Hi all,

I think most of this has been stated, but I did run this by one of our 
copyright experts, Matthew Kopel and he provided the information below which 
echoes much of what has been shared. Matthew asked me to make sure to mention 
that he’s a librarian and not a lawyer, and that this is information and not 
legal advice. For legal advice, he suggests you take the issue to your 
institution’s counsel.


““If the author placed a license on the work that does not prohibit commercial 
use (e.g. a CC-BY instead of a CC-BY-NC), anyone can grab it and sell it.



Similarly, works deposited in HathiTrust or the Internet Archive that are in 
the public domain (and don’t have restrictions on the scans e.g. Google scans) 
are frequently repackaged and sold.



In the scenario below, if the license applied by the author was not an open 
license allowing for commercial use, the rightsholder would have grounds to 
issue a DMCA takedown request. Whether the institution can do this on behalf of 
the author depends on the nature of the repository license.”

Best,
Erica

Erica M. Johns
Lead Librarian for the eCommons Institutional Repository Service
Cornell University Library
E: [email protected]<mailto:[email protected]>
she | her

Please note: I am sending this email at a time that is convenient for me. Read, 
reflect, and respond at a time that is convenient for you to foster a healthy 
life balance.

Cornell University is located on the traditional homelands of the Gayogo̱hó꞉nǫ' 
(the Cayuga Nation). The Gayogo̱hó꞉nǫ' are members of the Haudenosaunee 
Confederacy, an alliance of six sovereign Nations with a historic and 
contemporary presence on this land. The Confederacy precedes the establishment 
of Cornell University, New York State, and the United States of America. We 
acknowledge the painful history of Gayogo̱hó꞉nǫ' dispossession, and honor the 
ongoing connection of Gayogo̱hó꞉nǫ' people, past and present, to these lands 
and waters.


From: [email protected] <[email protected]> on 
behalf of Yvonne <[email protected]>
Date: Wednesday, May 3, 2023 at 7:48 PM
To: Fitchett, Deborah <[email protected]>
Cc: Paige Morgan <[email protected]>, DSpace Community 
<[email protected]>
Subject: Re: [dspace-community] Copyright infringement on theses and 
dissertations
Thank you Deborah,

I was thinking this was the case, but hoping for more. As one of my colleagues 
put it, this is the flip side of open access. The first thing I did was leave a 
review on a nomadicindian item, saying it was freely available on the internet, 
and not to purchase it, and I also filed a complaint (as an agent) with Amazon. 
This seemed to be steps in the right direction, but not really addressing the 
root of the problem. Thanks again--I'm glad I reached out to ask. It was very 
interesting to find out ProQuest puts a clause in their agreement allowing 
commercial use, as well.

Best wishes,
Yvonne

On Wed, May 3, 2023 at 5:42 PM Fitchett, Deborah 
<[email protected]<mailto:[email protected]>> wrote:
Nothing can completely prevent it. Putting it behind a login or not digitising 
it at all would make it harder, but then it’s not so available to the general 
public at all which is counterproductive. Theoretically some kind of DRM might 
help but I don’t believe that’s a feature of DSpace.

So it comes down to responding to it: lay a complaint with Amazon / whatever 
other sites are hosting the content. Any otherwise legitimate site should have 
a DMCA/other takedown process. How the student (as copyright holder) phrases 
the complaint will depend on what, if any, licence the item has:

  *   No licence = All rights reserved: this is a straight-forward case where 
they’re breaching copyright by making copies at all.
  *   A Creative Commons “Non-Commercial” licence: here they’d be allowed to 
make a copy but by selling it they’re breaching the licence
  *   Another Creative Commons licence: they’re allowed to make a copy and are 
allowed to sell it – but they must still 
Attribute<https://creativecommons.org/licenses/by/4.0/> it correctly, which 
includes:

     *   The author’s name
     *   The original copyright notice and CC licence
     *   A link to the original material
They’re also not allowed to add any technological measures that restrict others 
from doing anything the licence permits.

So if they’ve missed out any of that information, or if they or Amazon have 
added any DRM, then they’re still in breach of the licence.

