Sharon & Michele,

Thank you both very kindly for the information. It is very helpful, and has 
given me some good ideas to consider!

Regards,

Scott R Zalatoris

Policy Specialist
University of Illinois | Office of Business and Financial Services
809 S Marshfield AVE | MC 079 | Chicago, IL 60612
Office: 312-355-5107 | Fax: 312-413-8369 | Email: 
[email protected]<mailto:[email protected]>
OBFS Website: www.obfs.uillinois.edu<http://www.obfs.uillinois.edu/>

Under the Illinois Freedom of Information Act (FOIA), any written communication 
to or from University employees regarding University business is a public 
record and may be subject to public disclosure.


From: [email protected] 
[mailto:[email protected]] On Behalf Of Sproule, Sharon
Sent: Tuesday, July 28, 2015 10:00 AM
To: Association of College and University Policy Administrators 
<[email protected]>
Subject: RE: [acupa-l] Updated, Approved, Effective: Dates Associated with 
Policies

Our policy template uses "Effective Date" and lists this on the first page of 
the document.  We record the approval dates internally but don't note this on 
the policy document itself.  In most cases the approval date is the same as the 
effective date, but not always (we have one right now that is approved but 
requires IT support, and so while already approved by our Board it will not be 
effective Sept 1st to allow IT the time needed to create the infrastructure).

We have also recently changed our "Last Revised Date" language and replaced it 
with "History", and then moved this portion to the end of the policy document.  
Previously we listed this on the first page of the policy, but felt that 
listing dates other than the Effective Date on the first page was not 
necessarily useful for the reader.

Sharon Sproule
General Counsel | University of Lethbridge


From: [email protected] 
[mailto:[email protected]] On Behalf Of Michele Gross
Sent: Tuesday, July 28, 2015 9:54 AM
To: Association of College and University Policy Administrators 
<[email protected]>
Subject: Re: [acupa-l] Updated, Approved, Effective: Dates Associated with 
Policies

Hi Scott,
Great question.  In our organization, we have lots of dates when a policy is 
going through the process.  For example, our President's Policy Committee (PPC) 
will review a new policy and their approval is one that authorizes me to have 
the document posted for a 30-day public review.  For example, let's just say 
6/15/15 was the PPC approval at this point. I capture this in the notes from 
the quarterly PPC meeting where these are discussed.  The 30-days go by.  At 
the end of the process, the policy owner reviews all of the feedback and 
determines what effect it has on the draft (revise a sentence, add an FAQ, 
etc.)  When the owner has a final copy from their perspective, I forward the 
revised draft and comments to the chair of the PPC.  If she is satisfied that 
there is no material change to the content, she will approve the document for 
posting on behalf of the PPC.  If there are major changes, then the draft would 
generally circle back to the PPC via email and electronic approvals are 
captured.

When I have a fully approved document, my staff will publish the policy (new or 
revised). One of the fields on the policy face is then updated (Last Revised).  
The other date on the policy face will always remain the same (Effective Date 
which is the same as origin date in my world.)

We retain the "final" approval from the PPC chair as an electronic attachment 
in our document management system, should anyone want to see evidence that it 
was actually approved.  I don't recall the last time anyone asked me for an 
approval date, so we have not modified the way we list dates...at least for 
now.  There is typically less than a 48 hour turnaround from receiving the 
approval to the posting of the document.

And yes, the two dates we display are part of the standard template.

I hope that helps!
Michele

From: 
[email protected]<mailto:[email protected]>
 [mailto:[email protected]] On Behalf Of Zalatoris, 
Scott R
Sent: Tuesday, July 28, 2015 8:41 AM
To: Association of College and University Policy Administrators
Subject: [acupa-l] Updated, Approved, Effective: Dates Associated with Policies

Colleagues,

The University of Illinois is reviewing lifecycle dates associated with our 
business and financial policies and procedures. Each policy currently has 
"approved on" and "last updated" dates listed. There has been some confusion 
regarding if the "approved on" date, is the same as an effective date.

How do your institution(s) list these dates? Is it part of a standard template? 
Has anyone recently changed or modified the way they list dates based on 
customer feedback?

Regards,

Scott R Zalatoris

Policy Specialist
University of Illinois | Office of Business and Financial Services
809 S Marshfield AVE | MC 079 | Chicago, IL 60612
Office: 312-355-5107 | Fax: 312-413-8369 | Email: 
[email protected]<mailto:[email protected]>
OBFS Website: www.obfs.uillinois.edu<http://www.obfs.uillinois.edu/>

Under the Illinois Freedom of Information Act (FOIA), any written communication 
to or from University employees regarding University business is a public 
record and may be subject to public disclosure.


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ATTN: Please be aware that when you respond to an ACUPA-L e-mail, the reply 
will be distributed to the ENTIRE list of members. If you do NOT want to send 
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