortens my work 
week. You read that little thing: what are you going to do when this 
computer replaces you? Blow up computers. (Laughs.) Really. Blow up 
computers. I'll be goddamned if a computer is gonna eat before I do! 
I want milk for my kids and beer for me. Machines can either liberate 
man or enslave him, because they're pretty neutral. It's man who has 
the bias to put the thing one place or another."

An extraordinary statement by the steelworker Lefevre.

In the words of Lefevre, which we could also find in Dickens and 
Steinbeck, in any number of authors, we see the transition from a 
traditional society connected to the land, connected to human hands, 
connected to work in a manner which seemed to educate, to ennoble, to 
shape character in ways we and Schumacher would commend. All that is 
replaced by what William Blake would call "the satanic mills," wheels 
within wheels in our factories. The German poet Rainer Maria Rilke 
would write in a similar vein:

All we have gained the machine threatens, as long
as it dares to exist in the mind and not in obedience.
Nowhere does it stay behind; we cannot escape it at last
as it rules, self-guided, self-oiled, from its silent factory.
It thinks it is life: thinks it does everything best,
though with equal determination it can create or destroy.

What I have presented is, to a certain extent, the standard account 
of technology and the development of the Industrial Revolution, an 
account which speaks in a romantic and enthusiastic way about the 
simple and marvelous past, a past that praises the craftsman, and 
demonizes the present industrial means of manufacturing. There is 
enormous truth in this view, not a grain of which I would take away, 
yet this interpretation aggravates our modern dilemma instead of 
helping to solve it. Therefore, I would like to complicate the story 
somewhat by running back through it. We should realize that 
technology itself, the largeness of technology, especially in 
America, its grandeur-and I recommend David Nye's book The American 
Technological Sublime on this subject-have also been part of a 
transcendental, even spiritual, vision which we have celebrated.

When Dickens, who was no friend of the steel mills or the textile 
mills of England, visited Lowell, Massachusetts, the very first place 
where such factories were built in this country, he was amazed. These 
were huge structures, a mile or so along the riverfront, total 
institutions with social and health benefits provided by the factory 
owner. At the end of his visit he said, "I solemnly declare that from 
all the crowd I saw I cannot recall one young face, mostly female, 
that gave me a painful expression." And he said, "I would not have 
taken any one of them from their job because it seemed they were so 
happy and delighted to be doing their work."

Ralph Waldo Emerson was so impressed by the workers that he would go 
and lecture to them. When Andrew Jackson visited Lowell, he was so 
struck by the sight of the eight thousand young women factory 
workers, perfectly and primly dressed in white, who lined the streets 
to greet him, that he demanded to have the mills, which had been 
closed to celebrate his arrival in Lowell, put back in operation so 
that he could marvel at their method of production. They were a 
vision for him of what America could become. What Jefferson had been 
shown by Eli Whitney and welcomed in the end into America, Jackson 
also celebrated in Lowell. He did not know that the average tenure in 
those factories was nine months. Conditions were so appalling from 
the standpoint of health and safety that as soon as they could, the 
women of those factories quit.

Another instance of the sacred or sublime aspect of technology 
becomes evident at the great Philadelphia Exposition of 1876. You 
need to imagine at the very center of that Exposition a coupled pair 
of steam engines, two pistons roughly the size of this room powering 
the generators or the dynamos that would provide the electricity for 
the entire Exposition. These two Corliss steam engines became the 
icon of the national celebration of the hundredth anniversary of the 
American Dream. The opening of the Exposition took place with 
enormous fanfare, and that same Walt Whitman whom Mike Lefevre wishes 
his son could quote came in his rolling chair and requested that he 
be set in front of the great Corliss steam engine. There he is 
supposed to have sat for over half an hour and pondered silently the 
nature of this machine.

