StefanRRichter commented on a change in pull request #7674: [FLINK-10043] 
[State Backends] Refactor RocksDBKeyedStateBackend object 
construction/initialization/restore code
URL: https://github.com/apache/flink/pull/7674#discussion_r256844083
 
 

 ##########
 File path: 
flink-state-backends/flink-statebackend-rocksdb/src/main/java/org/apache/flink/contrib/streaming/state/RocksDBKeyedStateBackendBuilder.java
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 @@ -0,0 +1,502 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ * http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.flink.contrib.streaming.state;
+
+import org.apache.flink.annotation.VisibleForTesting;
+import org.apache.flink.api.common.ExecutionConfig;
+import org.apache.flink.api.common.typeutils.TypeSerializer;
+import org.apache.flink.api.common.typeutils.TypeSerializerSchemaCompatibility;
+import 
org.apache.flink.contrib.streaming.state.restore.RocksDBIncrementalRestoreOperation;
+import 
org.apache.flink.contrib.streaming.state.restore.RocksDBIncrementalRestorePrepareResult;
+import 
org.apache.flink.contrib.streaming.state.snapshot.RocksDBSnapshotStrategyBase;
+import 
org.apache.flink.contrib.streaming.state.snapshot.RocksFullSnapshotStrategy;
+import 
org.apache.flink.contrib.streaming.state.snapshot.RocksIncrementalSnapshotStrategy;
+import org.apache.flink.core.fs.CloseableRegistry;
+import org.apache.flink.core.fs.FileSystem;
+import org.apache.flink.core.fs.Path;
+import org.apache.flink.metrics.MetricGroup;
+import org.apache.flink.runtime.query.TaskKvStateRegistry;
+import org.apache.flink.runtime.state.AbstractKeyedStateBackendBuilder;
+import org.apache.flink.runtime.state.BackendBuildingException;
+import org.apache.flink.runtime.state.IncrementalKeyedStateHandle;
+import org.apache.flink.runtime.state.IncrementalLocalKeyedStateHandle;
+import org.apache.flink.runtime.state.KeyGroupRange;
+import org.apache.flink.runtime.state.KeyedStateHandle;
+import org.apache.flink.runtime.state.LocalRecoveryConfig;
+import org.apache.flink.runtime.state.PriorityQueueSetFactory;
+import org.apache.flink.runtime.state.StateHandleID;
+import org.apache.flink.runtime.state.heap.HeapPriorityQueueSetFactory;
+import org.apache.flink.runtime.state.metainfo.StateMetaInfoSnapshot;
+import org.apache.flink.runtime.state.ttl.TtlTimeProvider;
+import org.apache.flink.util.FileUtils;
+import org.apache.flink.util.IOUtils;
+import org.apache.flink.util.Preconditions;
+import org.apache.flink.util.ResourceGuard;
+import org.apache.flink.util.StateMigrationException;
+
+import org.rocksdb.ColumnFamilyDescriptor;
+import org.rocksdb.ColumnFamilyHandle;
+import org.rocksdb.ColumnFamilyOptions;
+import org.rocksdb.DBOptions;
+import org.rocksdb.RocksDB;
+import org.rocksdb.RocksDBException;
+import org.rocksdb.WriteOptions;
+import org.slf4j.Logger;
+import org.slf4j.LoggerFactory;
+
+import java.io.File;
+import java.io.IOException;
+import java.util.ArrayList;
+import java.util.Collection;
+import java.util.Collections;
+import java.util.LinkedHashMap;
+import java.util.List;
+import java.util.Objects;
+import java.util.Set;
+import java.util.SortedMap;
+import java.util.TreeMap;
+import java.util.UUID;
+
+import static 
org.apache.flink.contrib.streaming.state.RocksDBKeyedStateBackend.MERGE_OPERATOR_NAME;
+
+/**
+ * Builder class for {@link RocksDBKeyedStateBackend} which handles all 
necessary initializations and clean ups.
+ *
+ * @param <K> The data type that the key serializer serializes.
