Just got a note from some international legal experts saying that "de
minimis" was an established standard but "material effect" is not well
grounded in international law, so I now suggest this form:

*
*

*"Geoengineering" refers to activities *

*(1) intended to modify climate*

*(2) and that has a greater than de minimis *effect on an international
commons or across international borders

*(3) and where that greater than de minimis effect occurs through
environmental mechanisms other than a removal of anthropogenic aerosols
and/or greenhouse gases from the atmosphere.*
*
*

_______________
Ken Caldeira

Carnegie Institution for Science
Dept of Global Ecology
260 Panama Street, Stanford, CA 94305 USA
+1 650 704 7212 [email protected]
http://dge.stanford.edu/labs/caldeiralab  @kencaldeira




On Wed, Sep 25, 2013 at 2:33 PM, Ken Caldeira <[email protected]
> wrote:

> The problem is that in practice people use the word "geoengineering" to
> refer to things they don't like, don't want to see deployed, don't want to
> fund, seek to impede research on, etc.
>
> "Geoengineering" in practice is a pejorative term that has already been
> brought into legal parlance as a result of decisions by the CBD.
>
> If we want to help proposed technologies that bear no novel or
> trans-boundary or international commons risks, and have the potential, at
> least in theory, to diminish climate damage, then we need to get them out
> from under this pejorative umbrella.
>
> Defining "geoengineering" in the way you do, I fear, will harm the
> development of biochar, biomass energy with CCS, direct air capture,
> afforestation/reforestation, etc.
>
>  I believe it was an error for the CBD ever to use this term (on this,
> more at a later date). Now that they have used it, maybe we can at least
> define it in a way that does the least harm.
>
>
> _______________
> Ken Caldeira
>
> Carnegie Institution for Science
> Dept of Global Ecology
> 260 Panama Street, Stanford, CA 94305 USA
> +1 650 704 7212 [email protected]
> http://dge.stanford.edu/labs/caldeiralab  @kencaldeira
>
>
>
>
> On Wed, Sep 25, 2013 at 2:21 PM, O Morton <[email protected]> wrote:
>
>> Ooops. I did what I was compaining about. "Aimed at" is as bad as
>> "intended".
>>
>> What i should have said:  large-scale technological interventions that
>> act to decouple climate outcomes from cumulative greenhouse-gas emissions.
>>
>>
>> On Wednesday, 25 September 2013 11:56:06 UTC+1, O Morton wrote:
>>>
>>> I think there's a problem with "intentended". It defines the act in
>>> terms of the mental stance of the actor, which is not open to objective
>>> scrutiny, This opens the possibility of large climate manipulations which
>>> are geoengineering to some but not to others, which I think is what you're
>>> trying to avoid.
>>>
>>> FWIW, I prefer a definition for climate geoengineering along these
>>> lines: large-scale technological interventions aimed at decoupling climate
>>> outcomes from cumulative greenhouse emissions.
>>>
>>>
>>>
>>> On Wednesday, 25 September 2013 07:45:15 UTC+1, Ken Caldeira wrote:
>>>>
>>>> Taking Ron Larson's comments into account, and also comments made
>>>> separately by Fred Zimmerman and Mike MacCracken, a candidate definition
>>>> now reads:
>>>>
>>>> *"Geoengineering" refers to activities *
>>>>
>>>> *(1) intended to modify climate*
>>>>
>>>> *(2) and that has a material effect on an international commons or
>>>> across international borders *
>>>>
>>>> *(3) and where that material effect occurs through environmental
>>>> mechanisms other than a removal of anthropogenic aerosols and/or greenhouse
>>>> gases from the atmosphere.*
>>>> Note that this covers SRM approaches, CDR approaches that have direct
>>>> effects on an international commons or across international borders, plus
>>>> novel ideas that do not fall neatly into the SRM/CDR dichotomy.
>>>>
>>>> Again, the goal is to carve out things that pose no special risks and
>>>> can be regulated nationally or locally, such as biochar, BECCS, DAC,
>>>> afforestatoin/reforestation, etc.
>>>>
>>>> --------------
>>>>
>>>> 1.
>>>>
>>>> In response to Ron Larson's comment, I would lump biochar in with BECCS
>>>> and DAC as approaches which in general pose no novel risks, so in most
>>>> cases I would not consider them "geoengineering" under this definition. I
>>>> think this would help the development of biochar, BECCS, DAC, and other
>>>> carbon dioxide removal methods that pose no novel risks or governance
>>>> issues.
>>>>