In the famous chapter "The Dynamo and the Virgin" in The Education of 
Henry Adams, an autobiography written in the third person, Adams 
compares the power of the dynamo with the power of the Virgin in 
France-Notre Dame, Our Lady, who was able to so effuse French culture 
that cathedrals to her sprang up all over France and indeed Europe. 
He writes that in America, in place of the Virgin we have the Dynamo, 
the great generator of electricity. To Adams, the dynamo became a 
symbol of infinity. . . . he began to feel the forty-foot dynamos [at 
the Great Exposition of 1900] as a moral force, much as the early 
Christians felt the Cross.

The dynamo as a moral force-what a wonderful conjoining of opposites; 
this great device, this great machine, is felt as a moral presence in 
the landscape. Adams brings the dynamo into connection with the 
Cross, which is of course one of the instruments of Christ's 
suffering. Thus, he sees the dynamo as an instrument of our 
suffering, but by the same token it must also be understood as an 
instrument for redemption. Did he have the full ambiguous scope of 
that symbol in mind?

I am reminded here of Heidegger when he refers to the question of 
technology and quotes the poet Hšlderlin, who said, "But where the 
danger is, grows the saving power also."

Where the danger is, grows the saving power also. In other words, it 
is part of the modern dilemma we find ourselves in that we must find 
the courage to stand at the forge where the danger is. We must stand 
at the edge of the technological abyss and yet find the presence of 
mind and the moral capacity to deal with the realities that surround 
us constantly day to day and year to year.

The notion of technology as bringing progress and fulfillment, yet 
also imbued with powers that demean and deprive and stultify, reveals 
its ambiguous nature. Something which is felt to be awe-inspiring, 
even transcendent in its capacity to lift us up to a new moral 
imagination is at the same time threatening; that which can ennoble 
and educate us can also destroy our planet. There are those who 
believe that this deep ambiguity inherent in technology is a feature 
only of modern technology, and yet I can assure you that is not the 
case. Technology has always shown this double-edged sword.

Consider the story of Cain and Abel. Cain, whose name in some 
etymologies means "smith," slays his brother. Yet it is Cain who is 
the keeper, the individual whose blood line will give rise to the 
crafts. He and his kind are the ones who will transform the earth. 
But his line is marked; that is to say, he is an outcast. 
Interestingly enough, you find this same marking, this same 
segregation of the craftsman, in many traditional cultures. The Mande 
blacksmiths, for example, form a particular caste; they live at the 
edge of the town in which they work. Members of an African tribe, as 
smiths they are essential to agriculture, to medical knowledge, to 
initiation practices, to the arts, and so forth. In addition they are 
woodcarvers. They are crucial to the successful unfolding of the 
culture of the Mande, and yet they are a caste unto themselves. No 
one outside of that caste can marry into it, for that person's body 
would then explode. No one else has the capacity to handle the 
energy, the life force, residing in the members of that caste or clan.

Recall also the Greek myth of Hephaestus. He is the only one of the 
gods who is a reject. Do you remember his story? He is born from 
Hera. When Zeus looks at him, he is so displeased at the sight that 
he pitches him off Mount Olympus. Hephaestus falls all day long until 
he lands on the volcanic island of Lemnos. Depending upon the 
version, either he is lamed there or he was already lame when Zeus 
saw him. In either case, he is always depicted as the laughing stock 
of the gods, the god who limps along, swarthy and dirty. Nonetheless, 
Hephaestus is the only one of the gods, for all their powers, who can 
make things in this world. He makes the aegis, Zeus's shield; he 
fashions Pandora; he forges the chains that will bind Prometheus to 
the Caucasus Mountains. Every other god is powerless in this regard; 
only the broken god, the marked god, the outcast, is able to craft 
anything.

I think all of us bear Cain's mark; we have all been thrown from the 
heights, we have all been expelled from the Garden. We are all the 
sons and daughters of Cain to a certain extent. That is part of our 
human condition, not the modern dilemma but simply the dilemma of 
being incarnate in a body at all. Our body is the first technŽ, the 
first vehicle, the first instrument.

