Well done, Frank. I think you've summed up there just about all of our 
collective knowledge on the subject. 
It still leaves the interesting question: 'Is the mandolin a type of lute or 
cittern ?'.  
Which then leads to 'Is the modern cittern just a type of mandola ?' - to which 
I would answer 'Yes'. 
As regards the developement of the neapolitan mandolin, it is a shame that its 
relationship with the Greek Bouzouki isn't the other way around as then history 
would be so much simpler !   The Greek Bouzouki is obviously derrived from 
Turkish instruments which came from Arabic tradition.  If what we know as the 
neapolitan mandolin had have come about due to the constructional influence of 
the Greek Bouzouki  inter-mixing with the cittern then life would be so much 
simpler. Unfortunately it is the other way about. The modern Greek Bouzouki 
came about due to influences of the staved construction of the neapolitan 
mandolin on the instrument derrived from the Baglama Saz. Shame ! 
As regards the 'Portugese mandolin' I don't believe that it is a mandolin-like 
instrument which originates from portugal. From my visits there and also 
portugese people I have met in my work, the instrument known in Portugal as a 
Mandolin is the neapolitan mandolin. 
I have a feeling that it is an invention of Victorian England and I will try to 
prove it by research in the near future. Given that the Cittern and English 
Guitar would have been almost unknown in Victorian England, apart maybe by 
musical historians, I will hopefully one day show that it came about by making 
a mandolin with what was termed a 'portugese back'.  It would have been called 
a 'portugese back' because I would expect that  travellers to Portugal would 
have noticed the construction of the Guitarra. It is also quite usual to 
attribute unusual forms to foreign countries - ie: 'French toast', 'Chinese 
whispers', 'Double Dutch', 'Russian roulette', 'Dutch courage', etc. I guess it 
could have been 'guitarra-mandolin' or even 'cittern-mandolin' but no - we got 
'portugese-mandolin' instead ! 
Like I say, I don't know this for sure but I suspect it to be true - it seems 
to make sense - and I'll try to find proof.   
Kevin.      
   
Frank Nordberg <[EMAIL PROTECTED]> wrote: I'm afraid you're in for a *really* 
long rant now! (after I've politely 
replied to the other posts of course ;-)

Strangely enough I never thought of bringing up the mandolin question on 
this list. It's quite obvious really since no matter how we look at it, 
the histories of the mandolin and the cittern are well and truly 
entangled with each other.

Doc Rossi wrote:
 > Are we talking about flat-topped mandolins, or flat-backed mandolins
 > (relatively speaking)?

Despite the common name for that type of mandolin we're talking flat 
backs. Mandolins with flat tops have been around as long as there have 
been mandolins.

KEVIN LAWTON wrote:
 > Fair enough. We all sometimes mislay our sources, me too !

Yes. I wish I hadn't this time though.

 > I know the Mandolin was quite popular in Victorian
 > England as a 'parlour' instrument.

It definitely was. There was this school called "Conservatory of Venice" 
(or was it just "Venice Conservatory?"). No connection to the Italian 
city afaik but with branches all over England. They had their own 
instrument models which they loaned to their students. If/when somebody 
finished the course he/she got to keep the instrument. But their 
mandolin was a mandolinetto which is usually regarded as a separate type 
of mandolin - or often not as a mandolin at all.

There also was a "Conservatory of Vienna" mandolin that may count as a 
flattop mandolin. That may have been a bit later though - never managed 
to find any info about it.

 > I recall reading
 > somewhere, and seeing pictures too, but I cannot for
 > the life of me remember where, that a version of the
 > Mandolin known as 'Portugese style' was seen in
 > Victorian times on account of it being both cheaper to
 > build and easier for a novice player to hold.

If this is true (and I believe it is) the only place in Europe it could 
have happened would be in England where the cittern seems to have been 
completely forgotten at that time.

I have to play the Devil's advocate here though. We need proof, 
substantial proof! Is there any chance you can remember where you got it 
from?

 > I'd reckon that what is now termed the
 > 'Celtic' mandolin is just a development of the
 > 'Portugese' variety which is itself derrived from the
 > Neapolitan one.

That's an interesting theory and since I believe we have people who know 
a lot about Irish traditional music here: Can anybody tell us what kind 
of mandolins Irish musicians used to play before the 1970s?

 > I wouldn't be too surprised if citterns were
 > occasionally referred to as 'Mandolas' in seventeenth
 > century France

The more I think about it, the more I'm convinced I must have been 
wrong. The regular baroque mandola was quite well known in France at 
that time and the cittern and the mandola were so different there's not 
much chance anybody would have confused them with another.

