Greg, list etal (acknowledging Josh adding thoughts on this topic) 

1. As I have read this material, several things have stood out. First is that 
the word "Geoengineering" continues to be a replacement for the phrase; "Solar 
Radiation Management" (SRM) which is actually under discussion. I hate to keep 
pointing out that the term "Geoengineering" includes Carbon Dioxide Removal 
(CDR) , but I hope to make some progress through repetition.. 

2. The second standout "thing" is that there was considerable emphasis in this 
"SPICE" dialog on the five "Oxford Principles", which can be found at 
http://www.geoengineering.ox.ac.uk/oxford-principles/principles/? 
I don't recall much/enough discussion in this list on these. In their shortest 
form, they read: 

1: Geoengineering to be regulated as a public good. 
2: Public participation in geoengineering decision-making 
3: Disclosure of geoengineering research and open publication of results 
4: Independent assessment of impacts 
5: Governance before deployment (Any decisions with respect to deployment 
should only be taken with robust governance structures already in place, using 
existing rules and institutions wherever possible). 

3. I can endorse these for SRM and for most CDR. I include the explanatory 
sentence only for the last because I see a "problem" for the CDR approach 
called Biochar - which is already seeing hundreds of "zero-governance" Biochar 
tests this year and they are growing exponentially. These cumulatively are much 
larger than the SPICE test. As near as I can tell even the most anti-Biochar 
activists are calling for more tests - not few/none. So why is this? Is it 
possible that Biochar is not Geoengineering? I can't endorse this view - as 
Biochar clearly has an important CDR component. 

4. I propose instead that the Oxford Principles should have an exemption for 
Principle #5 for any of its CDR subset technologies that has all of these three 
characteristics: 1) Has non-carbon out-year economic investment value roughly 
equivalent to its CDR value; 2) Has a lengthy history of use independent of its 
consideration as a Geoengineering technology, and 3) Has any immediate negative 
impact only to the user. 
Can anyone associated with the Oxford (or any other) principles also endorse 
this exemption? If not, why has Biochar not had any expressed concern like that 
for the SPICE test? 

5. I have endorsed the other 4 principles in large part because they are 
already being employed and supported within the Biochar world. The first is 
needed to keep the inevitable shyster companies in line; the regulatory concern 
is largely re soil degradation - outside the CDR aspect of Biochar. The second 
principle is happening widely already - with dozens of citizen support groups. 
Many of those members voted (favorably) on a Biochar characterization standard 
this past month. The third (disclosure/publication) seems to be largely and 
enthusiastically happening (dozens some months) - although I am sure there is 
considerable secrecy and IP concern on the char-production side of Biochar. 
Patent theory seems to be in support of any non-disclosure related to 
conversion of biomass to Biochar - and a lot of invention/patenting is 
happening (for example see www.coolplanetbiofuels.com). The fourth category 
(independent assessment) has already occurred in several institutions and is 
certainly not being discouraged. I personally am more concerned about Biochar 
being ignored - as is largely the case in the publications being discussed in 
this thread. 
I should also note that the word "Geoengineering" almost never appears in 
Biochar literature - and most Biochar proponents would be delighted to not 
carry the baggage associated with the term. Few would argue with the term 
"CDR". 

What disagreements are there with this (personal only) view? 

Ron 

----- Original Message -----
From: "Greg Rau" <[email protected]> 
To: "geoengineering" <[email protected]> 
Cc: "David Winickoff" <[email protected]> 
Sent: Wednesday, May 23, 2012 12:26:11 PM 
Subject: [geo] More SPICE 


A charter for geoengineering 





Nature 

485, 

415 

(24 May 2012) 

doi:10.1038/485415a 

Published online 

23 May 2012 

A controversial field trial of technology to mitigate climate change has been 
cancelled, but research continues. A robust governance framework is sorely 
needed to prevent further setbacks. 

Geoengineering research has a problem. That much should be clear following last 
week's cancellation of a field trial for the Stratospheric Particle Injection 
for Climate Engineering (SPICE) project. The solutions to this problem are not 
so obvious, but they must be found — and fast. 

