Hi Heather,

an we run programme support OA journals without APCs in Social Sciences and 
Humanities,
Best Falk

Von: goal-boun...@eprints.org [mailto:goal-boun...@eprints.org] Im Auftrag von 
Richard Poynder
Gesendet: Freitag, 27. April 2018 08:34
An: Global Open Access List (Successor of AmSci) <goal@eprints.org>
Betreff: Re: [GOAL] North, South, and Open Access: The view from Egypt with 
Mahmoud Khalifa

Hi Heather,

I am not sure I follow your logic. As I read it, FWF-funded researchers publish 
in non-APC journals too, but fewer of them. I don't think you are suggesting 
that researchers are told by FWF which publishers they are supposed to publish 
with?

What I take from the FWF figures is that most of the OA journals that 
researchers want to publish in charge an APC.

By the way, FWF also supports models that do not charge an APC: 
https://www.fwf.ac.at/de/forschungsfoerderung/open-access-policy/open-access-publikationsmodelle/

Richard


On 26 April 2018 at 22:56, Heather Morrison 
<heather.morri...@uottawa.ca<mailto:heather.morri...@uottawa.ca>> wrote:
Thanks Richard.

I see that the FWF makes funding available for open access article processing 
charges and targets particular publishers that use the APC method. Details 
here: 
https://m.fwf.ac.at/en/research-funding/fwf-programmes/peer-reviewed-publications/

This is a tautological argument: FWF pays APCs because they fund APCs. I would 
expect the same in the UK. The RCUK has provided block funding to pay for APCs. 
It seems reasonable to hypothesize that this approach results in APC payments 
and a tendency to find that UK funded research will be found in APC journals.

Scielo is a journal subsidy model. When countries subsidize journals for OA, 
the tendency is to not charge APCs.

In other words, what model(s) to support is a policy decision with real-world 
impacts.

best,

Heather Morrison


-------- Original message --------
From: Richard Poynder 
<richard.poyn...@gmail.com<mailto:richard.poyn...@gmail.com>>
Date: 2018-04-26 5:28 PM (GMT-05:00)
To: "Global Open Access List (Successor of AmSci)" 
<goal@eprints.org<mailto:goal@eprints.org>>
Subject: Re: [GOAL] North, South, and Open Access: The view from Egypt with 
Mahmoud Khalifa

Hi Marc,

Thanks for providing these figures. Maybe we could consider them alongside some 
figures produced by the  Austrian Science Fund (FWF) here:

http://beta.briefideas.org/ideas/f2e9ebaa34cd5655203c7de332618061.

I quote:

Problem: There is an ongoing debate on the share of OAJ and OAA charging APC 
from authors. It has been shown that 67% of OAJ listed in the Directory of Open 
Access Journals (DOAJ) work without APC and costs get subsidised by other 
resources. But it is still unclear what the actual share of OAA in OAJ with and 
without APC is


Data: We analysed this question for OAA published via FWF funded projects from 
1/2013 to 8/2015. The sample includes 730 pure OAA published in 224 OAJ (Hybrid 
OAA are excluded).

Results: 83.0% (186) of the OAJ charge APC, while 17.0% (38) of the OAJ don’t. 
On the article level, 93.6% (683) of the articles were published with and 6.4% 
(47) without APC. This is driven by the fact that 84.9% (620) of all articles 
are published in journals from just 15 publishers charging APC by default.

Richard






On 26 April 2018 at 17:32, Marc Couture 
<jaamcout...@gmail.com<mailto:jaamcout...@gmail.com>> wrote:
Peter Murray-Rust wrote :

>
I suspect that the "most journals have no APCs " are in the long tail of the 
distribution. If you correlate volume of articles against APC you will resolve 
this.
>
To get a (much) more detailed description of the OA world, I use the works of 
Walt Crawford, who did incredibly thorough studies of OA journals. Yes, I know 
it’s not peer-reviewed research, but don’t let me start on this (besides, I 
have reviewed a few papers on the subject for various journals, and Walt’s work 
certainly meets the usual scientific standards).
Thus, according to his comprehensive study GOAJ2 - Gold Open Access Journals 
2011-2016 (http://waltcrawford.name/goaj.html)
In 2016 :
1. Among the 8.4k journals listed in DOAJ and having published articles that 
year, for a total of ~520k articles, 68 % of the journals, publishing 43% of 
the articles, had no APCs.
2. The 700 largest (> 150 articles/y) journals (8% of total) published 280k 
articles (54% of total).
    Among these, 220 journals (31%), publishing 63k articles (22%), had no APCs.
3. The 7.7k smallest (< 150 articles/y) journals (92 % of total) published 240k 
articles (46% of total).
    Among these, 5.5k journals (72%), publishing 160k articles (67%) had no 
APCs.
In brief, one can say that the “long tail” of small OA journals (92% of total) 
published a little bit less than half of the articles, 2/3 of those without 
APCs (compared to less than 1/4 for the large journals).
There is a wealth of information and data in Walt Crawford’s study that allows 
the interested reader to explore issues like differences between domains, 
publisher types, regions, etc. And, in the spirit of open science, the 
underlying data are available.
Marc Couture


