Hi, Yvonne--

CC licenses are one option, for sure -- however, even if a grad student
uses a CC license, if they were to agree to the ProQuest agreement as well,
it wouldn't matter; ProQuest could still do this. (Or any other company
engaged in similar business.)

Good luck!

Paige

---------------------
*Meeting/regular work hours: Monday - Thursday, 9am-5pm; limited email on
Friday mornings.*

Dr. Paige C. Morgan
(she/her/they)
Digital Publishing and Copyright Librarian,
Head of Digital Initiatives & Preservation
University of Delaware Library, Museums and Press (on Lenape land
<https://native-land.ca/maps/territories/lenape/>)
Morris 118
ORCID: https://orcid.org/0000-0001-8076-7356
[email protected]
302.831.7153

Make an appointment to meet with me: https://calendly.com/paigecm/ (Meetings
available via Zoom, phone, etc.)
*** I observe email-free evenings and weekends. ***


On Wed, May 3, 2023 at 1:59 PM Yvonne <[email protected]> wrote:

> Thank you Paige,
>
> I don't think the institution uses ProQuest ETDAdmin, but this is very
> interesting! I appreciate your sharing. I'm thinking the use of CC licenses
> that do not allow commercial use is a step in the right direction, but that
> of course does not prevent people from doing this anyway.
>
> Best wishes,
> Yvonne
>
> On Wed, May 3, 2023 at 1:36 PM Paige Morgan <[email protected]> wrote:
>
>> Hi, Yvonne--
>>
>> This is actually a fairly common thing to have happen, especially for
>> institutions that use ProQuest ETDAdmin. ETDAdmin offers graduating
>> students the choice between what they call "Traditional Publishing" and
>> "Open Access Service." The Traditional Publishing option is free (except
>> for the $50 they optionally charge to file copyright); the OA publishing is
>> $90.
>>
>> ProQuest asks students to agree to the agreement I've pasted below in its
>> entirety, which includes the following clause:
>>
>> *ProQuest® Publishing Program - Election and Elements.* The rights
>>> granted above shall be exercised according to the publishing option
>>> selected by Author on the previous Publishing Options screen, and subject
>>> to the following additional Publishing Program requirements:
>>>
>>>    - *Redistribution of the Work.* *Except as restricted by Author in
>>>    the publishing option selected, the rights granted by Author 
>>> automatically
>>>    include (1) the right to allow sale and distribution of the Work, in 
>>> whole
>>>    or in part, by agents and distributors,* and (2) the right to make
>>>    the Abstract, bibliographic data and any meta data associated with the 
>>> Work
>>>    available to search engines and harvesters.
>>>
>>>
>> Could this be what's happened in your situation? I know that a lot of
>> students (and indeed, faculty members and advisors) aren't aware of it, and
>> aren't in the habit of reading ProQuest's agreement carefully.
>>
>> Paige
>>
>>
>> ---------------------
>> *Meeting/regular work hours: Monday - Thursday, 9am-5pm; limited email on
>> Friday mornings.*
>>
>> Dr. Paige C. Morgan
>> (she/her/they)
>> Digital Publishing and Copyright Librarian,
>> Head of Digital Initiatives & Preservation
>> University of Delaware Library, Museums and Press (on Lenape land
>> <https://native-land.ca/maps/territories/lenape/>)
>> Morris 118
>> ORCID: https://orcid.org/0000-0001-8076-7356
>> [email protected]
>> 302.831.7153
>>
>> Make an appointment to meet with me: https://calendly.com/paigecm/ (Meetings
>> available via Zoom, phone, etc.)
>> *** I observe email-free evenings and weekends. ***
>>
>> Traditional Publishing Agreement
>>
>> This Agreement is between the author (Author) and ProQuest LLC, through
>> its ProQuest® Dissertation Publishing business (ProQuest). Under this
>> Agreement, Author grants ProQuest certain rights to preserve, archive and
>> publish the dissertation or thesis, abstract, and index terms (the Work)
>> provided by Author to ProQuest.
>> Section I. License for Inclusion of the Work in ProQuest® Publishing
>> Program.
>>
>> *Grant of Rights.* Author hereby grants to ProQuest the *non-exclusive*,
>> worldwide right to reproduce, distribute, display and transmit the Work (in
>> whole or in part) in such tangible and electronic formats as may be in
>> existence now or developed in the future. Author further grants to ProQuest
>> the right to include the abstract, bibliography and other metadata in the
>> ProQuest Dissertations and Theses database (PQDT) and in ProQuest's
>> Dissertation Abstracts International and any successor or related index
>> and/or finding products or services.
>>
>> *ProQuest® Publishing Program - Election and Elements.* The rights
>> granted above shall be exercised according to the publishing option
>> selected by Author on the previous Publishing Options screen, and subject
>> to the following additional Publishing Program requirements:
>>
>>    - *Redistribution of the Work.* Except as restricted by Author in the
>>    publishing option selected, the rights granted by Author automatically
>>    include (1) the right to allow sale and distribution of the Work, in whole
>>    or in part, by agents and distributors, and (2) the right to make the
>>    Abstract, bibliographic data and any meta data associated with the Work
>>    available to search engines and harvesters.