-------

Here's the rant. Part of it is about western stringed instruments in 
general and there's some legitimate cittern content in it as well.


1. Instrument families.

Although there are various models for classifying musical instruments, 
it seems most experts agree that using construction features as the 
basic factor is what gives the best (that is most coherent) result. 
Other factors, such as tuning, size, historical relationships and naming 
conventions must be taken into account but none of these are clear 
enough to form the *basis* of a general classification scheme.

For fretted stringed instruments it seems the construction factors that 
give the best result are: general body shape and back and bridge 
construction. That gives us three families relatively common in western 
music:

Lutes
Body shape: ovalish/round
Back:       bowl
Bridge:     fixed

Citterns
Body shape: ovalish/round
Back:       flat or arched
Bridge:     floating

Guitars:
Body shape: narrow waisted
Back:       any
Bridge:     any

There are a few other families too of course but we don't need to 
concern ourselves with them for now.

This scheme may seem straightforward at first but it does cause some 
serious problems and I'd be very much obliged if anybody here can come 
up with a better system (preferably one that doesn't require 500+ words 
definitions of each and every factor).

The problems most relevant to this list and/or topic are:

a) Throughout history there have been several instruments with 
significantly different body shapes that "common sense" still says 
should be fitted into one of these families.

b) Some instruments get obviously misplaced if we follow the system 
slavishly. One example is the Swiss Halszither. Since it has a narrow 
waist it would be defined as a guitar yet I'm sure we all agree it's a 
cittern.

b) If somebody glues a floating bridge onto an instrument, does that 
suddenly make it a completely different instrument? (Kids, don't try 
this at home! Attaching a floating bridge with glue will seriously 
reduce the instrument's tonal qualities (if it has any) and is very 
harmful to your karma.)

c) The system doesn't allow for an instrument with a flat/arched back 
and a fixed bridge, such as the bandora and the 20th century flatback 
lute. I think this is a problem we ought to discuss on the list 
(although nor in this particular topic). Are these instruments lutes or 
citterns or a separate instrument family?

d) The system doesn't allow for an instrument with a bowlback and a 
floating bridge?
(points b, c and d can of course be easily solved simply by leaving out 
the bridge construction factor from the definitions. I understand 
however that not everybody are happy with this.)

e) There is no mandola family (note: I'll often use the broader term 
"mandola" rather than "mandolin" through this rant). This is not a flaw 
in this system per se but rather a general flaw for all possible 
instruments classification system. There simply is no way to come up 
with a concise definition that includes all "mandolas" and excludes all 
"non-mandolas." The closest we can get is to base the definition on 
naming conventions: A mandola is an instrument commonly called a mandola.
I'm sure I'm not the only one to feel uneasy about such a circular 
definition and even that one isn't concise enough. What is commonly 
called a mandola in one place/time may not be so elsewhere and elsewhen 
(stipulating for the sake of argument that the word "commonly" applies 
at all to this case).

---

2. A brief history of mandolas and mandolins (as far as I've managed to 
figure it out by now)

To understand why it's so hard to define what a mandola actually is, one 
must know a little but of mandola history.

Instruments called "mandola" (various local and individual spellings) 
are known from different parts of western Europe at least since... 16th 
C. I think. At that time it always means a very small, shallow-bodied 
lute. The term is almost certainly Italian of origin and derived from 
the Italian word for almond (referring to the body shape).
Personally I've always suspected there's a bit of deliberate punning in 
it as well. The similarity in name to the viola da mano is so obvious, 
the luthiers and musicians at that time can't possibly have missed it. I 
suppose that's rather irrelevant though. ;-)

Towards the end of the 17th century, the term "mandolin" begins to turn 
up in historical sources. This diminutive form of the name does not 
imply an instrument smaller than the earlier mandola but rather to the 
fact that the instrument in question is much smaller than other lutes.
There were however larger instruments of similar construction fairly 
early. I'm not sure whether these preceded the introduction of the 
mandolin term.

At about the same time as the mandolin term first appears, we have the 
first evidence of different local Italian variants of the 
mandola/mandolin. The dominant variant did however remain relatively 
unchanged. During the 17th C. the number of courses increased from four 
to five and then to six and around 1800 single strings began replacing 
the double courses and some construction details were changed to 
increase volume but still the instrument known today as the Lombardic 
mandolin or Milanese mandolin is very similar to the first mandolas and 
mandolins we know of.
This is the instrument Beethoven wrote for and almost certainly Vivaldi 
as well.