Have we mastered it? We master the forge, the anvil, the hammer; we 
master our Microsoft Windows95 program, that most of all. Each of 
these extends us into the world, into our own body, into our 
modern-you could even say alienated-environment. And again, remember 
that the union of the inner and the outer, the charge of the sacred, 
was very much a part of the ancient imagination of technology. 
Technology was ambiguous with regard to the craftsmen and their 
particular role in society, but it was always morally charged and was 
held within the large spiritual imagination which all ancient peoples 
had of their universe.

As an example of the sacred significance granted to technical 
operations by virtue of context, we can consider mining. What did it 
mean for the ancient miner to go into the earth and extract ore? When 
I was touring America with my sons several years ago, we went into 
the great mines-gold mines, coal mines; it took a lot of arranging, 
but eventually we got into some of them. We also went to the 
LTV/Republic steel mills in Ohio. It's an extraordinary landscape, 
the American industrial landscape, one that's basically off limits 
because of safety and insurance concerns, but if you can get in, 
you're confronted with the "technological sublime" I described 
earlier, simply by virtue of its scale, its enormity. Yet it is a 
purely secular and material environment.

Whether it was the Mande blacksmith or somebody from another of the 
great cultures engaged in the extraction and refining of ores, before 
he went into the earth as an ancient metallurgist, he performed a set 
of rituals after first determining the auspicious day for the mining 
operation. The men who were the miners would segregate themselves 
from the rest of society for several days. They would perform ritual 
purifications, fasting and abstaining from sexual activity. That is, 
they would go through a practice that made them ready to enter into 
the mother-for the earth was considered to be the mother matrix of 
all existence.

The miners went into the mother intending to do something that was 
highly magical. They were going to perform a kind of obstetrical 
operation. They were going to remove what in the Egyptian language 
were called the kubu. When Egyptologists first saw this word kubu, 
they wondered what it signified that kubu were brought to fiery 
furnaces to be refined and smelted. Kubu means embryo. Miners went 
into the earth and delivered embryos prematurely, then placed them in 
a furnace. According to their understanding, metals were ripening 
inside mother earth the way a child ripens in the womb of a human 
mother.

Thus, the task of the metallurgist in ancient times was to enter the 
earth-mother and remove the embryo "out of time," as Mircea Eliade 
says in his book The Forge and the Crucible. Then the smith would 
bring the ore-embryo to a premature ripening so that the metals 
themselves could be produced and then worked. Mining and refining 
were, therefore, sacred operations and sacred occasions, requiring 
all manner of attendant rituals and ceremonies. Every action of the 
technologist was embedded in a magical world, where entering the mine 
was experienced in a context that gave it many levels of meaning. 
Metallurgy became a morally charged technique, deeply laden with 
significance, meaningful for the craftsman but also meaningful for 
his whole community.

The story of industrialization, then, is in some ways the story of 
the loss of this interior or sacred dimension, the loss of an 
alliance between inner and outer. And so my concern about the future 
of technology really revolves as much around the question of 
consciousness as around the question of external technique.

I really do believe that any technology we may invent, no matter how 
innocent it appears, can-depending on who applies it and on the moral 
universe into which it is placed-be used to serve us well or ill. 
There is no way we can completely safeguard technology, but then, 
there is no way we can live in our bodies in a manner that is without 
danger, either.

In the ancient world a sense of responsibility, of a moral context, 
was provided by the traditions and culture in which people grew up 
and learned their trade. It was provided also by nature, which was 
always around them. The situation we presently live in is very 
different. We will never resettle our full population into a natural 
landscape. Just imagine taking the wilderness areas we presently have 
and running our full population through them on a frequent basis. It 
would destroy them. I think the notion that nature will somehow 
provide a moral context for us in the same way it did for the 
ancients is simply not tenable.

We must therefore find other sources. We must have the confidence 
that there will always be, no matter how difficult it is to 
establish, a basis for right conduct, for Right Livelihood, for a 
right technology. But it will not happen automatically. It will not 
happen simply because we have a bright idea that can make some money. 
A deep ambivalence exists within technology as it has evolved from 
the crafts all the way through the Industrial Revolution to the 
current Information Age, as it is sometimes called, which is the 
result of an evolution which has increasingly estranged technology 
from our own hands. It has gradually become an autonomous technology, 
one that is separated from us, that rests on an ethics which seems to 
be alienated from our personal ethics.

