At 02:47 PM 11/27/2008, Kristofer Munsterhjelm wrote:
For ordinal systems, it's pretty easy to consider what a honest ballot would be, assuming a transitive individual preference. "If A is better than B, A should be higher ranked than B". It's not so obvious for cardinal systems. What do the points in a cardinal system mean? We can get some measure of a honest ballot by transporting an ordinal ballot into a cardinal ballot: if you prefer A to B, A should have a higher score than B. But other than that, what can we do? This seems to be a problem of cardinal systems in general, not just a particular implementation like Range (or Approval, if you consider Approval Range-1).

Yes. Preference can be determined, generally, rather easily, by one of two methods. The first method is pairwise comparison. With a series of pairwise comparisons, we can construct a rank order. Usually. It's possible, because different issue spaces get involved in each choice, that this will result in a Condorcet cycle. But that is rare.

The second method, though, bypasses Condorcet cycles, because it is essentially a Range method! That is, we look at the entire set of candidates and pick our favorite, then set this aside, having determined the rank of that candidate. We then look again, etc. We can also run this from the bottom, which of these is worst -- as far as we know (same restriction on the top, by the way, maybe one of those middle candidates is actually quite good, but we just don't know it yet. This is one reason why runoff voting can be much better than fixed-preference voting theory would predict.)

That sense, looking a collection of alternatives, that one is "heavier" than the others, is a Range judgment, it is not the product of a series of pairwise comparisons. We are designed or programmed to make judgments like this, rapidly. That's what Warren is talking about when he refers to natural systems. Range Voting is *natural*.

Determining Range Votes as numbers, though, is not natural, particularly. Imagine, though, the ranking process I gave, the Range one. I look at the set of candidates, and I start picking out candidates. If I'd be pleased by the election of the candidate, I rate the candidate +1. If I'd be displeased, I'd rate the candidate -1. And if I don't know whether I'd be pleased or not, I'd rate the candidate 0. This is a very, very simple strategy for Range 2. We've seen polls using this rating system, last election season, and they were very informative telling me, in a glance, what was going on. Most approved Democrat: Obama. Clinton wasn't even in second place, though she was close. Her vote was net negative, slightly. If you looked at the votes, she had lots of supporters, but lots of negative votes as well. On the Republican side -- you could vote in these polls openly, and there was no way to indicate if you were a Republican or Democrat -- the leader was .... Ron Paul. By far. McCain was, as I recall, second, though I'd need to check. If the Republicans had nominated Ron Paul, just about a political impossibility, it would have been a horse race.

It was really amazing to watch. These were major polls, conducted by a major news organization. Yet Ron Paul was hardly ever mentioned in stories about the election. Ron Paul always shot up after debates between the Republican candidates where he participated. The few mention of these polls dismissed them as being biased by hordes of bots, though no evidence that this had actually happened was presented. (I think the poll design and security made this slightly difficult, and my sense was that the only bias here was that most voters were relatively young. Ron Paul really was very popular.)

The method I gave for determining Range 2 votes uses our instincts for affinity and aversion. We are attracted by some and repelled by others, and some are neutral for us. As described, those would be sincere Range votes, Range 2, easy to determine. Now, we do know, usually, who the frontrunners are. If we care about casting an effective vote, as distinct from a purely sincere vote, which may or may not be effective, we'll look at how they fared in our ratings? If they are all in the middle or bottom group, we need to decide whether or not to shift the middle! This is a decision, setting what is quite equivalent to an Approval cutoff, only a little more sophisticated.

It's not a sentiment. Range Votes, like Approval votes, are decisions as to where to add weight, they are votes, not "opinions." They have an effect from the weight, not from the "sincerity." A "sincere" vote can be quite foolish, or it can be very helpful. It depends on the context.

So if we have not voted +1 for a frontrunner, and -1 for a frontrunner, we may want to shift our favored frontrunner to +1, and the worst to -1, and we may then move to +1 any candidate we prefer to the frontrunner to the same level, might as well. Likewise we'd move to the -1 pile any candidate we dislike more than the disliked frontrunner. We'd leave the rest in the middle, which includes candidates we don't even recognize their name.

Now, this is range with a default vote of 0, equivalent to midrange in 0-N systems. This is an alternative to default 0 (sum of votes range) or default abstention from rating (average range, it's called). I don't know if it has been specifically studied. If the rules require that a majority of voters rate a winner above zero average (which in this method is identical to sum of votes 0), then it's quite safe to mid-rate unknowns. It neither pulls up nor pulls down their ratings, and the ratings have an obvious meaning.

Compared to my expectation, a plus rating is better, a minus rating is worse. It would be easy and instinctive, and strategic votes would not be much different from sincere ones, i.e., raw expression of affinity or aversion. All that has happened with the strategic votes is that the center has been shifted to reflect our understanding of election probabilities.

