Jennifer,
I believe you are right, and the ICS is wrong.
 
The HIPAA acknowledgment of receipt of NPP is independant of the Illiniois-required Authorizations to Treat and File Insurance.  You can not refuse to treat denial of that acknowledgment.
 
There is also nothing in HIPAA that applies a different privacy requirement on the Physician as opposed to the Physician's staff (ecxept for psychotherapy notes).  A Provider's office may bill and file insurance if the NPP receipt acknowledgement is not signed.  It does need to document the good-faith attempt to deliver a copy of the NPP, and the refusal to acknowledge receipt.
 
You can't treat if the patient was able to authorize treatment, and didn't authorize you to treat.
If the patient refused to allow you to file insurance, I believe that you could refuse to treat until a satisfactory method of payment had been establised.
 
It does get confusing, since there so many things that require a signature (either allowing these or explicitly denying them):
  • Acknowledgement of receipt of NPP
  • Authorization to Treat
  • Authorization to Release information for Billing and Insurance
  • Authorization to release directory information
  • Authorization to use PHI for Operations
  • Authorization to release PHI to certain individuals or groups or indviduals
  • Authorization for payer to send payment directly to Provider
  • Authorization for Assignment of Benefits
  • etc (there's probably something I overlooked)
The first one is the only one required by HIPAA.  The pateint can explicitly deny most uses of PHI.  In many cases, the provider does not have to accept the denial, but then must document why.
 
The opinions expressed here are my own and not necessarily the opinion of LCMH.
 
Douglas M. Webb
Computer System Engineer
Little Company of Mary Hospital & Health Care Centers
[EMAIL PROTECTED]
 
"This electronic message may contain information that is confidential and/or legally privileged. It is intended only for the use of the individual(s) and entity(s)  named as recipients in the message. If you are not an intended recipient of the message, please notify the sender immediately,  delete the material from any computer, do not deliver, distribute, or copy this message, and do not disclose its contents or take action in reliance on the information it contains. Thank you."
 

 
----- Original Message -----
Sent: Monday, September 22, 2003 09:46 AM
Subject: Re: Refusal to sign consent form

State law does prevail, however, that was not my question. The question is: If a patient refuses to sign the acknowledgement of the providers attempt to comply with Hipaa, you then document the patients refusal to sign; can you then deny patient treatment based on the refusal and your documentation? Nothing about signing for benefits. That's another circumstance. I was told the Illinois Chiropractic Society is giving the message to its providers that they must refuse service to patients who do not sign the acknowledgement. Their interpretation is the Dr. would then be the only one who could generate/transmit claims, do patient billing, etc. No other office personnel could touch the patient records. I said that the documentation of the refusal is in alliance with the interpretation of the Hipaa laws. It in no way would affect whether treatment should or should not be provided. What do you think?
Jennifer 
----- Original Message -----
From: Doug Webb
Sent: Monday, September 22, 2003 7:49 AM
Subject: Re: Refusal to sign consent form

Andy,
Quite right.  We all need to remember that a more-restrictive State Law trumps HIPAA
 
With these state law requirements, technically, can a provider do anything other than hand the patient a bill without those authorizing signatures?  But again, in an emergency, treat first, and do the paperwork later.
 
The opinions expressed here are my own and not necessarily the opinion of LCMH.
 
Douglas M. Webb
Computer System Engineer
Little Company of Mary Hospital & Health Care Centers
[EMAIL PROTECTED]
 
"This electronic message may contain information that is confidential and/or legally privileged. It is intended only for the use of the individual(s) and entity(s)  named as recipients in the message. If you are not an intended recipient of the message, please notify the sender immediately,  delete the material from any computer, do not deliver, distribute, or copy this message, and do not disclose its contents or take action in reliance on the information it contains. Thank you."
 

 
----- Original Message -----
Sent: Friday, September 19, 2003 04:43 PM
Subject: RE: Refusal to sign consent form

Illinois law requires you to get patient consent -- not HIPAA consent, but Illinois law -- for treatment, payment, and health care operations.  You can assume the patient wants treatment, as they are sitting in your office.  Can you assume, without a signature, that they allow you to bill or conduct health care operations?  Absolutely not.  If they do not consent for you to use their information for billing, then technically you cannot bill.  If they do not consent to allow you to conduct health care operations, then again you technically cannot do such.  This is NOT a HIPAA requirement.  This is an Illinois state law requirement.  And it is intended to make sure patients are informed and understand their rights.

