Hi Ron – I’ve made this comment before, and I’ll make it again, but I don’t
follow why you and others are so keen to keep CDR associated with the word
geoengineering and hence with SRM, rather than quietly allowing
geoengineering to become associated only with “risky” SRM.  Seems to me (and
almost everyone else, including your own comments on the Oxford principles)
that (i) aside from OIR, nothing in CDR has anything in common with SRM from
either technical or governance or ethics perspectives, and (ii) SRM justly
raises concern, which most CDR doesn’t, so it would seem like a huge
downside to CDR folk from lumping these together.

 

doug

 

From: [email protected]
[mailto:[email protected]] On Behalf Of
[email protected]
Sent: Thursday, May 24, 2012 8:48 PM
To: [email protected]
Cc: David Winickoff; geoengineering; Joshua Horton
Subject: Re: [geo] More SPICE

 

Greg, list etal  (acknowledging Josh adding thoughts on this topic)

   1.  As I have read this material, several things have stood out.  First
is that the word "Geoengineering" continues to be a replacement for the
phrase;  "Solar Radiation Management" (SRM) which is actually under
discussion.  I hate to keep pointing out that the term "Geoengineering"
includes Carbon Dioxide Removal (CDR) , but I hope to make some progress
through repetition..

   2.   The second standout "thing" is that there was considerable emphasis
in this "SPICE" dialog on the five "Oxford Principles", which can be found
at 
        http://www.geoengineering.ox.ac.uk/oxford-principles/principles/?
I don't recall much/enough discussion in this list on these.  In their
shortest form, they read:
 
    1:  Geoengineering to be regulated as a public good.
    2:  Public participation in geoengineering decision-making
    3:  Disclosure of geoengineering research and open publication of
results
    4:  Independent assessment of impacts
    5: Governance before deployment     (Any decisions with respect to
deployment should only be taken with robust governance structures already in
place, using existing rules and institutions wherever possible).

   3.  I can endorse these for SRM and for most CDR.   I include the
explanatory sentence only for the last because I see a "problem" for the CDR
approach called Biochar - which is already seeing hundreds of
"zero-governance" Biochar tests this year and they are growing
exponentially.  These cumulatively are much larger than the SPICE test.  As
near as I can tell even the most anti-Biochar activists are calling for more
tests - not few/none.   So why is this?   Is it possible that Biochar is not
Geoengineering?   I can't endorse this view - as Biochar clearly has an
important CDR component.

   4.  I propose instead that the Oxford Principles should have an exemption
for Principle #5 for any of its CDR subset technologies that has all of
these three characteristics:  1)  Has non-carbon out-year economic
investment value roughly equivalent to its CDR value;  2)  Has a lengthy
history of use independent of its consideration as a Geoengineering
technology, and 3) Has any immediate negative impact only to the user. 
     Can anyone associated with the Oxford (or any other) principles also
endorse this exemption?   If not, why has Biochar not had any expressed
concern like that for the SPICE test?

   5.  I have endorsed the other 4 principles in large part because they are
already being employed and supported within the Biochar world.  The first is
needed to keep the inevitable shyster companies in line;  the regulatory
concern is largely re soil degradation - outside the CDR aspect of Biochar.
The second principle is happening widely already - with dozens of citizen
support groups.   Many of those members voted (favorably) on a Biochar
characterization standard this past month.  The third
(disclosure/publication) seems to be largely and enthusiastically happening
(dozens some months) - although I am sure there is considerable secrecy and
IP concern on the char-production side of Biochar.  Patent theory seems to
be in support of any non-disclosure related to conversion of biomass to
Biochar - and a lot of invention/patenting is happening (for example see
www.coolplanetbiofuels.com).  The fourth category (independent assessment)
has already occurred in several institutions and is certainly not being
discouraged.  I personally am more concerned about Biochar being ignored -
as is largely the case in the publications being discussed in this thread.
     I should also note that the word "Geoengineering" almost never appears
in Biochar literature - and most Biochar proponents would be delighted to
not carry the baggage associated with the term.  Few would argue with the
term "CDR".

What disagreements are there with this (personal only) view?

Ron

  _____  

From: "Greg Rau" <[email protected]>
To: "geoengineering" <[email protected]>
Cc: "David Winickoff" <[email protected]>
Sent: Wednesday, May 23, 2012 12:26:11 PM
Subject: [geo] More SPICE

A charter for geoengineering

Nature

485,

415

(24 May 2012)

doi:10.1038/485415a

Published online

23 May 2012 

A controversial field trial of technology to mitigate climate change has
been cancelled, but research continues. A robust governance framework is
sorely needed to prevent further setbacks.