+ */
+public class RocksDBKeyedStateBackendBuilder<K> extends 
AbstractKeyedStateBackendBuilder<K> {
+
+       private static final Logger LOG = 
LoggerFactory.getLogger(RocksDBKeyedStateBackendBuilder.class);
+       public static final String DB_INSTANCE_DIR_STRING = "db";
+
+       /** String that identifies the operator that owns this backend. */
+       private final String operatorIdentifier;
+       private final RocksDBStateBackend.PriorityQueueStateType 
priorityQueueStateType;
+       /** The configuration of local recovery. */
+       private final LocalRecoveryConfig localRecoveryConfig;
+
+       /** The column family options from the options factory. */
+       private final ColumnFamilyOptions columnFamilyOptions;
+
+       /** The DB options from the options factory. */
+       private final DBOptions dbOptions;
+
+       /** Path where this configured instance stores its data directory. */
+       private final File instanceBasePath;
+
+       /** Path where this configured instance stores its RocksDB database. */
+       private final File instanceRocksDBPath;
+
+       private final MetricGroup metricGroup;
+
+       /** True if incremental checkpointing is enabled. */
+       private boolean enableIncrementalCheckpointing = false;
+       private RocksDBNativeMetricOptions nativeMetricOptions = new 
RocksDBNativeMetricOptions();
+       private int numberOfTransferingThreads = 
RocksDBOptions.CHECKPOINT_TRANSFER_THREAD_NUM.defaultValue();
+
+       // The DB instance to initiate and parameters for initialization
+       private RocksDB db;
+       private boolean dbInitRequired = true;
+       private List<ColumnFamilyHandle> columnFamilyHandles = new 
ArrayList<>(1);
+       private List<ColumnFamilyDescriptor> columnFamilyDescriptors = 
Collections.emptyList();
+       private final String dbPath;
+       private RocksDBSnapshotStrategyBase<K> checkpointSnapshotStrategy;
+       private RocksDBSnapshotStrategyBase<K> savepointSnapshotStrategy;
+
+       // Variables for snapshot strategy when incremental checkpoint is 
enabled
+       private UUID backendUID = UUID.randomUUID();
+       private SortedMap<Long, Set<StateHandleID>> materializedSstFiles = new 
TreeMap<>();
+       private long lastCompletedCheckpointId = -1L;
+
+       public RocksDBKeyedStateBackendBuilder(
+               String operatorIdentifier,
+               ClassLoader userCodeClassLoader,
+               File instanceBasePath,
+               DBOptions dbOptions,
+               ColumnFamilyOptions columnFamilyOptions,
+               TaskKvStateRegistry kvStateRegistry,
+               TypeSerializer<K> keySerializer,
+               int numberOfKeyGroups,
+               KeyGroupRange keyGroupRange,
+               ExecutionConfig executionConfig,
+               LocalRecoveryConfig localRecoveryConfig,
+               RocksDBStateBackend.PriorityQueueStateType 
priorityQueueStateType,
+               TtlTimeProvider ttlTimeProvider,
+               MetricGroup metricGroup,
+               Collection<KeyedStateHandle> stateHandles) {
+
+               super(kvStateRegistry, keySerializer, userCodeClassLoader,
+                       numberOfKeyGroups, keyGroupRange, executionConfig, 
ttlTimeProvider, stateHandles);
+
+               this.operatorIdentifier = operatorIdentifier;
+               this.priorityQueueStateType = priorityQueueStateType;
+               this.localRecoveryConfig = localRecoveryConfig;
+               // ensure that we use the right merge operator, because other 
code relies on this
+               this.columnFamilyOptions = 
Preconditions.checkNotNull(columnFamilyOptions)
+                       .setMergeOperatorName(MERGE_OPERATOR_NAME);
+               this.dbOptions = dbOptions;
+               this.instanceBasePath = instanceBasePath;
+               this.instanceRocksDBPath = new File(instanceBasePath, 
DB_INSTANCE_DIR_STRING);
+               this.dbPath = instanceRocksDBPath.getAbsolutePath();
+               this.metricGroup = metricGroup;
+       }
+
+       @VisibleForTesting
+       RocksDBKeyedStateBackendBuilder(
+               String operatorIdentifier,
+               ClassLoader userCodeClassLoader,
+               File instanceBasePath,
+               DBOptions dbOptions,
+               ColumnFamilyOptions columnFamilyOptions,
+               TaskKvStateRegistry kvStateRegistry,
+               TypeSerializer<K> keySerializer,
+               int numberOfKeyGroups,
+               KeyGroupRange keyGroupRange,
+               ExecutionConfig executionConfig,
+               LocalRecoveryConfig localRecoveryConfig,
+               RocksDBStateBackend.PriorityQueueStateType 
priorityQueueStateType,
+               TtlTimeProvider ttlTimeProvider,
+               MetricGroup metricGroup,
+               Collection<KeyedStateHandle> stateHandles,
+               RocksDB db) {
+               this(operatorIdentifier, userCodeClassLoader, instanceBasePath, 
dbOptions,
+                       columnFamilyOptions, kvStateRegistry, keySerializer, 
numberOfKeyGroups, keyGroupRange,
+                       executionConfig, localRecoveryConfig, 
priorityQueueStateType, ttlTimeProvider, metricGroup, stateHandles);
+               this.db = db;
+               this.dbInitRequired = false;
+       }
+
