Thank you Paige,

I don't think the institution uses ProQuest ETDAdmin, but this is very
interesting! I appreciate your sharing. I'm thinking the use of CC licenses
that do not allow commercial use is a step in the right direction, but that
of course does not prevent people from doing this anyway.

Best wishes,
Yvonne

On Wed, May 3, 2023 at 1:36 PM Paige Morgan <[email protected]> wrote:

> Hi, Yvonne--
>
> This is actually a fairly common thing to have happen, especially for
> institutions that use ProQuest ETDAdmin. ETDAdmin offers graduating
> students the choice between what they call "Traditional Publishing" and
> "Open Access Service." The Traditional Publishing option is free (except
> for the $50 they optionally charge to file copyright); the OA publishing is
> $90.
>
> ProQuest asks students to agree to the agreement I've pasted below in its
> entirety, which includes the following clause:
>
> *ProQuest® Publishing Program - Election and Elements.* The rights
>> granted above shall be exercised according to the publishing option
>> selected by Author on the previous Publishing Options screen, and subject
>> to the following additional Publishing Program requirements:
>>
>>    - *Redistribution of the Work.* *Except as restricted by Author in
>>    the publishing option selected, the rights granted by Author automatically
>>    include (1) the right to allow sale and distribution of the Work, in whole
>>    or in part, by agents and distributors,* and (2) the right to make
>>    the Abstract, bibliographic data and any meta data associated with the 
>> Work
>>    available to search engines and harvesters.
>>
>>
> Could this be what's happened in your situation? I know that a lot of
> students (and indeed, faculty members and advisors) aren't aware of it, and
> aren't in the habit of reading ProQuest's agreement carefully.
>
> Paige
>
>
> ---------------------
> *Meeting/regular work hours: Monday - Thursday, 9am-5pm; limited email on
> Friday mornings.*
>
> Dr. Paige C. Morgan
> (she/her/they)
> Digital Publishing and Copyright Librarian,
> Head of Digital Initiatives & Preservation
> University of Delaware Library, Museums and Press (on Lenape land
> <https://native-land.ca/maps/territories/lenape/>)
> Morris 118
> ORCID: https://orcid.org/0000-0001-8076-7356
> [email protected]
> 302.831.7153
>
> Make an appointment to meet with me: https://calendly.com/paigecm/ (Meetings
> available via Zoom, phone, etc.)
> *** I observe email-free evenings and weekends. ***
>
> Traditional Publishing Agreement
>
> This Agreement is between the author (Author) and ProQuest LLC, through
> its ProQuest® Dissertation Publishing business (ProQuest). Under this
> Agreement, Author grants ProQuest certain rights to preserve, archive and
> publish the dissertation or thesis, abstract, and index terms (the Work)
> provided by Author to ProQuest.
> Section I. License for Inclusion of the Work in ProQuest® Publishing
> Program.
>
> *Grant of Rights.* Author hereby grants to ProQuest the *non-exclusive*,
> worldwide right to reproduce, distribute, display and transmit the Work (in
> whole or in part) in such tangible and electronic formats as may be in
> existence now or developed in the future. Author further grants to ProQuest
> the right to include the abstract, bibliography and other metadata in the
> ProQuest Dissertations and Theses database (PQDT) and in ProQuest's
> Dissertation Abstracts International and any successor or related index
> and/or finding products or services.
>
> *ProQuest® Publishing Program - Election and Elements.* The rights
> granted above shall be exercised according to the publishing option
> selected by Author on the previous Publishing Options screen, and subject
> to the following additional Publishing Program requirements:
>
>    - *Redistribution of the Work.* Except as restricted by Author in the
>    publishing option selected, the rights granted by Author automatically
>    include (1) the right to allow sale and distribution of the Work, in whole
>    or in part, by agents and distributors, and (2) the right to make the
>    Abstract, bibliographic data and any meta data associated with the Work
>    available to search engines and harvesters.
>    - *Restrictions.* ProQuest will use commercially reasonable efforts to
>    restrict the distribution of the Work as provided under the publishing
>    option selected by Author or as later elected by Author through direct
>    contact with ProQuest. Such election is subject to Author's Degree Granting
>    Institution Directives (see below). With respect to restrictions requested
>    after submission of the Work, Author acknowledges that ProQuest cannot