Somehow the economic system, the manufacturing system, has taken 
charge. The whole situation is reminiscent of the story of the 
sorcerer's apprentice. We have mastered both matter and power and 
have recently learned how to join them to a kind of externalized 
intelligence. More precisely stated, through modern technology we can 
couple seemingly boundless energy sources to computers, which act as 
a cybernetic or disembodied intelligence that runs technology on its 
own.

We have created thereby a realm of existence which can either become 
entirely daemonic or-if penetrated with our own highest moral 
intelligence-be constituted in ways which would serve a right 
livelihood. And this, I think, we have to do in freedom, because in a 
certain sense we have lost the traditions. I may speak out of these 
traditions, but they do not live in most people. We have lost them; 
we have also lost naive access to the moral force found in nature. 
Our hours are spent in front of television sets, in cars, and in 
houses; they are not spent in the forests tracking animals. Thus, we 
must find another means by which we can connect ourselves to the 
source of appropriateness and scale-of "rightness"-in relationship to 
our institutions, to nature, and to one another. Only then will the 
future of work be truly beneficial and uplifting, truly ennobling, 
because the technologies we develop will be technologies which serve 
rather than destroy.

Here one might sense me beginning to devise a perfect postmodern 
landscape verging toward a utopian climax. But this is not called 
for. Rather, I believe one finds already existing within contemporary 
life the beginnings of a future scenario which can serve us well. In 
other words, there is a possibility for a positive future to arrive, 
not via some abstract fantasy but organically out of the longings and 
imaginations and realities of our lives.

I'd like to give a few indications of what I mean by this. Some of 
these new directions the E. F. Schumacher Society and many of you in 
this audience and your friends and neighbors-and people like you 
living on other parts of the planet-can probably take some credit 
for. They are modest developments, many of them only partial ones, 
but they are heading in the right direction. These are examples of 
the technŽ, the means by which we can go from where we are to where 
we need to be. TechnŽ in ancient Greek does not mean technology in 
our sense, it means art. It means craft in the sense of the arts, and 
there's no distinction between the fine arts and the manual arts. 
They were all of a piece. I think we can find the art that will allow 
us to create a life which is far better and perhaps even sustainable 
and harmonious.

Think of the question of scale, which was so much on Schumacher's 
mind. We can be responsible only for that which we can comprehend; if 
something gets too big, it becomes abstract and distant from us; it 
becomes impossible. That is why we now have such endeavors as 
micro-lending, micro-enterprises, micro-credit of the kind provided 
by the Grameen Bank in Bangladesh and neighboring regions. An article 
in The Wall Street Journal a couple of days ago quoted the Aspen 
Institute's estimate that there are 328 micro-lending institutions 
and micro-enterprises in the United State, and that is probably an 
underestimate. It is an interesting phenomenon in and of itself that 
The Wall Street Journal even reported on micro-lending-on a $10,000 
loan given to a man to buy a truck in order to make it possible for 
him to support his family.

Consider also the prospect of micro-enterprise or short-run 
production and the possibility that the assumptions of economies of 
scale, which have always driven manufacturing to larger and larger 
dimensions, are beginning to be called into question. Will it 
ultimately become more sensible to produce short runs of goods which 
are designed for specific uses, specific individuals, specific 
communities, as opposed to one size fits all? Imagine a situation 
where every individual says, I don't want what everybody else has; I 
want what I want. I want it to fit me, to be my size, the color I 
like; I want to have this design and not the design that happens to 
be on the shelf-in which case you couldn't make a department store 
big enough to hold all those items of clothing. The means of 
manufacturing would have to become individualized instead. I believe 
that such realities are around the corner.