De : goal-boun...@eprints.org<mailto:goal-boun...@eprints.org> 
[mailto:goal-boun...@eprints.org<mailto:goal-boun...@eprints.org>] De la part 
de Peter Murray-Rust
Envoyé : 25 avril 2018 11:56
À : Global Open Access List (Successor of AmSci)
Objet : Re: [GOAL] North, South, and Open Access: The view from Egypt with 
Mahmoud Khalifa

I agree with Ricky and Hilda that the "most journals charge no APCs" is 
misleading. It's been around for years and has worried me. Assuming the normal 
power-law distribution (https://en.wikipedia.org/wiki/Power_law) the following 
are by statistical definition true:

* most journals have small volumes
* most papers are published in a few large volume journals
That's true regardless of whether they are Open Access or not.
I suspect that the "most journals have no APCs " are in the long tail of the 
distribution. If you correlate volume of articles against APC you will resolve 
this.
Now ... for speculation

The long tail of small journals are likely to be niche journals in some way. 
There are exceptions such as the J Machine Learning Research which is APC-less, 
and CC BY  run by the goodwill of the community. That used to be fairly common. 
(I used to be the treasurer of a scholarly society and all work was voluntary). 
When all the articles are from and to a smallish community of practice it makes 
sense. But I suspect that when a journal gets to a over a few hundred articles 
a year then most organizations need to pay staff to manage the process. Maybe 
not much. But it's a temptation to solve the admin by paying.
Then the options are:
* subsidise from elsewhere (University, or in my society's case revenue from 
events).
* membership scheme - I believe arXiv is subsidized through a membership scheme.
* charge authors
* charge readers
And so most large journals need to raise income.
P.



On Wed, Apr 25, 2018 at 3:46 PM, Richard Poynder 
<richard.poyn...@gmail.com<mailto:richard.poyn...@gmail.com>> wrote:
Heather,

Personally, I think that any statement that says that most OA journals do not 
charge an APC needs to be set alongside the following blog post by Hilda 
Bastian:

http://blogs.plos.org/absolutely-maybe/2018/04/02/a-reality-check-on-author-access-to-open-access-publishing/

Extract:

'Technically, the “most journals don’t charge authors” statement could well be 
true. Most open access journals may not charge authors. The source that’s used 
to support the claim is generally DOAJ – the Directory of Open Access Journals. 
One of the pieces of meta-data for journals in DOAJ is whether or not the 
journal levies an APC – an author processing charge for an open access (OA) 
publication.


But I think this is a data framing that’s deeply misleading. And it does harm. 
As long as people can argue that there are just so many options for fee-free 
publishing, then there will be less of a sense of urgency about eliminating, or 
at least drastically reducing, APCs. As Kyle Siler and colleagues show in the 
field of global health research, the APC is adding a new stratification of 
researchers globally, between those who can afford open publishing in highly 
regarded journals, and those who can’t.'

Richard


On 25 April 2018 at 15:16, Heather Morrison 
<heather.morri...@uottawa.ca<mailto:heather.morri...@uottawa.ca>> wrote:
Correction: Chris, you have the proportion of OA journals with APCs in reverse. 
Data and calculations follow.

73% of fully OA journals (about three quarters) do not charge APCs.

To calculate go to DOAJ Advanced Search, select journals / articles select 
journals, and click on Article Processing Charges. As of today, April 25, 2108, 
the response to the DOAJ question of whether a journal has an APC is:

8,250: no (73%)
2,979 yes (26%)
65: no information (.5%)

Total # of journals in DOAJ: 11,294
(Note rounding error)

OA journals with no APCs have a variety of business models. Direct and indirect 
sponsorship appears to be common. For example in Canada our Social Sciences and 
Humanities Research Council (SSHRC) has an Aid to Scholarly Journals Program. 
Journals can apply for grants; these applications go through a journal-level 
peer review process. This program has been in place for many years. Originally 
all supported journals were subscription-based. The trend is towards open 
access, with many journals now fully OA and all or almost all have free access 
after an embargo period.

I recommend this model as a means of support for open access journals that also 
ensure high-level academic quality control. Regions with no existing program in 
place would probably find it easier to start with an OA requirement than those 
with legacy programs like SSHRC.

Local journals are important to ensure publishing venues are available for 
research of local significance. Canadian law, politics, culture, history, local 
environmental and social conditions are important matters to study, but not 
high priority for readers outside Canada. Articles on these topics risk 
rejection from international journal due to selection based on reader interest 
rather than the quality or importance of the work.

Local publishing does not exclude global scholarly engagement. Canada has a 
large francophone population; our researchers in language, culture, and history 
often work with scholars in West Africa, France, Haiti, Belgium, etc.

For Canada's arctic researchers, "local" has geographic rather than local 
significance.