>    recall or amend previously distributed versions of the Work. Refer to Guide
>    4 <https://about.proquest.com/go/etd_embargoesrestrictionsguide> for
>    information about access and restrictions.
>    - *Removal of Work from the Program.* ProQuest may elect not to
>    distribute the Work if it believes that all necessary rights of third
>    parties have not been secured. Refer to Guide 5
>    <https://about.proquest.com/go/etd_copyright> for information about
>    copyright and your dissertation or thesis. If Author's degree is rescinded,
>    and the degree-granting institution so directs, ProQuest will expunge the
>    Work from its publishing program in accordance with its then current
>    publishing policies.
>    - *Degree Granting Institution Directives.* Author is solely
>    responsible for any conflict between policies and directions of Author's
>    degree-granting institution, Author's choice of publishing model, and/or
>    any restriction Author places on the use of the Work. For the avoidance of
>    doubt, ProQuest is not responsible for access to the Work that is provided
>    by Author's degree-granting institution through its library or
>    institutional repository. Author must work directly with Author's degree
>    granting institution to ensure application of any restrictions to access
>    relating to the Work by Author's degree granting institution.
>
> *Copyright and Deposit with the Library of Congress.* At Author's option,
> as indicated in the Register U.S. Copyright screen of the online submission
> process, and upon payment of the applicable fee, ProQuest will submit an
> application for registration of *Author's copyright* in the Work in
> Author's name. In addition, regardless of whether copyright registration of
> the Work is sought, ProQuest may make a copy of the Work available to the
> Library of Congress in digital, microform or other format as required by
> the Library of Congress.
>
> *Delivery of the Work.* Author shall provide to ProQuest the Work and all
> necessary supporting documents during the online submission process,
> according to Guide 1: Preparing Your Manuscript for Submission.
> <https://about.proquest.com/go/etd_preparingyourmanuscriptguide>
>
> *Rights Verification.* Author represents and warrants that Author is the
> copyright holder of the Work and has obtained all necessary rights to
> permit ProQuest to reproduce and distribute third party materials contained
> in any part of the Work, including all necessary licenses for any
> non-public, third party software necessary to access, display, and run or
> print the Work. Author is solely responsible and will indemnify ProQuest
> for any third party claims related to the Work as submitted for publication.
> Section II. Rights pursuant to Traditional Publishing.
>
> Author's election of Traditional as the type of Publishing confirms
> Author's choice to have ProQuest publish the Work according to the
> Traditional Publishing option described below.
>
> *Traditional Publishing.* ProQuest may exercise the rights granted under
> Section I above including through the sale of individual copies of the Work
> in tangible or electronic media and/or as part of electronic database and
> reference products or services.
>
> *Publishing Fees and Royalties.* There is no publishing fee charged for
> dissertations and theses submitted through the ProQuest® ETD Administrator.
>
> Author's institution may assess additional fees.
> ProQuest will pay royalties of 10% of its net revenue from sales of the
> Work, conditioned on Author maintaining a current address on record with
> ProQuest. Royalties will be paid when accrued earned royalties reach $25.00
> USD. If, after 25 years, earned royalties do not accrue to at least $25.00
> USD, ProQuest's royalty payment obligation will cease.
>
> On Wed, May 3, 2023 at 12:08 PM Yvonne <[email protected]> wrote:
>
>> Hello,
>>
>> I've been communicating with a librarian who runs a DSpace repository.
>> She received a complaint from a student who found that their honors thesis
>> has been posted for sale on Amazon and Barnes and Noble as a
>> print-on-demand book. I visited this "publisher's" site on Amazon (named
>> nomadicindian) and found many other theses and dissertations for sale.
>>
>> I'd love to hear people's thoughts on this. Specifically, what measures
>> can be used in the DSpace environment to mitigate against illegal use of
>> open access content? Has anyone out there encountered this problem, and how
>> did you approach it?
>>
>> Many thanks,
>> Yvonne Kester
>> Repositories Manager
>> SUNY Library Services
>>
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>>
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