The SPICE field trial was supposed to involve spraying water into the 
atmosphere at an altitude of 1 kilometre using a balloon and hosepipe, as part 
of a host of work exploring whether it is possible to mitigate global warming 
by introducing particles into the stratosphere to reflect some of the Sun's 
energy away from Earth. 

But the field trial — which is only a small part of the overall SPICE project — 
became bogged down in protests and delays almost as soon as it was announced. 
Last week, as first reported by Nature , the project's lead investigator 
announced that it was being abandoned, citing concerns about 
intellectual-property rights, public engagement and the overall governance 
regime for such work. 

Colleagues have leapt to the defence of the SPICE team, and praised its 
decision to continue with the theoretical strands of its work. Indeed, the 
researchers have acted with commendable honesty. But the SPICE issue is a 
perfect example of the problems that will persist until geoengineers grasp the 
nettle of regulation and oversight. 

We have been here before. Work on 'fertilizing' the oceans to promote blooms of 
phytoplankton that would lock up carbon dioxide ran into similar protests and 
governance wrangles. In 2009, an experiment to test the idea by dumping tonnes 
of iron sulphate into the Southern Ocean caused huge public disquiet and went 
ahead only after further discussions. 

“Problems will persist until geoengineers grasp the nettle of regulation and 
oversight.” 

Researchers argue that 'geoengineering' is a falsely inclusive term. They say 
that SPICE-style 'solar-radiation management' is completely different from 
ocean fertilization, and different again from carbon capture. But these 
technologies have similar aims and, when it comes to rules and regulations, 
they probably need to be dealt with together. 

The geoengineering community has tried to bring some discipline to the emerging 
field. The 'Oxford Principles' — developed in 2010 by researchers at the 
University of Oxford, UK — offer some useful ground rules. They say that 
geoengineering should be regulated as a public good; there should be public 
participation in decision-making; research should be disclosed and results 
published openly; impacts should be assessed independently; and decisions to 
deploy the technologies should be made within a robust governance framework. 

These are excellent principles. But they are vague, and cannot serve as a guide 
to conducting specific experiments in such a broad field. 

A meeting of geoengineers in Asilomar, California, in 2009 — influenced by a 
meeting at the same location in 1975, when researchers hashed out guidelines 
for genetic engineering — produced similarly vague recommendations, such as the 
need to conduct research openly and to consult the public when planning 
research. It also called for governments to “when necessary, create new 
mechanisms for the governance and oversight of large-scale climate engineering 
research activities”. 

The SPICE fiasco starkly demonstrates the need for such mechanisms. For a 
project of such high profile to founder on problems of intellectual property, 
regulation or public protest would be bad enough. That it ran into difficulties 
in all three areas shows an underlying problem. 

Of the issues raised, intellectual property may turn out to be the easiest to 
resolve (see page 429 ). Science has a long and generally happy relationship 
with patents, including those for technology with the ability to drive 
worldwide change. Likewise, lessons on public engagement and dealing with 
protests can be taken from earlier rows over genetic modification, stem cells, 
fertility work and animal research. 

More troubling is the lack of an overarching governance framework. Although the 
SPICE trial has been cancelled, other tests of geoengineering technology will 
surely follow. Other work, such as fiddling with clouds to make them more 
reflective or to try to bring on rain, touches on both climate-change 
mitigation and weather modification. 

Geoengineers should keep trying. They should come together and draft detailed, 
practical actions that need to be taken to advance governance in the field. 
Regulation in these cutting-edge and controversial areas needs to be working 
before the experiments begin, rather than racing to catch up. Cancelled project 
spurs debate over geoengineering patents 


SPICE research consortium decides not to field-test its technology to reflect 
the Sun’s rays. 

    • Daniel Cressey 



23 May 2012 

Technologies to keep Earth cool could one day provide a radical fix for climate 
change — and, in a world struggling to control its greenhouse-gas emissions, 
could also prove highly lucrative for inventors. 

But should individual researchers, or companies, be allowed to own the 
intellectual property (IP) behind these world-changing techniques? The issue 
was thrust into the spotlight last week after a controversial geoengineering 
field trial was cancelled amid concerns about a patent application by some of 
those involved in the project, as first reported by Nature 1 . 