Geoengineering research has a problem. That much should be clear following
last week's cancellation of a field trial for the Stratospheric Particle
Injection for Climate Engineering (SPICE) project. The solutions to this
problem are not so obvious, but they must be found — and fast.

The SPICE field trial was supposed to involve spraying water into the
atmosphere at an altitude of 1 kilometre using a balloon and hosepipe, as
part of a host of work exploring whether it is possible to mitigate global
warming by introducing particles into the stratosphere to reflect some of
the Sun's energy away from Earth.

But the field trial — which is only a small part of the overall SPICE
project — became bogged down in protests and delays almost as soon as it was
announced. Last week, as first reported by Nature, the project's lead
investigator announced that it was being abandoned, citing concerns about
intellectual-property rights, public engagement and the overall governance
regime for such work.

Colleagues have leapt to the defence of the SPICE team, and praised its
decision to continue with the theoretical strands of its work. Indeed, the
researchers have acted with commendable honesty. But the SPICE issue is a
perfect example of the problems that will persist until geoengineers grasp
the nettle of regulation and oversight.

We have been here before. Work on 'fertilizing' the oceans to promote blooms
of phytoplankton that would lock up carbon dioxide ran into similar protests
and governance wrangles. In 2009, an experiment to test the idea by dumping
tonnes of iron sulphate into the Southern Ocean caused huge public disquiet
and went ahead only after further discussions.

“Problems will persist until geoengineers grasp the nettle of regulation and
oversight.”

Researchers argue that 'geoengineering' is a falsely inclusive term. They
say that SPICE-style 'solar-radiation management' is completely different
from ocean fertilization, and different again from carbon capture. But these
technologies have similar aims and, when it comes to rules and regulations,
they probably need to be dealt with together.

The geoengineering community has tried to bring some discipline to the
emerging field. The 'Oxford Principles' — developed in 2010 by researchers
at the University of Oxford, UK — offer some useful ground rules. They say
that geoengineering should be regulated as a public good; there should be
public participation in decision-making; research should be disclosed and
results published openly; impacts should be assessed independently; and
decisions to deploy the technologies should be made within a robust
governance framework.

These are excellent principles. But they are vague, and cannot serve as a
guide to conducting specific experiments in such a broad field.

A meeting of geoengineers in Asilomar, California, in 2009 — influenced by a
meeting at the same location in 1975, when researchers hashed out guidelines
for genetic engineering — produced similarly vague recommendations, such as
the need to conduct research openly and to consult the public when planning
research. It also called for governments to “when necessary, create new
mechanisms for the governance and oversight of large-scale climate
engineering research activities”.

The SPICE fiasco starkly demonstrates the need for such mechanisms. For a
project of such high profile to founder on problems of intellectual
property, regulation or public protest would be bad enough. That it ran into
difficulties in all three areas shows an underlying problem.

Of the issues raised, intellectual property may turn out to be the easiest
to resolve (see page 429 <http://www.nature.com/doifinder/10.1038/485429a>
). Science has a long and generally happy relationship with patents,
including those for technology with the ability to drive worldwide change.
Likewise, lessons on public engagement and dealing with protests can be
taken from earlier rows over genetic modification, stem cells, fertility
work and animal research.

More troubling is the lack of an overarching governance framework. Although
the SPICE trial has been cancelled, other tests of geoengineering technology
will surely follow. Other work, such as fiddling with clouds to make them
more reflective or to try to bring on rain, touches on both climate-change
mitigation and weather modification.

Geoengineers should keep trying. They should come together and draft
detailed, practical actions that need to be taken to advance governance in
the field. Regulation in these cutting-edge and controversial areas needs to
be working before the experiments begin, rather than racing to catch up.


Cancelled project spurs debate over geoengineering patents


SPICE research consortium decides not to field-test its technology to
reflect the Sun’s rays.

*       Daniel Cressey
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#auth-1> 

23 May 2012

Technologies to keep Earth cool could one day provide a radical fix for
climate change — and, in a world struggling to control its greenhouse-gas
emissions, could also prove highly lucrative for inventors.

But should individual researchers, or companies, be allowed to own the
intellectual property (IP) behind these world-changing techniques? The issue
was thrust into the spotlight last week after a controversial geoengineering
field trial was cancelled amid concerns about a patent application by some
of those involved in the project, as first reported by Nature1
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#b1> .