To follow how this kind of thing has been expressed by others, the strategic Range votes show how a candidate compares to our expected election result. Better, worse, or no opinion, no preference that I could express with any clarity. The "sincere vote" is raw, instinctive, and doesn't consider probabilities, or at least not as much.

There are other means for using higher resolution Range, but ... folks, it's hard enough to get Range 1. As to higher resolution Range, the present efforts should be to push it for polling, where it clearly shines. Those poll numbers could be rather directly translated to votes in any other voting system.

Thinking further, it would seem that cardinal systems can solve it in two ways. Either the points are in reference to something external ("how much would I like that X wins in comparison to that nothing changes from status quo"), or it refers to a subjectively defined unit ("how much do I 'like' X" for an individual definition of "like"). I think ratings, as commonly (and intuitively) used, are of the second part, but that leads to problems with the aggregation of the points. If one voter likes many things and another likes only a few, how do you compare the two preferences? Ranking gets around that since it only asks about relative information (though one could argue there's a very weak form of this problem with equal-ranking; how different does your opinion have to be of two candidates before you no longer equal-rank them?).

Range 2 can simply use affinity or aversion to provide a three-step classification. It can start out absolute, i.e., we don't need to consider the candidate set, that's how I described it, I think. Then it can be shifted -- or it could start out -- as preference over "status quo" or "expected election outcome."

All of these votes are sincere, in a way. Only the "raw" affinity or aversion method, though, is non-strategic. It need not know what the context is. But that's not how we make decisions!

For Range 4, we have 5 ratings. We could, again, set them as -2, -1, 0, 1, 2. We classify the candidates as before, into positive and negative and middle. Since we are deciding how to vote, we might as well begin with a comparison to expected outcome: how pleased would we be by the result? That question takes into account what we expect will happen if we don't vote. We first categorize results into Good, Middle, Bad. *in comparison to what we expect.*

Then we'd look within the plus category, of it's going to be one of these, which would be the best? We could make the Borda assumption, and simply divide them in two, a better half and a worse half. Again, we would not violate preferences in doing this, and we might treat clones as if they were a single candidate.

And then we have our strategic consideration to make or not make. Do we shift the votes to improve the expected effectiveness of our vote?

When it comes to public Range elections, I'd expect that there would be some good guidance available on how to vote effectively or sincerely, and a discussion of the implications of each.

But, in the end, these are just votes. In Range 4, you can vote from 0-5 for any candidate, so each step is 0.2 vote. The candidate with the most votes wins. Everyone should know that.

Please, please, drop average range and the quorum rule. If you want some chance for dark horses, use a positive/negative system with the default vote at zero.

Want a quorum rule, though, there is already one widely accepted: a majority of voters must approve the candidate. You simply need to define that. In Range 4, as described, it can't be 0, but it might be +1 or higher. (That's because 0 is used for the default, so +1 is "better than the default.")


I guess what I'm trying to say is that the problem of discerning a honest vote from a strategic (optimizing) one seems to be inherent to all cardinal methods, because we can't read voters' minds. That is, unless the external comparison can be made part of the ballot itself.

We don't really have the problem. If voters intelligently optimize, they will still come up with good results, with a good method. That ought to be obvious, actually. Range, optimized, is either sincere or Approval, which, optimized, is simply Plurality (or, ideally, Majority, i.e., runoff needed if no majority). Because the problem of vote-splitting has been fixed, the results should be good.

I've elsewhere argued that there is a paradox in assuming that an particular Approval vote is strategic rather than insincere. What is a "strategic" Approval vote?

There are two possibilities:

A voter dislikes a candidate, but votes for the candidate because the candidate is a frontrunner and the sincerely "approved" candidates are not. I.e., the voter supposedly has a relationship of approval with a set of candidates, having nothing to do with context. In the classification above, this would be pure affinity.

However, this flies in the face of how we make actual "approval decisions." We compare a possible choice with our expectation. If the choice is better than our expectation, we accept it or approve it. If it is worse, we do not. *This is ordinary approval, the ordinary meaning.* It is a *relative term*, but because of certain linguistic habits, we ascribe it to the object instead of to our own comparisons.

My daughters are learning violin. When they play well, I "approve" it, I give them lots of praise. Is that intrinsic to the playing? No, it is a relationship with what I expect of them. A year from now, let one of them play exactly the same, and I might wince. (It's Suzuki method violin, so I might try not to literally wince, but, I'm sure, my effusive praise will be working a bit harder to find an excuse....)

The assumption that we have, unconnected with expectations -- i.e., of probabilities -- some "approval" state that we can simply realize and mark on a ballot, is sloppy thinking. So imagining that there is something off about explicitly considering probabilities is, again, even more sloppy.

Would I approve of Ron Paul for President? Depends on who else is running! Bush? In a flash! Obama ... at one point I thought that might be more difficult. However, that was before I saw the loaves and fishes.

(Folks, we need to watch Obama like hawks, precisely *because* he seems so good! That's when it's really dangerous.)


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