On Sat, Jan 04, 2003 at 09:38:58AM -0500, Kevin Tarr wrote:

> Can I ask a question, hoping for a 10 word answer? ;-) What do you
> really think of the stock market, the last three years and the last
> eight? I'll add my answers below.

You can hope, but since the question was more than 10 words....

I tend to be a business-value seeking investor, in the Buffett/Graham
style.  So I generally look at individual businesses that I can
understand (or learn to understand) and try to determine their intrinsic
value using a discounted cash flow model. I look for businesses with an
excellent and predictable return on invested capital (what Buffett calls
a deep and wide moat with lots of alligators) with honest and competent
management, that are selling at a discount to my estimate of their
intrinsic value that provides an adequate margin of safety (somewhere in
the range 20%-40%).

For the past 4 years or so that I have been seriously investing, I was
finding almost no businesses that met these criteria. I had most of my
investments in cash accounts and in bond funds. But recently, I have
been finding some businesses meeting the above criteria (in fact, I just
bought several new stock positions in the past 2 weeks). So, looking
from the bottom up it seems that my experience indicates that the past
4 years the market was generally overvalued, and recently it has been
coming down from being overvalued.

I'm less confident of my ability to comment on the market from the
top-down, but that never stopped me from giving an opinion before! Just
don't take this as investment advice, take it as my opinion which is
worth what you paid for it! Looking at some market index funds (Vanguard
S&P500, Vanguard Total Stock Market index) on morningstar.com, I see
that the aggregate P/E of the market is moving towards about 15 or
16, with a dividend yield of 2%, and a price-to-cash-flow of 5 to
6. Also, earnings and cash flow growth have recently been about 6-7% per
year. Now, as I said, I like to look at individual businesses, so I will
pretend I am looking at a business with those numbers. First problem is
that if I really were looking at such a business, I would need a lot
more information to predict future cash flows and sustainability of that
cash. Also, I would study the business and the books carefully to see if
I believed the numbers the management was reporting or whether they were
fudged a little (or a lot). Since I can't do that here, I will just have
to take things at face value, which means that I have little confidence
in my conclusion.

Anyway, a business that has a P/E of 15.5 is earning about 6.4% of its
share price per year. If the number of shares is constant (I don't
know if it is for the market now, stock options could add a lot, but
some companies are buying back shares now instead of issuing dividends
because it is more tax-efficient), then that 6.4% is about what we would
expect to earn on our investments if we owned all the businesses in the
market. If the "business" were well managed, then we could conclude that
the 2% dividend was returned because the managers could not invest that
cash above the cost of capital, and the other 4.4% was reinvested in
the businesses because the managers COULD beat the cost of capital with
that bit. My guess is that isn't what really happened, probably some of
the 4.4% went to (unexpensed) stock options, some went into managements
pockets, and maybe some was used for legitimate share buybacks. But I
can't substantiate any of that, so I will assume all 4.4% was reinvested
in the business.

If 4.4% is being reinvested, but earnings are growing by 6.5%, then the
marginal return on invested capital is much higher than the average
return on invested capital (about 50% higher). On the other hand, if I
assume that the marginal ROIC is the same as average ROIC, that suggests
either more than 4.4% will need to be invested in the future, or the
6.5% growth will not be maintained. At a guess, 6.5% isn't sustainable,
maybe guess a real GDP growth rate of 3.5% and 2% inflation for a total
of 5.5% growth. So the reinvestment has to increase by from 4.4% to
5.5%. So either the dividend has to drop from 2% to 0.9%, or the P/E
has to drop to about 13. The uncertainty in this estimate is large. If
I am wrong about the growth and it actually stays at 6.5%, then if
the dividend stays at 2% then the P/E goes to 12, but if the growth
actually goes up to 7.4%, then the P/E goes to 11. If, on the other
hand, the current P/E is correct and reinvestment stays at 4.4%, then
the growth comes down to 4.4%, which could mean real GDP growth of 3.5%
and inflation of 0.9%, or some other combination adding up to 4.4%.

Since historically GDP has grown at a real rate of 3.5% per year for
the past 200 years, I will use that rate. So, what will inflation
be? I don't know, some people predict deflation, right now it looks
like it will be 2 or 3%, though. Therefore, with all this uncertainty,
I wouldn't be surprised if the correct P/E is anywhere from 11 to
17. Which means the market is either correctly valued or still needs
to come down by 30%. All I can say with any degree of certainty is
that it must have been way overvalued a few years ago. But even if it
is correctly valued now, that doesn't mean the market won't bid it
lower. Historically, the P/E usually undershoots the average value after
a correction. Since it has probably been over the correct value for
about 5 years now, I don't see any reason to assume it couldn't stay
UNDER the correct value for the next 5 years.

Well, I guess I won't be investing in any index funds soon. I like to
get a 20% to 40% margin of safety, so unless the market drops by 40%,
I won't be buying it soon. Fortunately, I am finding some individual
businesses that look undervalued, so that doesn't bother me.

> I really think it was over exuberance, too many people who didn't
> know what they were doing, seeing 'other people' doing great, trying
> to make a quick buck themselves. They kept buying and buying thinking
> everything would go up forever and when it didn't, they wanted
> to blame everyone else but themselves. Now it's back on a normal
> course. Okay three years of drops may not be normal. And who knows,
> the war or another terrorist attack may send it even farther down but
> with semi clear headed people now in the market, it should be better.

What is normal? The 80's and 90's gave us the longest bull market in the
century, is that normal? If so, then dropping for 3 years afterwards
would certainly not be abnormal. It took a lot longer than that to
recover after 1929, but slightly less than 3 years after 1974 and 1987.

I'm not sure there are so many "semi clear headed people now in the
market". At least I hope not. I'm grateful for all of the "investors" in
the market who do technical analysis, momentum investing, and also for
those who invest in index funds. If everyone did a good job of analyzing
the value of businesses and buying the undervalued stocks, then I would
never be able to find an undervalued stock myself because everyone would
beat me to it and bid the price up to par. But as long as enough people
irrationally or blindly invest money in the market, there will be an
opportunity for some people to find undervalued (or overvalued) stocks
and profit from it.



-- 
"Erik Reuter" <[EMAIL PROTECTED]>       http://www.erikreuter.net/
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