Deborah


From: 
[email protected]<mailto:[email protected]> 
<[email protected]<mailto:[email protected]>> 
On Behalf Of Yvonne
Sent: Thursday, 4 May 2023 5:59 am
To: Paige Morgan <[email protected]<mailto:[email protected]>>
Cc: DSpace Community 
<[email protected]<mailto:[email protected]>>
Subject: Re: [dspace-community] Copyright infringement on theses and 
dissertations

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Thank you Paige,

I don't think the institution uses ProQuest ETDAdmin, but this is very 
interesting! I appreciate your sharing. I'm thinking the use of CC licenses 
that do not allow commercial use is a step in the right direction, but that of 
course does not prevent people from doing this anyway.

Best wishes,
Yvonne

On Wed, May 3, 2023 at 1:36 PM Paige Morgan 
<[email protected]<mailto:[email protected]>> wrote:
Hi, Yvonne--

This is actually a fairly common thing to have happen, especially for 
institutions that use ProQuest ETDAdmin. ETDAdmin offers graduating students 
the choice between what they call "Traditional Publishing" and "Open Access 
Service." The Traditional Publishing option is free (except for the $50 they 
optionally charge to file copyright); the OA publishing is $90.

ProQuest asks students to agree to the agreement I've pasted below in its 
entirety, which includes the following clause:


ProQuest® Publishing Program - Election and Elements. The rights granted above 
shall be exercised according to the publishing option selected by Author on the 
previous Publishing Options screen, and subject to the following additional 
Publishing Program requirements:

  *   Redistribution of the Work. Except as restricted by Author in the 
publishing option selected, the rights granted by Author automatically include 
(1) the right to allow sale and distribution of the Work, in whole or in part, 
by agents and distributors, and (2) the right to make the Abstract, 
bibliographic data and any meta data associated with the Work available to 
search engines and harvesters.

Could this be what's happened in your situation? I know that a lot of students 
(and indeed, faculty members and advisors) aren't aware of it, and aren't in 
the habit of reading ProQuest's agreement carefully.

Paige


---------------------
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mornings.


Dr. Paige C. Morgan
(she/her/they)
Digital Publishing and Copyright Librarian,
Head of Digital Initiatives & Preservation
University of Delaware Library, Museums and Press (on Lenape 
land<https://native-land.ca/maps/territories/lenape/>)
Morris 118
ORCID: https://orcid.org/0000-0001-8076-7356
[email protected]<mailto:[email protected]>
302.831.7153

Make an appointment to meet with me: https://calendly.com/paigecm/ (Meetings 
available via Zoom, phone, etc.)
** I observe email-free evenings and weekends. **


Traditional Publishing Agreement

This Agreement is between the author (Author) and ProQuest LLC, through its 
ProQuest® Dissertation Publishing business (ProQuest). Under this Agreement, 
Author grants ProQuest certain rights to preserve, archive and publish the 
dissertation or thesis, abstract, and index terms (the Work) provided by Author 
to ProQuest.

Section I. License for Inclusion of the Work in ProQuest® Publishing Program.

Grant of Rights. Author hereby grants to ProQuest the non-exclusive, worldwide 
right to reproduce, distribute, display and transmit the Work (in whole or in 
part) in such tangible and electronic formats as may be in existence now or 
developed in the future. Author further grants to ProQuest the right to include 
the abstract, bibliography and other metadata in the ProQuest Dissertations and 
Theses database (PQDT) and in ProQuest's Dissertation Abstracts International 
and any successor or related index and/or finding products or services.