>>    - *Restrictions.* ProQuest will use commercially reasonable efforts
>>    to restrict the distribution of the Work as provided under the publishing
>>    option selected by Author or as later elected by Author through direct
>>    contact with ProQuest. Such election is subject to Author's Degree 
>> Granting
>>    Institution Directives (see below). With respect to restrictions requested
>>    after submission of the Work, Author acknowledges that ProQuest cannot
>>    recall or amend previously distributed versions of the Work. Refer to 
>> Guide
>>    4 <https://about.proquest.com/go/etd_embargoesrestrictionsguide> for
>>    information about access and restrictions.
>>    - *Removal of Work from the Program.* ProQuest may elect not to
>>    distribute the Work if it believes that all necessary rights of third
>>    parties have not been secured. Refer to Guide 5
>>    <https://about.proquest.com/go/etd_copyright> for information about
>>    copyright and your dissertation or thesis. If Author's degree is 
>> rescinded,
>>    and the degree-granting institution so directs, ProQuest will expunge the
>>    Work from its publishing program in accordance with its then current
>>    publishing policies.
>>    - *Degree Granting Institution Directives.* Author is solely
>>    responsible for any conflict between policies and directions of Author's
>>    degree-granting institution, Author's choice of publishing model, and/or
>>    any restriction Author places on the use of the Work. For the avoidance of
>>    doubt, ProQuest is not responsible for access to the Work that is provided
>>    by Author's degree-granting institution through its library or
>>    institutional repository. Author must work directly with Author's degree
>>    granting institution to ensure application of any restrictions to access
>>    relating to the Work by Author's degree granting institution.
>>
>> *Copyright and Deposit with the Library of Congress.* At Author's
>> option, as indicated in the Register U.S. Copyright screen of the online
>> submission process, and upon payment of the applicable fee, ProQuest will
>> submit an application for registration of *Author's copyright* in the
>> Work in Author's name. In addition, regardless of whether copyright
>> registration of the Work is sought, ProQuest may make a copy of the Work
>> available to the Library of Congress in digital, microform or other format
>> as required by the Library of Congress.
>>
>> *Delivery of the Work.* Author shall provide to ProQuest the Work and
>> all necessary supporting documents during the online submission process,
>> according to Guide 1: Preparing Your Manuscript for Submission.
>> <https://about.proquest.com/go/etd_preparingyourmanuscriptguide>
>>
>> *Rights Verification.* Author represents and warrants that Author is the
>> copyright holder of the Work and has obtained all necessary rights to
>> permit ProQuest to reproduce and distribute third party materials contained
>> in any part of the Work, including all necessary licenses for any
>> non-public, third party software necessary to access, display, and run or
>> print the Work. Author is solely responsible and will indemnify ProQuest
>> for any third party claims related to the Work as submitted for publication.
>> Section II. Rights pursuant to Traditional Publishing.
>>
>> Author's election of Traditional as the type of Publishing confirms
>> Author's choice to have ProQuest publish the Work according to the
>> Traditional Publishing option described below.
>>
>> *Traditional Publishing.* ProQuest may exercise the rights granted under
>> Section I above including through the sale of individual copies of the Work
>> in tangible or electronic media and/or as part of electronic database and
>> reference products or services.
>>
>> *Publishing Fees and Royalties.* There is no publishing fee charged for
>> dissertations and theses submitted through the ProQuest® ETD Administrator.
>>
>> Author's institution may assess additional fees.
>> ProQuest will pay royalties of 10% of its net revenue from sales of the
>> Work, conditioned on Author maintaining a current address on record with
>> ProQuest. Royalties will be paid when accrued earned royalties reach $25.00
>> USD. If, after 25 years, earned royalties do not accrue to at least $25.00
>> USD, ProQuest's royalty payment obligation will cease.
>>
>> On Wed, May 3, 2023 at 12:08 PM Yvonne <[email protected]> wrote:
>>
>>> Hello,
>>>
>>> I've been communicating with a librarian who runs a DSpace repository.
>>> She received a complaint from a student who found that their honors thesis
>>> has been posted for sale on Amazon and Barnes and Noble as a
>>> print-on-demand book. I visited this "publisher's" site on Amazon (named
>>> nomadicindian) and found many other theses and dissertations for sale.
>>>
>>> I'd love to hear people's thoughts on this. Specifically, what measures
>>> can be used in the DSpace environment to mitigate against illegal use of
>>> open access content? Has anyone out there encountered this problem, and how
>>> did you approach it?
>>>
>>> Many thanks,
>>> Yvonne Kester
>>> Repositories Manager
>>> SUNY Library Services
>>>
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>>>
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