My description is reminiscent of the blacksmith who made one nail at 
a time, each different from the one before. In other words, if we can 
get back in touch with one another to discover what we want, what we 
need, then we must develop a means of manufacturing based on those 
distinct and individual needs. This can happen only if production is 
broken down to a much smaller and more responsive scale. Big 
factories will become colossal white elephants. A way will be found 
to restore the lightness, the responsivity, the kind of variety that 
can exist in small community-based manufacturing enterprises, which, 
moreover, are not capital intensive. It will not require a billion 
dollars to set up the micro-manufacturing plant. We already have the 
means to distribute some of these products: Federal Express and 
United Parcel Service are examples of ways of connecting to one 
another that didn't exist until recently.

Commentators such as Peter Drucker, who is no left-wing radical, keep 
talking about "postcapitalist" society. They speak of the so-called 
third sector, the nonprofit volunteer part of society, as the largest 
financial sector in America. Drucker says, for example, that if you 
take the number of people employed in volunteer work-mostly part 
time-it's the equivalent of seven and a half million work years 
annually. Seven and a half million people fully employed every year. 
Together they would earn $150 billion if you were to pay them. Of 
course, they are not being paid, but this is an economic force we 
should not underestimate.

Maximo Kalaw, the current President of the Earth Council and the man 
who ran the summit of nongovernmental organizations or NGOs at the 
1992 Rio Earth Summit, gave a paper in San Francisco on the occasion 
of the fiftieth anniversary of the United Nations. He spoke about 
governments no longer providing for the guarantee of civil society or 
the rights of individuals. Increasingly, these are being addressed 
and secured by NGOs and nonprofits. Imagine a world in which 
governments are paralyzed. Those who do govern will in a certain 
sense be exactly the invisible organizations that currently do not 
even show up on the economic map. Something is bubbling, as it were, 
under the surface.

I do not know what will drive the changes required. Perhaps the sheer 
scale of current institutions will prove to be too colossal; perhaps 
they will begin to fragment, and companies will begin to divide up, 
with small companies emerging which can respond quickly to the needs 
and wants and interests of local communities and even communities 
across larger distances. I think there will be all kinds of mixes. 
Nonprofit groups will often take on some of the tasks of 
nation-states and governments.

If you read Jeremy Rifkin, who talks about the future of work, you 
begin to realize that perhaps there will come a time when work itself 
will simply not be available. We will have to provide for meaningful 
work in totally new ways. Frithjof Bergmann, a philosopher at the 
University of Michigan, has for the past twenty or so years been 
coming up with some remarkable ideas in the area of the future of 
work. Indeed, some features of the landscape of the future, it seems 
to me, are already starting to emerge. Technology will certainly 
always be there, as part of that landscape. The question is how 
technology will be organized in relation to work.

Let me end with a final image that I find compelling. We first 
educated our bodies through our growing mastery of technology. The 
smith at his forge is the archetype for this-Hephaestus, the great 
Greek craftsman who provided an example of learning through the body. 
But in more modern times, education has become liberated from the 
body, you might say, and is instead connected to the head, to the 
intellect, so that we now educate ourselves and our children by means 
of a new and more abstract form of education conducted in special 
public and private institutions of learning that are set apart from 
life. It is a disembodied form of education, and we worry about that.

I believe that the educative force of nature, which had always been 
around us, has also been displaced. The moral or, if you will, 
spiritual force of nature has become more distant and abstract; it 
went out into the stars, to the periphery, disappeared into the 
cosmos. That which had been present in tradition, society, culture, 
and nature became less and less a constraint or guiding reality. It 
disappeared into the universe. We have in a certain sense become 
liberated and free; we have become autonomous individuals in ways 
that separate us from the constraints of civilization and nature, but 
as a result we are endangering our human world and our planet.

Something is missing in the picture of body and mind that I have 
presented, something that is indicated in the story of Hephaestus 
through the woman to whom he is married-Aphrodite, the most beautiful 
of all the Greek goddesses. We should picture Hephaestus as swarthy, 
bearded, leather-aproned, and lame. Yet he is married to beauty; he 
is married, you might say, to what could ultimately become love.

