A charter for geoengineering
Nature
485,
415
(24 May 2012)
doi:10.1038/485415a
Published online
23 May 2012

A controversial field trial of technology to mitigate climate change has been 
cancelled, but research continues. A robust governance framework is sorely 
needed to prevent further setbacks.

Geoengineering research has a problem. That much should be clear following last 
week's cancellation of a field trial for the Stratospheric Particle Injection 
for Climate Engineering (SPICE) project. The solutions to this problem are not 
so obvious, but they must be found — and fast.

The SPICE field trial was supposed to involve spraying water into the 
atmosphere at an altitude of 1 kilometre using a balloon and hosepipe, as part 
of a host of work exploring whether it is possible to mitigate global warming 
by introducing particles into the stratosphere to reflect some of the Sun's 
energy away from Earth.

But the field trial — which is only a small part of the overall SPICE project — 
became bogged down in protests and delays almost as soon as it was announced. 
Last week, as first reported by Nature, the project's lead investigator 
announced that it was being abandoned, citing concerns about 
intellectual-property rights, public engagement and the overall governance 
regime for such work.

Colleagues have leapt to the defence of the SPICE team, and praised its 
decision to continue with the theoretical strands of its work. Indeed, the 
researchers have acted with commendable honesty. But the SPICE issue is a 
perfect example of the problems that will persist until geoengineers grasp the 
nettle of regulation and oversight.

We have been here before. Work on 'fertilizing' the oceans to promote blooms of 
phytoplankton that would lock up carbon dioxide ran into similar protests and 
governance wrangles. In 2009, an experiment to test the idea by dumping tonnes 
of iron sulphate into the Southern Ocean caused huge public disquiet and went 
ahead only after further discussions.

“Problems will persist until geoengineers grasp the nettle of regulation and 
oversight.”

Researchers argue that 'geoengineering' is a falsely inclusive term. They say 
that SPICE-style 'solar-radiation management' is completely different from 
ocean fertilization, and different again from carbon capture. But these 
technologies have similar aims and, when it comes to rules and regulations, 
they probably need to be dealt with together.

The geoengineering community has tried to bring some discipline to the emerging 
field. The 'Oxford Principles' — developed in 2010 by researchers at the 
University of Oxford, UK — offer some useful ground rules. They say that 
geoengineering should be regulated as a public good; there should be public 
participation in decision-making; research should be disclosed and results 
published openly; impacts should be assessed independently; and decisions to 
deploy the technologies should be made within a robust governance framework.

These are excellent principles. But they are vague, and cannot serve as a guide 
to conducting specific experiments in such a broad field.

A meeting of geoengineers in Asilomar, California, in 2009 — influenced by a 
meeting at the same location in 1975, when researchers hashed out guidelines 
for genetic engineering — produced similarly vague recommendations, such as the 
need to conduct research openly and to consult the public when planning 
research. It also called for governments to “when necessary, create new 
mechanisms for the governance and oversight of large-scale climate engineering 
research activities”.

The SPICE fiasco starkly demonstrates the need for such mechanisms. For a 
project of such high profile to founder on problems of intellectual property, 
regulation or public protest would be bad enough. That it ran into difficulties 
in all three areas shows an underlying problem.

Of the issues raised, intellectual property may turn out to be the easiest to 
resolve (see page 429<http://www.nature.com/doifinder/10.1038/485429a>). 
Science has a long and generally happy relationship with patents, including 
those for technology with the ability to drive worldwide change. Likewise, 
lessons on public engagement and dealing with protests can be taken from 
earlier rows over genetic modification, stem cells, fertility work and animal 
research.

More troubling is the lack of an overarching governance framework. Although the 
SPICE trial has been cancelled, other tests of geoengineering technology will 
surely follow. Other work, such as fiddling with clouds to make them more 
reflective or to try to bring on rain, touches on both climate-change 
mitigation and weather modification.

Geoengineers should keep trying. They should come together and draft detailed, 
practical actions that need to be taken to advance governance in the field. 
Regulation in these cutting-edge and controversial areas needs to be working 
before the experiments begin, rather than racing to catch up.

Cancelled project spurs debate over geoengineering patents

SPICE research consortium decides not to field-test its technology to reflect 
the Sun’s rays.

 *   Daniel 
Cressey<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#auth-1>
23 May 2012

Technologies to keep Earth cool could one day provide a radical fix for climate 
change — and, in a world struggling to control its greenhouse-gas emissions, 
could also prove highly lucrative for inventors.