This is reflected in authorship and editorial boards. A journal hosted and with 
editorial leadership in Canada will often include international content and 
reviewers. Journals produced locally can be read anywhere, especially if they 
are open access.

best,

Heather Morrison
Associate Professor, University of Ottawa School of Information Studies
Sustaining the Knowledge Commons - a SSHRC Insight Project
Sustainingknowledgecommons.org
-------- Original message --------
From: Chris Zielinski 
<ch...@chriszielinski.com<mailto:ch...@chriszielinski.com>>
Date: 2018-04-25 6:38 AM (GMT-05:00)
To: richard.poyn...@cantab.net<mailto:richard.poyn...@cantab.net>
Cc: goal@eprints.org<mailto:goal@eprints.org>
Subject: Re: [GOAL] North, South, and Open Access: The view from Egypt with 
Mahmoud Khalifa


Richard,

In this context, you may be interested in a post I recently submitted to the 
Healthcare Information for All (HIFA) list in the context of a HIFA discussion 
of this topic:

---------- Original Message ----------
To: HIFA - Healthcare Information For All 
<h...@dgroups.org<mailto:h...@dgroups.org>>
Date: 18 April 2018 at 19:33
Subject: Re: [hifa] Open Access Author Processing Charges (3)

In the bad old days before Open Access (OA), a developing country author wrote 
a paper and submitted it to a journal and, if the paper was good enough, the 
generous people at the journal organized peer review, redid/redesigned the 
tables and most of the graphics, and maybe even did some language editing - at 
no cost to the author. Then they published the journal, charging for access to 
the paper version and pay-walling any online version. From the author's 
perspective, thus, there was no barrier to publication, although there were 
cost barriers to reading the paper subsequently, which was particularly onerous 
in poorer countries. So the situation in developing countries was good for 
authors - who simply had to write well - and bad for librarians and readers, 
who had to find the money to buy the content.

Now that Open Access is making serious inroads, we are finding the situation 
reversed - librarians and readers bask in an avalanche of cost-free online 
papers, while authors are scrambling to find the resources to pay for 
publication.From the commentary on this list it is clear that authors in 
developing countries are being restrained from publishing by the "Article 
Processing Charge" (APC).

Zoe Mullan, Editor of The Lancet Global Health makes the point that "we assume 
that this cost will be borne by the funding body". This seems to be rather more 
likely in industrialized countries than in developing ones.

Basic research is much more frequently carried out in industrialized countries 
and supported by the sort of international funding that pays for papers. But 
the kind of health research that is essential in developing countries - health 
services and health systems research - is generally undertaken by local 
institutions and universities. This is a reason for serious concern, as the 
economic model of OA appears to be blocking the most important local research. 
I would add that this research needs to be published internationally, not just 
locally, in order to attract opinions, input and (in some cases) validation and 
consensus from the global health community.

Many OA journals have special rates, flexibilities and waivers for writers from 
developing countries. It is also true that  about a quarter of the OA journals 
do not charge an APC at all - I presume they pay for their work by sales of 
their print editions in industrialized countries, thus enabling those in other 
countries free access to the online version.

Incidentally, this is not just an issue for developing country writers - I am a 
non-institutional writer in an industrialized country, writing papers which are 
not based on funded research, and it is a real hardship to find APC money to 
pay for my papers.

Best,

Chris


Chris Zielinski
ch...@chriszielinski.com<mailto:ch...@chriszielinski.com>
Blogs: http://ziggytheblue.wordpress.com and http://ziggytheblue.tumblr.com
Research publications: http://www.researchgate.net
On 25 April 2018 at 08:47 Richard Poynder 
<richard.poyn...@cantab.net<mailto:richard.poyn...@cantab.net>> wrote:

To try and get a sense of how open access looks from different parts of the 
world, particularly as the strategy of engineering a global “flip” of 
subscription journals to a pay-to-publish gold OA model gains more traction, I 
am interested in talking to open access advocates in different parts of the 
world, ideally by means of matched interviews.



Earlier this month, for instance, I published a Q&A with Jeff MacKie-Mason, UC 
Berkeley’s University Librarian and Chief Digital Scholarship Officer. 
(https://poynder.blogspot.co.uk/2018/04/north-south-and-open-access-view-from.html).



Yesterday, I published a matched Q&A covering the same themes with Mahmoud 
Khalifa, a librarian at the Library of Congress Cairo Office, and DOAJ 
Ambassador for the Middle East and Persian Gulf. This interview can be read 
here: 
https://poynder.blogspot.co.uk/2018/04/north-south-and-open-access-view-from_24.html



I have also been asking those I interview to comment on the answers given by 
their matched interviewee. Mahmoud Khalifa’s response to the MacKie-Mason Q&A 
is incorporated in this post: 
https://poynder.blogspot.co.uk/2018/04/north-south-and-open-access-mahmoud.html



I am open to suggestions for further matched interviews.



Richard Poynder




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