>>>> I like Ron's suggestion of "removal" of a material rather than
>>>> "reduction" of a concentration. Removal is usually locally verifiable
>>>> whereas verifying a reduction in concentration could be difficult. Happy to
>>>> have lawyers argue over this phrase.
>>>>
>>>> The "from the atmosphere" may be considered limiting. I would be fine
>>>> with including ocean removal, but I would like to keep things as simple as
>>>> possible.
>>>>
>>>> We don't care whether we actually remove the same molecules, we just
>>>> want to decrease the concentrations, so anthropogenic aerosols or
>>>> greenhouse gases would need to be understood in terms of concentration. In
>>>> this case: *Anthropogenic aerosols and greenhouse gases are by
>>>> definition those in excess of natural background concentrations.*
>>>>
>>>> 2.
>>>>
>>>> Agree with Fred Zimmerman that I would be fine with lawyers arguing
>>>> over "greater than *de minimis*" vs "material".  As a non-lawyer, I
>>>> read "material effect" to be equivalent to "greater than *de 
>>>> minimis*effect". Happy to have lawyers argue over this phrase.
>>>>
>>>> In contrast to Fred, I like the specification of "across international
>>>> borders". Purely national effects that have no material (or no greater than
>>>> *de minimis*) effects across international borders can be dealt with
>>>> under national legislation. I see no reason to invoke any international
>>>> governance.
>>>>
>>>> Also this trans-border/commons approach also gets around the whole can
>>>> of worms around defining what "large scale" means, which is a  prominent
>>>> term in many other proposed definitions of "geoengineering".
>>>>
>>>> 3.
>>>>
>>>> To respond to Mike MacCracken's comment, CDR techniques act on
>>>> concentrations, not on emissions. In any case, the current definition
>>>> avoids use of both "concentrations" and "emissions".
>>>>
>>>> ---
>>>>
>>>> Thanks everybody for these comments.
>>>>
>>>> I think we are pretty close to a definition that I would like to see
>>>> broadly accepted.
>>>>
>>>> Things like biochar, BECCS, DAC, afforestation/reforestation do not
>>>> deserve to be tarred with the same brush that tars injection of sulfur into
>>>> the stratosphere.  Most of these approaches bear more in common with
>>>> mitigation approaches than they do with sunlight reflection methods.
>>>>
>>>> We are doing a disservice to potentially valuable technologies if we,
>>>> by our imprecision of language, give the impression that these potentially
>>>> valuable methods bear large and unprecedented kinds of risks.
>>>>
>>>> Best,
>>>>
>>>> Ken
>>>>
>>>>
>>>>
>>>>
>>>>
>>>> _______________
>>>> Ken Caldeira
>>>>
>>>> Carnegie Institution for Science
>>>> Dept of Global Ecology
>>>> 260 Panama Street, Stanford, CA 94305 USA
>>>> +1 650 704 7212 kcal...@carnegiescience.**edu
>>>> http://dge.stanford.edu/labs/**caldeiralab<http://dge.stanford.edu/labs/caldeiralab>
>>>> @kencaldeira
>>>>
>>>>
>>>>
>>>>
>>>> On Tue, Sep 24, 2013 at 8:22 PM, Ronal W. Larson <[email protected]
>>>> > wrote:
>>>>
>>>>> Ken cc List:
>>>>>
>>>>>    1.   I like your starting point.  Thanks for providing it.   Re "de
>>>>> minimis",  I prefer it over "material".
>>>>>
>>>>>    2.   My concern is that you have two (separate, distinctly
>>>>> different) criteria in a relatively long sentence, where some readers may
>>>>> think the two are coupled or dependent.  How about this rephrasing
>>>>>  (changes all underlined):
>>>>>
>>>>> "Geoengineering" refers to activities*:*
>>>>>
>>>>> * a)*  intended to modify climate that have greater than *de minimis* 
>>>>> effect
>>>>> on an international commons or across international borders*, and*
>>>>>
>>>>>   *b)  operate* through environmental mechanisms other than an
>>>>> intended reduction of excess anthropogenic aerosol or greenhouse gas
>>>>> concentrations.
>>>>>
>>>>>
>>>>>   3.  I toyed with the idea of replacing "reduction" with "removal"
>>>>> (or adding the latter) - so as to better tie back into the term CDR.   But
>>>>> you are including a lot on sulfur here that has nothing to do with CDR.  
>>>>> So
>>>>> I am content, because you have the word "excess".
>>>>>
>>>>>   4.  You have below made statements about all the main CDR approaches
>>>>> save biochar.  Is biochar in any way different from BECCS and DAC?
>>>>>  (Biochar being the only one with a) add-on (non-direct) benefits,  b) a
>>>>> long time horizon of both CDR and financial benefits, and c) now being
>>>>> extensively tested.)
>>>>>
>>>>> Ron
>>>>>
>>>>>