But should individual researchers, or companies, be allowed to own the 
intellectual property (IP) behind these world-changing techniques? The issue 
was thrust into the spotlight last week after a controversial geoengineering 
field trial was cancelled amid concerns about a patent application by some of 
those involved in the project, as first reported by 
Nature1<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#b1>.

The £1.6-million (US$2.5-million) Stratospheric Particle Injection for Climate 
Engineering (SPICE) project was funded by the UK government to investigate 
whether spurting reflective aerosols into the stratosphere could help to bounce 
some of the Sun’s warming rays back into space. As part of this project, SPICE 
had planned to test a possible delivery system: pumping water up a 
1-kilometre-long hose to a balloon, where it would be sprayed into the sky.

The project had already sparked protests from environmentalists wary of 
geoengineering2<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#b2>.
 But “a potentially significant conflict of interest” over a patent application 
for SPICE’s technology, which some team members only recently became aware of, 
was a decisive factor in the cancellation, says project leader Matthew Watson, 
an Earth scientist at the University of Bristol, UK. The patent was submitted 
by Peter Davidson, a consultant based on the Isle of Man who was an adviser at 
the workshop that gave rise to SPICE, and Hugh Hunt, an engineer at the 
University of Cambridge, UK, who is one of the SPICE project investigators.

Related stories

 *   Geoengineering experiment cancelled amid patent 
row<http://www.nature.com/doifinder/10.1038/nature.2012.10645>
 *   Geoengineering won't curb sea-level 
rise<http://www.nature.com/doifinder/10.1038/news.2010.426>
 *   World view: Not by experts 
alone<http://www.nature.com/doifinder/10.1038/466688a>

More related 
stories<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#related-links>

UK funding bodies require anyone assessing or applying for grants to declare 
relevant potential conflicts of interest. Davidson and Hunt say that they were 
clear about their patent application before SPICE was awarded funding, and 
there is no suggestion that they acted inappropriately. But at least one of the 
funding councils is now investigating the circumstances surrounding the SPICE 
grant, and the patent in question, says Watson.

Hunt blames a culture clash for the confusion. “It is completely normal for 
engineering projects to be protected by IP,” he says. “The issue here is that 
in climate science there is mistrust of IP, and I understand that now.” He says 
he does not expect to earn any money from the patent.

SPICE’s climate modelling and other technology development work will continue, 
but the incident is another blow for a field already troubled by concerns over 
governance. In 2010, researchers and policy-makers gathered at the Asilomar 
Conference Center near Monterey, California, to agree a set of guiding 
principles for the field — an effort that largely 
failed3<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#b3>.

The following year, a smaller group produced the ‘Oxford Principles’, stating 
that geoengineering should be “regulated as a public good”. The lead authors of 
those principles later warned that patenting of geoengineering technologies 
could “have serious negative impacts”, by creating a culture of secrecy that 
could delay much-needed developments.

“The issue here is that in climate science there is mistrust of IP.”

Climate scientist David Keith of Harvard University in Cambridge, 
Massachusetts, agrees, advocating legal restrictions on patents related to 
solar-radiation management. Any technologies that could be controlled by a 
small number of people, yet have the capacity to rapidly alter our planet’s 
climate, “are deeply troubling”, he says. But Keith is not against patenting in 
principle — he has applied for patents on techniques to remove carbon dioxide 
directly from the atmosphere.

Shobita Parthasarathy, a public-policy researcher at the University of 
Michigan, Ann Arbor, says that the field urgently needs to agree on detailed 
rules for IP. In 2010, she noted a “dramatically increasing” number of patent 
applications in the area, containing broad language that could allow a small 
number of patent holders to take control of a huge swathe of 
technologies4<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineering-patents-1.10690#b4>.
 One possible solution, she says, is to develop a unique system for handling 
geoengineering patents, akin to the way that atomic-energy patents are 
controlled in the United States. That system puts certain technologies 
off-limits, and allows the government to take control of some intellectual 
property. “I don’t think the solution is to get rid of IP,” she says.

Another option might be to allow patent-holders to receive royalties, but 
without the option to restrict the use of the patent, says Tim Kruger, a 
researcher at the Geoengineering Programme, University of Oxford, UK, who 
helped to develop the Oxford Principles. This would allow some research and 
development to proceed, while still providing a financial incentive to work in 
the area, he says.

But geoengineering patents of any kind could give companies a vested interest 
in the continuation of climate change, argues Holly Buck, a social scientist 
who has studied the ethics of geoengineering. “It seems conceptually wrong to 
create conditions for an enterprise that would institutionally benefit from a 
stressed climate.”
Nature
485,
429
(24 May 2012)
doi:10.1038/485429a

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