ProQuest® Publishing Program - Election and Elements. The rights granted above 
shall be exercised according to the publishing option selected by Author on the 
previous Publishing Options screen, and subject to the following additional 
Publishing Program requirements:

  *   Redistribution of the Work. Except as restricted by Author in the 
publishing option selected, the rights granted by Author automatically include 
(1) the right to allow sale and distribution of the Work, in whole or in part, 
by agents and distributors, and (2) the right to make the Abstract, 
bibliographic data and any meta data associated with the Work available to 
search engines and harvesters.
  *   Restrictions. ProQuest will use commercially reasonable efforts to 
restrict the distribution of the Work as provided under the publishing option 
selected by Author or as later elected by Author through direct contact with 
ProQuest. Such election is subject to Author's Degree Granting Institution 
Directives (see below). With respect to restrictions requested after submission 
of the Work, Author acknowledges that ProQuest cannot recall or amend 
previously distributed versions of the Work. Refer to Guide 
4<https://about.proquest.com/go/etd_embargoesrestrictionsguide> for information 
about access and restrictions.
  *   Removal of Work from the Program. ProQuest may elect not to distribute 
the Work if it believes that all necessary rights of third parties have not 
been secured. Refer to Guide 5<https://about.proquest.com/go/etd_copyright> for 
information about copyright and your dissertation or thesis. If Author's degree 
is rescinded, and the degree-granting institution so directs, ProQuest will 
expunge the Work from its publishing program in accordance with its then 
current publishing policies.
  *   Degree Granting Institution Directives. Author is solely responsible for 
any conflict between policies and directions of Author's degree-granting 
institution, Author's choice of publishing model, and/or any restriction Author 
places on the use of the Work. For the avoidance of doubt, ProQuest is not 
responsible for access to the Work that is provided by Author's degree-granting 
institution through its library or institutional repository. Author must work 
directly with Author's degree granting institution to ensure application of any 
restrictions to access relating to the Work by Author's degree granting 
institution.

Copyright and Deposit with the Library of Congress. At Author's option, as 
indicated in the Register U.S. Copyright screen of the online submission 
process, and upon payment of the applicable fee, ProQuest will submit an 
application for registration of Author's copyright in the Work in Author's 
name. In addition, regardless of whether copyright registration of the Work is 
sought, ProQuest may make a copy of the Work available to the Library of 
Congress in digital, microform or other format as required by the Library of 
Congress.

Delivery of the Work. Author shall provide to ProQuest the Work and all 
necessary supporting documents during the online submission process, according 
to Guide 1: Preparing Your Manuscript for 
Submission.<https://about.proquest.com/go/etd_preparingyourmanuscriptguide>

Rights Verification. Author represents and warrants that Author is the 
copyright holder of the Work and has obtained all necessary rights to permit 
ProQuest to reproduce and distribute third party materials contained in any 
part of the Work, including all necessary licenses for any non-public, third 
party software necessary to access, display, and run or print the Work. Author 
is solely responsible and will indemnify ProQuest for any third party claims 
related to the Work as submitted for publication.

Section II. Rights pursuant to Traditional Publishing.

Author's election of Traditional as the type of Publishing confirms Author's 
choice to have ProQuest publish the Work according to the Traditional 
Publishing option described below.

Traditional Publishing. ProQuest may exercise the rights granted under Section 
I above including through the sale of individual copies of the Work in tangible 
or electronic media and/or as part of electronic database and reference 
products or services.

Publishing Fees and Royalties. There is no publishing fee charged for 
dissertations and theses submitted through the ProQuest® ETD Administrator.

Author's institution may assess additional fees.
ProQuest will pay royalties of 10% of its net revenue from sales of the Work, 
conditioned on Author maintaining a current address on record with ProQuest. 
Royalties will be paid when accrued earned royalties reach $25.00 USD. If, 
after 25 years, earned royalties do not accrue to at least $25.00 USD, 
ProQuest's royalty payment obligation will cease.

On Wed, May 3, 2023 at 12:08 PM Yvonne 
<[email protected]<mailto:[email protected]>> wrote:
Hello,

I've been communicating with a librarian who runs a DSpace repository. She 
received a complaint from a student who found that their honors thesis has been 
posted for sale on Amazon and Barnes and Noble as a print-on-demand book. I 
visited this "publisher's" site on Amazon (named nomadicindian) and found many 
other theses and dissertations for sale.

I'd love to hear people's thoughts on this. Specifically, what measures can be 
used in the DSpace environment to mitigate against illegal use of open access 
content? Has anyone out there encountered this problem, and how did you 
approach it?

Many thanks,
Yvonne Kester
Repositories Manager
SUNY Library Services
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