Where is this element in our story? Where is beauty? Where is art? 
Where is love? If they cannot find their way back to the center in a 
manner that is fitting for our future, then I don't think there is 
any hope for technology. The wisdom of the Greeks is that they put 
beauty, art, and love together with technology. They did not put 
Aphrodite with Mars, with whom she has flings once in a while. They 
did not put her with one of the other beautiful gods; they placed her 
with us, who are lame, who are of this earth, and yet on whom so much 
depends.

If we can find our way to that place of the heart-not just body and 
mind but heart-then it is my conviction that from out of the cosmos, 
into which all of the inner dimensions of our world disappeared, 
there will return wisdom, the wisdom which is joined to the heart, 
not as cold knowledge, not as the fruit of the Tree of Knowledge, but 
as the fruit of the heart. This heavenly wisdom has been known 
throughout all times as Isis-Sophia, who will once again join hands 
with human beings in order to create a fertile future. The marriage 
of love with technŽ can produce the offspring for which we all long, 
an art of living as free moral beings in both the human and nonhuman 
worlds. To me, this is synonymous with Right Livelihood.

 

Excerpts from the question period:

For many years I have been a student of Rudolf Steiner's writings. 
Steiner, who was trained as a scientist, engineer, and philosopher, 
considered his own task to be very much that of combining a modern 
scientific world with an essentially Western esoteric Christian 
understanding of the human being and of world history. His work is 
related to the modern dilemma we have spoken about here. I have found 
much in his writings to be enormously helpful and informative on this 
subject.

The conjoining of the worlds of the sacred and spiritual with the 
most contemporary and secular dimensions of our everyday lives is, I 
think, a difficult task we have to work at consciously. Kirkpatrick 
Sale, in introducing John Mohawk earlier today, talked about coming 
belatedly to a similar kind of conclusion. I am convinced that we 
need to find a nonsectarian way which allows people to be entirely 
free to connect these two worlds-the inner and outer, the exoteric 
and esoteric.

In the past ten years I've had a chance to travel extensively and 
spend time with many groups, including secular circles committed to 
social action as well as indigenous cultures and scientific 
communities, and so on. And I can tell you that the landscape is 
changing. It's easier to bring this matter up now. You can bring it 
up in contexts that are quite surprising, especially if it's done 
with a certain detachment, which I think is healthy. You simply say, 
Let's entertain this as a possibility; here is a resource we may 
need, and we have not tapped it before, namely, an inner resource.

* * *

I helped to organize a conference with Frithjof Bergmann. We brought 
together twenty-five or so people to address the question of the 
future of work. Let me tell you some of what we talked about.

It looks as though the current trend will continue, and 
increasingly-through automation and a number of other 
innovations-fewer and fewer people will be required to provide for 
the standard of living we have today (it may also be that the 
standard of living will change). The decline in "jobs" will happen 
over approximately the next thirty to sixty years. What this will 
mean ultimately is that something on the order of a third of the 
population will be needed to do "the work" as it's presently done 
today. If that is the case, then what is going to happen to the other 
two-thirds? We are all in this, not just the factory workers but 
everyone.

At the conference we discussed possible ways of restructuring work in 
three particular areas:

One is the actual work, let's say in the factory. Is it possible to 
make it more humane? The answer is certainly yes. There are 
factories, especially in Scandinavia, which have tried to take steps 
in this direction through different ways of organizing the work, 
different ways of moving people through the factory, the use of teams 
to build an entire car as opposed to one person working on only one 
feature. You actually have all the parts flowing to one station, and 
a small crew makes the cars. They cost a little more to construct per 
car, but basically a small cadre of people makes an entire vehicle.

There are other innovations that can be introduced, such as 
continuous learning organizations, with managers and workers coming 
together periodically in order to educate themselves and assess their 
personal growth. Such efforts demonstrate ways in which the factory 
can care for the continuing unfoldment and development of its 
employees.