The £1.6-million (US$2.5-million) Stratospheric Particle Injection for
Climate Engineering (SPICE) project was funded by the UK government to
investigate whether spurting reflective aerosols into the stratosphere could
help to bounce some of the Sun’s warming rays back into space. As part of
this project, SPICE had planned to test a possible delivery system: pumping
water up a 1-kilometre-long hose to a balloon, where it would be sprayed
into the sky.

The project had already sparked protests from environmentalists wary of
geoengineering2
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#b2> . But “a potentially significant conflict of
interest” over a patent application for SPICE’s technology, which some team
members only recently became aware of, was a decisive factor in the
cancellation, says project leader Matthew Watson, an Earth scientist at the
University of Bristol, UK. The patent was submitted by Peter Davidson, a
consultant based on the Isle of Man who was an adviser at the workshop that
gave rise to SPICE, and Hugh Hunt, an engineer at the University of
Cambridge, UK, who is one of the SPICE project investigators.


Related stories


*       Geoengineering experiment cancelled amid patent row
<http://www.nature.com/doifinder/10.1038/nature.2012.10645> 
*       Geoengineering won't curb sea-level rise
<http://www.nature.com/doifinder/10.1038/news.2010.426> 
*       World view: Not by experts alone
<http://www.nature.com/doifinder/10.1038/466688a> 

More related stories
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#related-links> 

UK funding bodies require anyone assessing or applying for grants to declare
relevant potential conflicts of interest. Davidson and Hunt say that they
were clear about their patent application before SPICE was awarded funding,
and there is no suggestion that they acted inappropriately. But at least one
of the funding councils is now investigating the circumstances surrounding
the SPICE grant, and the patent in question, says Watson.

Hunt blames a culture clash for the confusion. “It is completely normal for
engineering projects to be protected by IP,” he says. “The issue here is
that in climate science there is mistrust of IP, and I understand that now.”
He says he does not expect to earn any money from the patent.

SPICE’s climate modelling and other technology development work will
continue, but the incident is another blow for a field already troubled by
concerns over governance. In 2010, researchers and policy-makers gathered at
the Asilomar Conference Center near Monterey, California, to agree a set of
guiding principles for the field — an effort that largely failed3
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#b3> .

The following year, a smaller group produced the ‘Oxford Principles’,
stating that geoengineering should be “regulated as a public good”. The lead
authors of those principles later warned that patenting of geoengineering
technologies could “have serious negative impacts”, by creating a culture of
secrecy that could delay much-needed developments.

“The issue here is that in climate science there is mistrust of IP.”

Climate scientist David Keith of Harvard University in Cambridge,
Massachusetts, agrees, advocating legal restrictions on patents related to
solar-radiation management. Any technologies that could be controlled by a
small number of people, yet have the capacity to rapidly alter our planet’s
climate, “are deeply troubling”, he says. But Keith is not against patenting
in principle — he has applied for patents on techniques to remove carbon
dioxide directly from the atmosphere.

Shobita Parthasarathy, a public-policy researcher at the University of
Michigan, Ann Arbor, says that the field urgently needs to agree on detailed
rules for IP. In 2010, she noted a “dramatically increasing” number of
patent applications in the area, containing broad language that could allow
a small number of patent holders to take control of a huge swathe of
technologies4
<http://www.nature.com/news/cancelled-project-spurs-debate-over-geoengineeri
ng-patents-1.10690#b4> . One possible solution, she says, is to develop a
unique system for handling geoengineering patents, akin to the way that
atomic-energy patents are controlled in the United States. That system puts
certain technologies off-limits, and allows the government to take control
of some intellectual property. “I don’t think the solution is to get rid of
IP,” she says.

Another option might be to allow patent-holders to receive royalties, but
without the option to restrict the use of the patent, says Tim Kruger, a
researcher at the Geoengineering Programme, University of Oxford, UK, who
helped to develop the Oxford Principles. This would allow some research and
development to proceed, while still providing a financial incentive to work
in the area, he says.

But geoengineering patents of any kind could give companies a vested
interest in the continuation of climate change, argues Holly Buck, a social
scientist who has studied the ethics of geoengineering. “It seems
conceptually wrong to create conditions for an enterprise that would
institutionally benefit from a stressed climate.”

Nature

485,

429

(24 May 2012)

doi:10.1038/485429a

 

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