Towards the end of the 18th century a brand new instrument appeared in 
Italy. It had a floating bridge, four double courses tuned GDAE as a 
violin and a narrow, deep body more reminiscent of Turkish/Arabic lutes 
than any common European one. If I remember correctly, it was originally 
strung with a combination of silk, gut and metal strings but it didn't 
take long before steel took over. Even though some of the construction 
details were found in earlier instruments labelled as mandolins, this 
instrument was such a radical change it has to be regarded as a 
completely new instrument, probably more inspired by some oriental lute 
than by the existing mandolins.
This instrument became known as the Neapolitan mandolin and to many 
people this is still *the* mandolin.
Later variants of the Neapolitan mandolin includes the Roman mandolin - 
aka Embergher mandolin (narrower body, extended fretboard and note 
Martina's reference to "Embergher tuners" in a post about Waldzithers) 
and the lute-mandolin (wider body, fixed bridge, probably gut strings).
It's hard to see how this new instrument could have been known under the 
same name as an already existing, quite popular and very different one. 
The fact that various local variants already made the mandolin term a 
bit diffuse at that time may have played a part there.

As we all know, throughout the 19th century instrument makers all over 
Europe and Northern America went into mad zcientizt mode and came up 
with an endless stream of weird and wonderful hybrids and innovations.
Once the Neapolitan mandolin became known it became a prime target for 
these innovations and we got the lyra-mandolin, the harp-mandolin, the 
(guitar or violin shaped) mandolinetto and eventually the archtop mandolin.
Was there a mandolin-cittern too? Well, at first it seems very likely 
although so far I haven't been able to find any clear reference to it. 
Kevin's reference to a Victorian "Portuguese mandolin" is very 
intrihuing but I think we should await some confirmation before drawing 
any conclusions.
But let me rephrase my question: was there a small, GDAE tuned 
instrument regarded as a hybrid between the mandolin and the cittern? 
The answer is no, there wasn't - at least not on the European continent 
until very late in the century. The reason is that such an instrument 
already existed and it had nothing to do with the mandolin at all! After 
all the flattop mandolin is just a Bergmannzither with a marginally 
shorter scale and a different tuning. Two conditions have to be met 
before such and instrument would have been regarded as a mandolin or a 
mandolin relative: the GDAE tuning has to be commonly associated with 
the mandolin and the cittern has to be forgotten. The former happened 
gradually during the first few decades of the century, the latter 
happened in most of the USA and some parts of Europe later that century 
but not at all in other places. If you showed a 19th C. German or 
Scandinavian musician a modern flattop mandolin he might have said 
something like: "Oh yes, it's a zither. These small ones aren't as 
common as they used to be. You tune it like a violin you say? How very 
unusual!" Show it to a Spaniard at that time and he'd ask: "Why does 
your bandurria only have eight strings?"

Towards the end of the century some US luthiers/inventors brought about 
yet another significant turnabout in the mandola history: the archtop 
mandola/mandolin. This was very much an innovation of necessity. The 
mandolin was very fashionable in the USA at that time but lute style 
bowlbacks are complex and expensive to build so instruments of decent 
quality were way too expensive for most people. The solution was a 
completely different approach: carve the entire instrument out of two 
solid chunks of wood: one for the soundboard and one for all the rest. 
Arching the soundboard slightly outwards gives it extra strength and 
reduces the need for (and cost of) bracing.
At least three people came up with the idea (or at least parts it) 
independently of each other. The last one, Orville Gibson, won the 
marketing battles and built a flourishing instrument manufacturing 
company on his innovation (of course, only few decades later he was 
ripped off by some sharp business people and eventually died in 
poverty). There's very little doubt about the time and place of this 
innovation. It simply couldn't have happened in Europe and it's highly 
unlikely that there was any earlier American attempts. (Actually, it 
*did* happen in Europe centuries earlier but that's another story and 
another instrument.)
In the USA neither the mandolin nor the cittern had any firmly 
established tradition so the customers had no problems accepting the 
mandolin name for Gibson's citterns. Heavy marketing from Gibson soon 
meant that the new instrument all but replaced the old mandolin in the 
US public's mind.

This change of perception only happened in the USA though. Apart from a 
brief fad in France (not sure when nor what they called the instrument) 
the archtop mandolin remained all but unknown in Europe at least until 
the 1960s folk boom.

Early in the 20th century, the term "mandolin" had different meanings 
depending on which side of the Atlantic you lived. In Europe it meant a 
Neapolitan mandolin while in the USA - well, people still had a slightly 
confused view, but the Gibson cittern was taking over fast in people's 
minds. This is where the flattop mandolin makes a serious appearance.
It is possible that it was invented (or re-invented or whatever) 
semi-independently on both sides of the Atlantic and although the goal 
was the same, the thought process behind was different.