We also talked about ownership issues. Should ownership be held off 
the premises by stockholders or by pension funds or whoever it is who 
has all the capital, or should it be otherwise? That's an enormous 
issue. Are there ways of organizing major manufacturing and service 
elements of our society entirely around alternative ownership forms 
like nonprofits? There are no stakeholders in the traditional sense 
in nonprofits. How would you capitalize industry in such a case? Are 
there new kinds of financial institutions that will need to arise?

The second area we explored was high-tech homesteading. Many of us 
provide for ourselves: that is to say, we grow our gardens, we 
improve our homes, we improve a whole variety of things. We take care 
of ourselves, and there's an economic value to that. Could high-tech 
self-providing be developed in ways to further enliven our 
communities and our personal lives? As opposed to farming everything 
out to others to do, can more of us bring things back toward 
ourselves by a kind of contemporary homesteading?

The third area we addressed is what we called "paid vocations." 
Frithjof Bergmann had a Center for New Work in Flint for many years, 
and he would sit down and talk with unemployed auto workers. He would 
ask, What is it you would like to do with your time now that you are 
unemployed? The first response was likely to be, I want to go 
fishing. A rather unthinking response. Sure, it's nice to go fishing, 
but you're not going to fish all the time.

Then Bergmann would say, No, what do you really, really want to do? 
And quietly there came the response, I'd like to teach history. - Why 
would you like to do that? - Well, I've always loved history, 
American history. - So Bergmann realized that beneath the veneer of 
the working-class man or woman was a learned person, a compassionate 
individual who had always been blocked from connecting to his or her 
calling or vocation. Is there a way that we can free that potential 
and connect individuals to their callings?

These restructurings will take place incrementally. At first an 
enlightened leadership can begin by setting up alternatives, by 
piloting them, showing their feasibility. Then, as the job situation 
gets bad, people will have something to turn to instead of despair.

Here is another illustration of how I think change will tend to come 
about: go to the worst place, go to the inner city, where 
unemployment is already at 30%, 40%, even 50% in some places. Imagine 
this as the future! This isn't a bad section of town; this is the 
future. And then say, Let's see what we can do here, because this is 
the future. You can just move across town and you are moving forward 
in time. Then you set things up and you get things to work there-or 
not. Of course, people are always looking for fixes for those sorts 
of places, so you can get a little funding for it, because nobody 
else wants to be there. So you go and improve the situation. Then, 
when things worsen and people ask, What in the world can we do? you 
have a program piloted out; you've created in the present the 
institutions which will actually be the institutions of the future-in 
places where the future is already in the present. Gradually those 
institutions will grow to become part of the larger landscape.

The classic example of this for me is the situation in the former 
Soviet Union when Gorbachev was saying, Let's have a parliament. I 
remember thinking to myself, This is a joke! There's still the KGB, 
the Politburo, and the army. That is where the power is, and he wants 
a parliament? A lot of folks are going to get elected, and they're 
going to argue among themselves and debate among themselves and pass 
meaningless laws. It's just a great big joke. - But then what 
happened? Everything collapsed around them. It was as if they barely 
got themselves up and running, and everything collapsed. Just imagine 
if that parliament, that joke, had not existed. You would have had 
the former Yugoslavia but on a vast scale; you would have had 
genocide. But the very fact that some kind of alternative democratic 
vehicle existed gave democracy at least a breath of a chance.

It seems to me that very often we're in a similar situation. We're 
putting up parliaments or other institutions, which from one 
standpoint look to be a joke. Yet they end up as the best bet for a 
viable future. I helped start a community-supported agriculture 
project; I helped start alternative medicine; I've helped start a lot 
of alternative things, just the way all of you have, and we have to 
admit that they look like a joke. Someone in big business, one of the 
Fortune 500s, will say, Oh, there are a few hundred 
community-supported agriculture farms; that's nice. Together they 
make as much grain as one of my farms. - "My" farms out in Iowa, and 
he's in New York. Still, my guess is that if we're going to have a 
future, it's going to be organized around ways of manufacturing, of 
farming, of educating that will be totally surprising. And we'll have 
the last laugh on that joke.