+       public RocksDBKeyedStateBackendBuilder<K> 
setEnableIncrementalCheckpointing(boolean enableIncrementalCheckpointing) {
+               this.enableIncrementalCheckpointing = 
enableIncrementalCheckpointing;
+               return this;
+       }
+
+       public RocksDBKeyedStateBackendBuilder<K> 
setNativeMetricOptions(RocksDBNativeMetricOptions nativeMetricOptions) {
+               this.nativeMetricOptions = nativeMetricOptions;
+               return this;
+       }
+
+       public RocksDBKeyedStateBackendBuilder<K> 
setNumberOfTransferingThreads(int numberOfTransferingThreads) {
+               this.numberOfTransferingThreads = numberOfTransferingThreads;
+               return this;
+       }
+
+       private static void checkAndCreateDirectory(File directory) throws 
IOException {
+               if (directory.exists()) {
+                       if (!directory.isDirectory()) {
+                               throw new IOException("Not a directory: " + 
directory);
+                       }
+               } else if (!directory.mkdirs()) {
+                       throw new IOException(String.format("Could not create 
RocksDB data directory at %s.", directory));
+               }
+       }
+
+       public RocksDBKeyedStateBackend<K> build() throws 
BackendBuildingException {
+               RocksDBKeyedStateBackend<K> backend = null;
+               RocksDBWriteBatchWrapper writeBatchWrapper = null;
+               ColumnFamilyHandle defaultColumnFamilyHandle = null;
+               RocksDBNativeMetricMonitor nativeMetricMonitor = null;
+               CloseableRegistry cancelStreamRegistry = new 
CloseableRegistry();
+               //The write options to use in the states. We disable write 
ahead logging.
+               WriteOptions writeOptions = new 
WriteOptions().setDisableWAL(true);
+               LinkedHashMap<String, StateColumnFamilyHandle> 
kvStateInformation = new LinkedHashMap<>();
+               ResourceGuard rocksDBResourceGuard = new ResourceGuard();
+               // Number of bytes required to prefix the key groups.
+               int keyGroupPrefixBytes = 
RocksDBKeySerializationUtils.computeRequiredBytesInKeyGroupPrefix(numberOfKeyGroups);
+               try {
+                       prepareDirectories();
+
+                       RocksDBIncrementalRestorePrepareResult 
restorePrepareResult = checkAndPrepareRestore(cancelStreamRegistry);
+
+                       if (dbInitRequired) {
+                               db = RocksDBOperationUtils.openDB(dbPath, 
columnFamilyDescriptors,
+                                       columnFamilyHandles, 
columnFamilyOptions, dbOptions);
+                               // remove the default column family which is 
located at the first index
+                               defaultColumnFamilyHandle = 
columnFamilyHandles.remove(0);
+                       }
+                       writeBatchWrapper = new RocksDBWriteBatchWrapper(db, 
writeOptions);
+                       // init snapshot strategy after db is assured to be 
initialized
+                       initializeSnapshotStrategy(cancelStreamRegistry, 
rocksDBResourceGuard,
+                               kvStateInformation, keyGroupPrefixBytes);
+                       if (nativeMetricOptions.isEnabled()) {
+                               nativeMetricMonitor = new 
RocksDBNativeMetricMonitor(db, nativeMetricOptions, metricGroup);
+                       }
+
+                       backend = new RocksDBKeyedStateBackend<>(
+                               this.operatorIdentifier,
+                               this.userCodeClassLoader,
+                               this.instanceBasePath,
+                               this.dbOptions,
+                               this.columnFamilyOptions,
+                               this.kvStateRegistry,
+                               this.keySerializer,
+                               this.numberOfKeyGroups,
+                               this.keyGroupRange,
+                               this.executionConfig,
+                               this.numberOfTransferingThreads,
+                               this.ttlTimeProvider,
+                               this.db,
+                               kvStateInformation,
+                               keyGroupPrefixBytes,
+                               cancelStreamRegistry,
+                               this.keyGroupCompressionDecorator,
+                               rocksDBResourceGuard,
+                               this.checkpointSnapshotStrategy,
+                               this.savepointSnapshotStrategy,
+                               writeBatchWrapper,
+                               defaultColumnFamilyHandle,
+                               nativeMetricMonitor);
+                       PriorityQueueSetFactory priorityQueueFactory = 
initPriorityQueueFactory(backend);
+                       backend.setPriorityQueueFactory(priorityQueueFactory);
+
+                       if (restorePrepareResult != null) {
+                               postBackendInitialization(backend, 
restorePrepareResult);
+                       }
+
+                       return backend;
+               } catch (Throwable e) {
+                       // Do clean up
+                       if (backend != null) {
+                               backend.dispose();