Of course, you should always treat in urgent and emergent situations and worry about the paperwork later.  And you must never abandon a patient (as defined in law).

Hope this helps.

And please, look at state laws before you slam the advice being offered locally.

===============================================
The opinions expressed in this message are mine only, and do not reflect the opinion or position of my employer.
-------------------------------------------------------------------------------------
Andrew H. Melczer, Ph.D.
Vice President, Health Policy Research
Illinois State Medical Society
20 N. Michigan, Suite 700
Chicago, IL 60602
312-580-2468
FAX: 312-782-1654
E-mail: mailto:[EMAIL PROTECTED]


-----Original Message-----
From: [EMAIL PROTECTED] [mailto:[EMAIL PROTECTED]
Sent: Thursday, September 18, 2003 3:32 PM
To: WEDI SNIP State & Government Agencies Subworkgroup List
Cc: WEDI SNIP State & Government Agencies Subworkgroup List
Subject: Re: Refusal to sign consent form


Okay, this is it.  We are all in the healthcare business serving people in
some way - through technology, services, etc.  Why in the world would anyone
ever refuse treatment to a person in this situation?  Not only does that not
make sense; it is bordering on unethical and certainly is not within any part
of the spirit of HIPAA.

Rarely do I comment on these listserves, but I feel I must go on record as
saying that we must be wary of advice that goes against all areas of common
sense and personal integrity.
> Jenifer,
> That state association is wrong.
>
> If the patient refuses to acknowledge recipt of your NPP, you document the
> refusal, and proceed to treat the patient (assuming that you have the proper
> authorizations to treat, which are totally independant from the privacy
> authorizations).  In an emergency situation, remember the maxim, "treat first,
> ask questions later".
>
> You may also file insurance claims (but don't have to unless some other law
> requires you to [usually referring to Medicare or Medicaid]).  The closest field
> in the claim that refers to the recepit is the "Release of Information" Code in
> CLM09.  The various claim signature indicators need to be reworked to indicate
> what has been signed properly (the CLM09 definition is not the same as the NPP
> acknowledgment), but your NPP (whether it is acknowledged or not) allows you to
> issue claims unless there is an explicit signed statement forbidding it.  I
> would assume that your form for such a statement would also state "Cash in
> Advance".
>
> The opinions expressed here are my own and not necessarily the opinion of LCMH.
>
> Douglas M. Webb
> Computer System Engineer
> Little Company of Mary Hospital & Health Care Centers
> [EMAIL PROTECTED]
>
> "This electronic message may contain information that is confidential and/or
> legally privileged. It is intended only for the use of the individual(s) and
> entity(s)  named as recipients in the message. If you are not an intended
> recipient of the message, please notify the sender immediately,  delete the
> material from any computer, do not deliver, distribute, or copy this message,
> and do not disclose its contents or take action in reliance on the information
> it contains. Thank you."
>
>
>
>   ----- Original Message -----
>   From: Jennifer Graf
>   To: WEDI SNIP State & Government Agencies Subworkgroup List
>   Sent: Thursday, September 18, 2003 11:51 AM
>   Subject: Refusal to sign consent form
>
>
>   Question: What if you have a patient that refuses to sign a consent form to
> protect their patient health information? Example: The clinic has a cover sheet
> designed to inform the patient of the clinics' compliance with the Hipaa
> regulations and ask that the patient sign the form. If patient refuses to sign
> this acknowledgement - patient can still receive treatment, can't they? My
> understanding of the rule is we are only required to make the reasonable effort
> and if the patient refuses, are we to kick them to the curb? There is a state
> association in Illinois offering classes on Hipaa telling offices they must do
> exactly that. Kick the patient to the curb.
>   What does the group say?
>   Jennifer Graf, CMIS
>   HIPAA Compliance/Security Officer
>   EC&PMS
>   2100 So 21st St STE B
>   Clinton IA 52732
>   563-242-1170
>   FAX: 563-243-0574
>
>   CONFIDENTIALITY NOTICE:  This E-mail (including attachments) is covered by the
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