The £1.6-million (US$2.5-million) Stratospheric Particle Injection for Climate 
Engineering (SPICE) project was funded by the UK government to investigate 
whether spurting reflective aerosols into the stratosphere could help to bounce 
some of the Sun’s warming rays back into space. As part of this project, SPICE 
had planned to test a possible delivery system: pumping water up a 
1-kilometre-long hose to a balloon, where it would be sprayed into the sky. 

The project had already sparked protests from environmentalists wary of 
geoengineering 2 . But “a potentially significant conflict of interest” over a 
patent application for SPICE’s technology, which some team members only 
recently became aware of, was a decisive factor in the cancellation, says 
project leader Matthew Watson, an Earth scientist at the University of Bristol, 
UK. The patent was submitted by Peter Davidson, a consultant based on the Isle 
of Man who was an adviser at the workshop that gave rise to SPICE, and Hugh 
Hunt, an engineer at the University of Cambridge, UK, who is one of the SPICE 
project investigators. Related stories 


    • Geoengineering experiment cancelled amid patent row 
    • Geoengineering won't curb sea-level rise 
    • World view: Not by experts alone 



More related stories 

UK funding bodies require anyone assessing or applying for grants to declare 
relevant potential conflicts of interest. Davidson and Hunt say that they were 
clear about their patent application before SPICE was awarded funding, and 
there is no suggestion that they acted inappropriately. But at least one of the 
funding councils is now investigating the circumstances surrounding the SPICE 
grant, and the patent in question, says Watson. 

Hunt blames a culture clash for the confusion. “It is completely normal for 
engineering projects to be protected by IP,” he says. “The issue here is that 
in climate science there is mistrust of IP, and I understand that now.” He says 
he does not expect to earn any money from the patent. 

SPICE’s climate modelling and other technology development work will continue, 
but the incident is another blow for a field already troubled by concerns over 
governance. In 2010, researchers and policy-makers gathered at the Asilomar 
Conference Center near Monterey, California, to agree a set of guiding 
principles for the field — an effort that largely failed 3 . 

The following year, a smaller group produced the ‘Oxford Principles’, stating 
that geoengineering should be “regulated as a public good”. The lead authors of 
those principles later warned that patenting of geoengineering technologies 
could “have serious negative impacts”, by creating a culture of secrecy that 
could delay much-needed developments. 

“The issue here is that in climate science there is mistrust of IP.” 

Climate scientist David Keith of Harvard University in Cambridge, 
Massachusetts, agrees, advocating legal restrictions on patents related to 
solar-radiation management. Any technologies that could be controlled by a 
small number of people, yet have the capacity to rapidly alter our planet’s 
climate, “are deeply troubling”, he says. But Keith is not against patenting in 
principle — he has applied for patents on techniques to remove carbon dioxide 
directly from the atmosphere. 

Shobita Parthasarathy, a public-policy researcher at the University of 
Michigan, Ann Arbor, says that the field urgently needs to agree on detailed 
rules for IP. In 2010, she noted a “dramatically increasing” number of patent 
applications in the area, containing broad language that could allow a small 
number of patent holders to take control of a huge swathe of technologies 4 . 
One possible solution, she says, is to develop a unique system for handling 
geoengineering patents, akin to the way that atomic-energy patents are 
controlled in the United States. That system puts certain technologies 
off-limits, and allows the government to take control of some intellectual 
property. “I don’t think the solution is to get rid of IP,” she says. 

Another option might be to allow patent-holders to receive royalties, but 
without the option to restrict the use of the patent, says Tim Kruger, a 
researcher at the Geoengineering Programme, University of Oxford, UK, who 
helped to develop the Oxford Principles. This would allow some research and 
development to proceed, while still providing a financial incentive to work in 
the area, he says. 

But geoengineering patents of any kind could give companies a vested interest 
in the continuation of climate change, argues Holly Buck, a social scientist 
who has studied the ethics of geoengineering. “It seems conceptually wrong to 
create conditions for an enterprise that would institutionally benefit from a 
stressed climate.” 

Nature 

485, 

429 

(24 May 2012) 

doi:10.1038/485429a 



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