Hi, Yvonne--

This is actually a fairly common thing to have happen, especially for
institutions that use ProQuest ETDAdmin. ETDAdmin offers graduating
students the choice between what they call "Traditional Publishing" and
"Open Access Service." The Traditional Publishing option is free (except
for the $50 they optionally charge to file copyright); the OA publishing is
$90.

ProQuest asks students to agree to the agreement I've pasted below in its
entirety, which includes the following clause:

*ProQuest® Publishing Program - Election and Elements.* The rights granted
> above shall be exercised according to the publishing option selected by
> Author on the previous Publishing Options screen, and subject to the
> following additional Publishing Program requirements:
>
>    - *Redistribution of the Work.* *Except as restricted by Author in the
>    publishing option selected, the rights granted by Author automatically
>    include (1) the right to allow sale and distribution of the Work, in whole
>    or in part, by agents and distributors,* and (2) the right to make the
>    Abstract, bibliographic data and any meta data associated with the Work
>    available to search engines and harvesters.
>
>
Could this be what's happened in your situation? I know that a lot of
students (and indeed, faculty members and advisors) aren't aware of it, and
aren't in the habit of reading ProQuest's agreement carefully.

Paige


---------------------
*Meeting/regular work hours: Monday - Thursday, 9am-5pm; limited email on
Friday mornings.*

Dr. Paige C. Morgan
(she/her/they)
Digital Publishing and Copyright Librarian,
Head of Digital Initiatives & Preservation
University of Delaware Library, Museums and Press (on Lenape land
<https://native-land.ca/maps/territories/lenape/>)
Morris 118
ORCID: https://orcid.org/0000-0001-8076-7356
[email protected]
302.831.7153

Make an appointment to meet with me: https://calendly.com/paigecm/ (Meetings
available via Zoom, phone, etc.)
*** I observe email-free evenings and weekends. ***

Traditional Publishing Agreement

This Agreement is between the author (Author) and ProQuest LLC, through its
ProQuest® Dissertation Publishing business (ProQuest). Under this
Agreement, Author grants ProQuest certain rights to preserve, archive and
publish the dissertation or thesis, abstract, and index terms (the Work)
provided by Author to ProQuest.
Section I. License for Inclusion of the Work in ProQuest® Publishing
Program.

*Grant of Rights.* Author hereby grants to ProQuest the *non-exclusive*,
worldwide right to reproduce, distribute, display and transmit the Work (in
whole or in part) in such tangible and electronic formats as may be in
existence now or developed in the future. Author further grants to ProQuest
the right to include the abstract, bibliography and other metadata in the
ProQuest Dissertations and Theses database (PQDT) and in ProQuest's
Dissertation Abstracts International and any successor or related index
and/or finding products or services.

*ProQuest® Publishing Program - Election and Elements.* The rights granted
above shall be exercised according to the publishing option selected by
Author on the previous Publishing Options screen, and subject to the
following additional Publishing Program requirements:

   - *Redistribution of the Work.* Except as restricted by Author in the
   publishing option selected, the rights granted by Author automatically
   include (1) the right to allow sale and distribution of the Work, in whole
   or in part, by agents and distributors, and (2) the right to make the
   Abstract, bibliographic data and any meta data associated with the Work
   available to search engines and harvesters.
   - *Restrictions.* ProQuest will use commercially reasonable efforts to
   restrict the distribution of the Work as provided under the publishing
   option selected by Author or as later elected by Author through direct
   contact with ProQuest. Such election is subject to Author's Degree Granting
   Institution Directives (see below). With respect to restrictions requested
   after submission of the Work, Author acknowledges that ProQuest cannot
   recall or amend previously distributed versions of the Work. Refer to Guide
   4 <https://about.proquest.com/go/etd_embargoesrestrictionsguide> for
   information about access and restrictions.
   - *Removal of Work from the Program.* ProQuest may elect not to
   distribute the Work if it believes that all necessary rights of third
   parties have not been secured. Refer to Guide 5
   <https://about.proquest.com/go/etd_copyright> for information about
   copyright and your dissertation or thesis. If Author's degree is rescinded,
   and the degree-granting institution so directs, ProQuest will expunge the
   Work from its publishing program in accordance with its then current
   publishing policies.
   - *Degree Granting Institution Directives.* Author is solely responsible
   for any conflict between policies and directions of Author's
   degree-granting institution, Author's choice of publishing model, and/or
   any restriction Author places on the use of the Work. For the avoidance of
   doubt, ProQuest is not responsible for access to the Work that is provided
   by Author's degree-granting institution through its library or
   institutional repository. Author must work directly with Author's degree
   granting institution to ensure application of any restrictions to access
   relating to the Work by Author's degree granting institution.

*Copyright and Deposit with the Library of Congress.* At Author's option,
as indicated in the Register U.S. Copyright screen of the online submission
process, and upon payment of the applicable fee, ProQuest will submit an
application for registration of *Author's copyright* in the Work in
Author's name. In addition, regardless of whether copyright registration of
the Work is sought, ProQuest may make a copy of the Work available to the
Library of Congress in digital, microform or other format as required by
the Library of Congress.

*Delivery of the Work.* Author shall provide to ProQuest the Work and all
necessary supporting documents during the online submission process,
according to Guide 1: Preparing Your Manuscript for Submission.
<https://about.proquest.com/go/etd_preparingyourmanuscriptguide>

*Rights Verification.* Author represents and warrants that Author is the
copyright holder of the Work and has obtained all necessary rights to
permit ProQuest to reproduce and distribute third party materials contained
in any part of the Work, including all necessary licenses for any
non-public, third party software necessary to access, display, and run or
print the Work. Author is solely responsible and will indemnify ProQuest
for any third party claims related to the Work as submitted for publication.
Section II. Rights pursuant to Traditional Publishing.

Author's election of Traditional as the type of Publishing confirms
Author's choice to have ProQuest publish the Work according to the
Traditional Publishing option described below.

*Traditional Publishing.* ProQuest may exercise the rights granted under
Section I above including through the sale of individual copies of the Work
in tangible or electronic media and/or as part of electronic database and
reference products or services.

*Publishing Fees and Royalties.* There is no publishing fee charged for
dissertations and theses submitted through the ProQuest® ETD Administrator.

Author's institution may assess additional fees.
ProQuest will pay royalties of 10% of its net revenue from sales of the
Work, conditioned on Author maintaining a current address on record with
ProQuest. Royalties will be paid when accrued earned royalties reach $25.00
USD. If, after 25 years, earned royalties do not accrue to at least $25.00
USD, ProQuest's royalty payment obligation will cease.

On Wed, May 3, 2023 at 12:08 PM Yvonne <[email protected]> wrote:

> Hello,
>
> I've been communicating with a librarian who runs a DSpace repository. She
> received a complaint from a student who found that their honors thesis has
> been posted for sale on Amazon and Barnes and Noble as a print-on-demand
> book. I visited this "publisher's" site on Amazon (named nomadicindian) and
> found many other theses and dissertations for sale.
>
> I'd love to hear people's thoughts on this. Specifically, what measures
> can be used in the DSpace environment to mitigate against illegal use of
> open access content? Has anyone out there encountered this problem, and how
> did you approach it?
>
> Many thanks,
> Yvonne Kester
> Repositories Manager
> SUNY Library Services
>
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