 

Remarks from the speakers' panel with John Mohawk and Greg Watson 
following the lectures:

Both of my counterparts spoke about what we might call some of the 
most difficult and pressing needs of our time: on the one hand, the 
history not only of our technological abuse of our natural 
surroundings but also of our abuse of one another through violent 
acts. My sense, much like John's, is that it's important to have this 
history very much in view. It's only by attending to those difficult 
and challenging parts of our individual lives and of our society and 
of industry and the economy that we have any hope of perceiving the 
potential for the emergence from apparently diverse elements of ways 
to create something we really had no reason to expect to arise, like 
John's example of water from hydrogen and oxygen. It's an act of 
faith to believe that if you go into the difficulty, into the danger, 
into the impossible even, somehow you'll emerge whole and maybe even 
emerge better.

I think the description of the Dudley Street Neighborhood Initiative 
is a case in point. I hadn't heard about the Initiative before, and 
I'm very grateful to have learned about it here from Greg Watson 
because it's the kind of thing I think will become increasingly 
exemplary. It's an extraordinary story that depicts how human beings 
can take a completely devastated landscape-abused, polluted, trashed, 
hazardous-and how, through a kind of fidelity to one another, through 
changing their own lives in community process by means of what Greg 
called civic alchemy, they can begin to grow a solution, at least 
something that moves them from where they were into a much better 
situation. No panacea, no silver bullet, not something that can be 
replicated without a great deal of forethought but nonetheless the 
fruit of a kind of confidence in human beings.

I've heard of similar things going on in Vancouver and in Detroit, 
where urban disasters have in their own unique ways been visited on 
those communities. In all three instances, what one is doing is 
asking, What ails thee? It's the Parsifal question in the great 
tradition of the medieval romance. It means going into the inner 
cities and asking, What ails us? What ails our communities? And then 
finding the medicine that will make whole. It's a matter of being 
willing to feel the pain of the other, and it's only through that act 
of compassionate knowing that one can help the healing to come about.

I also want to comment about something you said, John, that struck 
me. Having grown up within and participating in an indigenous 
culture, for many years you felt that the solution would lie in a 
return to nature or to a kind of environmental or natural ethic, but 
later in your life you lost that feeling or modified it in some way. 
You didn't really go into much detail about that. I grew up by and 
large not having a connection to nature yet feeling that there must 
be a source to which one can go-in the absence of everything there 
must still be a source. Take the example of the Tibetan monk or nun 
who has been imprisoned in a Chinese prison, or Rigoberta Menchu, who 
grew up under horrific circumstances. Yet within their life stories 
one finds the possibility of moral action, of forgiveness, of 
reconciliation, of a new life, a new beginning. It wasn't necessary 
for them to sow the seeds of hatred in the wake of that kind of 
abuse. Where does that strength come from? What is its source? If we 
can find it in ourselves and find it in one another and build on 
that, it seems to me that there are grounds for hope.

I must say that although I am optimistic in the large sense of 
options that Greg talked about, I am not very optimistic concerning 
the near term. I think that it's probably going to get worse before 
it gets better, that the future he's working in is likely to be a 
larger and larger part of our future, and we'll need to find ever 
more dynamic sorts of responses. At the same time I have enormous 
confidence and exhilaration concerning human capacities. I believe 
there is light at the center of our interior darkness. On that basis 
I feel optimistic.


Arthur Zajonc is a professor of physics at Amherst College. He has 
conducted research in atomic and laser physics, quantum optics, and 
the experimental foundations of quantum mechanics at the ƒcole 
Normale SupŽrieure in Paris, the Max Planck Institute for Quantum 
Optics, and the Universities of Rochester, Innsbruck, and Hanover. He 
lectures widely on the history and philosophy of science and the 
relationships of science to contemporary life. He is the President of 
the Anthroposophical Society in America, President of the Lindisfarne 
Association, a Founding Fellow of the Fetzer Institute, and a core 
founding member of the Kira Institute.
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