In the USA carving instruments was no longer cost effective so another 
new solution was required. Or rather another old one: build the 
instrument from shaped sheets of wood the way guitars and citterns have 
been built for centuries. In the 1910s C. F. Martin came up with such an 
instrument with a single bend on the soundboard (similar to what was 
already common on Neapolitan mandolins) for structural strength. Only a 
year or two later Gibson introduced their short-lived D model where 
they'd left out all the fancy shaping and relied entirely on bracing for 
strength the good old fashioned way.
The archtop mandolin still survived but was usually made from wood bent 
rather than carved into shape. This of course raises the question: what 
is the difference between an archtop and a flattop mandolin really?

In Europe things were a bit different. People's view of what a mandolin 
ought to look like was much firmer established, the instrument wasn't 
nearly as much of a fad there and the huge German music industry was 
probably able to produce bowlbacks far cheaper than the US manufacturers 
were.

Böhm's Walddoline seems to have been the first European attempt to make 
a cittern with a name associated with the mandolin. It is interesting to 
notice that unlike Gibson, he never actually called the instrument a 
mandolin. Böhm was at least as marketing savvy as Gibson but he worked 
in a different market with different expectations and chose his product 
names accordingly.

In any case, the Walddoline remained an oddity and can't have been too 
successful. It was a good idea but Böhm was ahead of his time.

All evidence revealed so far suggests that flattop mandolins first make 
a significant appearance in Northern Europe after ww i when German 
instrument distributors start including "Flach-Mandolinen" in their 
catalogues. However, it is clear that even then they did not regard this 
instrument as a mandolin but rather as an instrument that "is played and 
sounds just like a mandolin." The distinction between "flattop 
mandolins" and "mandolins" as to separate kinds of instruments is still 
quite strong in Germany although it has faded elsewhere in Europe. 
Interestingly, flatback (or rather arched back) lutes begin to appear at 
about the same time and they didn't seem to have too much problems 
accepting these as genuine lutes.
Where the German flattop mandolin came from is still unclear. The 
Walddoline probably didn't have much of an impact here but Böhm's 
general idea of combining the cittern and the mandolin must have been 
rather obvious. There is no doubt whatsoever that it was based on the 
Waldzither and it's even often grouped among the Waldzithers and 
separate from the proper mandolins in the catalogues.
On the other hand, the German luthiers at that time must have been aware 
of the Gibson D-model. Short-lived as that model may have been, it was 
still manufactured in huge quantities, bought by the US military and 
shipped to US forces everywhere. There's simply no way the Germans could 
possibly have missed seeing one.
It's probably a question of both domestic and foreign influences. The 
Waldzither manufacturers in Markneukirchen and Klingenthal learned about 
this mandolin-tuned cittern the Americans were building and thought: 
"hey, we can do that too!"

---

3. But what about France and Portugal?

The flattop mandolin is sometimes called the French mandolin, sometimes 
the Portuguese mandolin but never ever the German mandolin. So it may 
seem strange that I've focused so much on Germany. One reason is of 
course that I've spent a lot of time studying German pre-war instrument 
catalogues recently. ;-)
Another, more significant, reason is that up until ww ii the Germans 
completely dominated the international musical instruments industry - 
and they probably still did until the 1970s when the Japanese took over. 
So what the German distributors offered, was not just what the German 
market asked for, it was what *everybody* asked for.

Unfortunately. the third and most important reason is that I don't know 
much abut France and Portugal - or Spain.

I know there is a strong Iberian tradition of small citterns, a 
tradition that may go back unbroken as far as to the 15th century. 
Hopefully this maillist will be able to shed some more light on this.
I do however suspect that the situation is similar to Germany: these 
instruments were never regarded as mandolins because people already had 
other names for them. If I'm correct, the term Portuguese mandolin makes 
a lot of sense not in the meaning of "a Portuguese variant of the 
mandolin" but rather "a hybrid instrument inspired both by the mandolin 
and by one or more traditional Portuguese instrument(s)."
In any case it's clear that Spanish and Portuguese traditions do touch 
the evolution of the flat/arched top mandolas at least twice. Martina 
has already told us of Böhm's Portuguese influence and the late 19th C. 
US mandolin wave was sparked by an immensely successful US tour by a 
Spanish bandurria ensemble. (So why did the Americans end up playing 
mandolins rather than bandurrias? Probably the music stores didn't have 
those Spanish instruments in store so the public had to settle for the 
closest equivalent they could get. I'm not sure if it's a pity or a 
blessing they didn't have any citterns lying about.)

As for France, I have absolutely no idea! That is, I don't believe the 
provinces were much different from the rest of continental Europe but 
Paris... Paris is *always* different!


Frank Nordberg
http://www.musicaviva.com
http://www.tablatvre.com
http://www.mandolin-player.com



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