+                       } else {
+                               IOUtils.closeQuietly(writeOptions);
+                               IOUtils.closeQuietly(defaultColumnFamilyHandle);
+                               IOUtils.closeQuietly(writeBatchWrapper);
+                               IOUtils.closeQuietly(nativeMetricMonitor);
+                               IOUtils.closeQuietly(cancelStreamRegistry);
+                       }
+                       try {
+                               FileUtils.deleteDirectory(instanceBasePath);
+                       } catch (Exception ex) {
+                               LOG.warn("Failed to instance base path for 
RocksDB: " + instanceBasePath, ex);
+                       }
+                       // Log and rethrow
+                       if (e instanceof BackendBuildingException) {
+                               throw (BackendBuildingException) e;
+                       } else {
+                               String errMsg = "Caught unexpected exception.";
+                               LOG.error(errMsg, e);
+                               throw new BackendBuildingException(errMsg, e);
+                       }
+               }
+       }
+
+       private void initializeSnapshotStrategy(CloseableRegistry 
cancelStreamRegistry,
+                                                                               
        ResourceGuard rocksDBResourceGuard,
+                                                                               
        LinkedHashMap<String, StateColumnFamilyHandle> kvStateInformation,
+                                                                               
        int keyGroupPrefixBytes) {
+               this.savepointSnapshotStrategy = new 
RocksFullSnapshotStrategy<>(
+                       db,
+                       rocksDBResourceGuard,
+                       keySerializer,
+                       kvStateInformation,
+                       keyGroupRange,
+                       keyGroupPrefixBytes,
+                       localRecoveryConfig,
+                       cancelStreamRegistry,
+                       keyGroupCompressionDecorator);
+               if (enableIncrementalCheckpointing) {
+                       // TODO eventually we might want to separate savepoint 
and snapshot strategy, i.e. having 2 strategies.
+                       checkpointSnapshotStrategy = new 
RocksIncrementalSnapshotStrategy<>(
+                               db,
+                               rocksDBResourceGuard,
+                               keySerializer,
+                               kvStateInformation,
+                               keyGroupRange,
+                               keyGroupPrefixBytes,
+                               localRecoveryConfig,
+                               cancelStreamRegistry,
+                               instanceBasePath,
+                               backendUID,
+                               materializedSstFiles,
+                               lastCompletedCheckpointId,
+                               numberOfTransferingThreads);
+               } else {
+                       checkpointSnapshotStrategy = savepointSnapshotStrategy;
+               }
+       }
+
+       private PriorityQueueSetFactory 
initPriorityQueueFactory(RocksDBKeyedStateBackend<K> backend) {
+               PriorityQueueSetFactory priorityQueueFactory;
+               switch (priorityQueueStateType) {
+                       case HEAP:
+                               priorityQueueFactory = new 
HeapPriorityQueueSetFactory(keyGroupRange, numberOfKeyGroups, 128);
+                               break;
+                       case ROCKSDB:
+                               priorityQueueFactory = new 
RocksDBPriorityQueueSetFactory(backend);
+                               break;
+                       default:
+                               throw new IllegalArgumentException("Unknown 
priority queue state type: " + priorityQueueStateType);
+               }
+               return priorityQueueFactory;
+       }
+
+       private void postBackendInitialization(
+               RocksDBKeyedStateBackend<K> backend,
+               RocksDBIncrementalRestorePrepareResult restorePrepareResult) 
throws BackendBuildingException {
+               // Do necessary db clip and CF handlers registration
+               KeyGroupRange initialHandleKeyGroupRange = 
restorePrepareResult.getInitialHandleKeyGroupRange();
+               if (initialHandleKeyGroupRange != null) {
+                       // 1. Restore with rescaling, do clip if the DB 
instance is restored from an initial handle
+                       try {
+                               
RocksDBIncrementalCheckpointUtils.clipDBWithKeyGroupRange(
+                                       db,
+                                       columnFamilyHandles,
+                                       keyGroupRange,
+                                       initialHandleKeyGroupRange,
+                                       backend.getKeyGroupPrefixBytes());
+                       } catch (RocksDBException e) {
+                               backend.dispose();
 
 Review comment:
   Looks like this is not required and we call dispose twice, the second time 
is in line 276.

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