>>>>> On Sep 24, 2013, at 2:11 AM, Ken Caldeira <[email protected]>
>>>>> wrote:
>>>>>
>>>>> Folks,
>>>>>
>>>>> Here is my attempt at what I think would be a useful definition of
>>>>> "geoengineering", suitable for use in an international legal context,
>>>>> intended as a starting point for discussion.
>>>>>
>>>>>  -----------------------------
>>>>>
>>>>> "Geoengineering" refers to activities intended to modify climate that
>>>>> have greater than *de minimis* effect on an international commons or
>>>>> across international borders through environmental mechanisms other than 
>>>>> an
>>>>> intended reduction of excess anthropogenic aerosol or greenhouse gas
>>>>> concentrations.
>>>>>
>>>>>  --------------------------
>>>>>
>>>>> The idea is to get proposals that bear no novel risks and great
>>>>> similarity to mitigation efforts out of the definition of 
>>>>> "geoengineering".
>>>>>  Under such a definition, stratospheric aerosol injections and ocean
>>>>> fertilization would be geoengineering. Under most circumstances, things
>>>>> like afforestation, biomass energy with carbon capture and storage 
>>>>> (BECCS),
>>>>> and direct air capture (DAC) would not be considered geoengineering.
>>>>>
>>>>> Note that specific afforestation activities could be considered
>>>>> geoengineering under this definition if, for example, increased
>>>>> evapotranspiration from the forest decreased river flow and took water 
>>>>> away
>>>>> from downstream nations, but afforestation that did not have such
>>>>> properties would not be considered geoengineering.
>>>>>
>>>>>  Under some definitions, neither biomass energy nor CCS alone would
>>>>> constitute "geoengineering", nor would a biomass energy plant releasing 
>>>>> CO2
>>>>> to the atmosphere situated next to a coal plant employing CCS. Under such
>>>>> definitions, if the pipes were switched, and the CO2 went from the biomass
>>>>> energy plant to the CCS facility and the coal CO2 released to the
>>>>> atmosphere, this would constitute "geoengineering".
>>>>>
>>>>> If someone were to invent a machine to remove power-plant sulfate
>>>>> aerosols from the troposphere, and this machine has no transborder effect
>>>>> that does not derive from this intended activity, that it would not be
>>>>> "geoengineering" under this proposed definition. Such activities would be
>>>>> considered to be similar to reducing sulfur emissions from power plants.
>>>>> However, if this machine also emitted something that would have a 
>>>>> more-than-
>>>>> *de-minimis* **unintended environmental effects on other nations or
>>>>> on an international commons, then it would consitute geoengineering.
>>>>>
>>>>>  ----
>>>>>
>>>>> Ocean fertilization and ocean alkanization would be included, but
>>>>> BECCS and DAC using industrial methods would not be included unless they
>>>>> create greater than *de minimis* environmental effects on an
>>>>> international commons or across international border through mechanisms
>>>>> other than their intended effect of reducing excess anthropgenic CO2
>>>>> concentrations.
>>>>>
>>>>>  ----
>>>>>
>>>>> I add the qualifier “environmental” to "environmental mechanism" to
>>>>> eliminate consideration of, for example, economic effects on other
>>>>> countries that would be a consequence of, for example, the effect of 
>>>>> carbon
>>>>> removal on carbon prices under a cap and trade system.
>>>>>
>>>>> The importance of "excess anthropogenic ... concentrations" is that to
>>>>> be excess in must be greater than natural background, so cases are 
>>>>> included
>>>>> where people might want to reduce CO2 or aerosols lower than natural
>>>>> levels. Use of BECCS or DAC to reduce concentrations beyond natural levels
>>>>> would be considered “geoengineering”
>>>>>
>>>>> Note that "modify climate" includes cases where the intent is to
>>>>> produce a novel climate and not just “restore” climate to earlier
>>>>> conditions.
>>>>>
>>>>> This definition also addresses issues associated with urban heat
>>>>> islands. If the effects (beyond *de minimis*) are purely national,
>>>>> then efforts to address urban heat island issues by eliminating dark and
>>>>> dry heat absorbing surfaces would not be considered geoengineering, even 
>>>>> if
>>>>> they had some regional effect. For example, efforts to reduce heat island
>>>>> effects in the northeast US could conceivable have regional climate 
>>>>> effect,
>>>>> but would we want to prevent cities from taking these actions because it
>>>>> could be considered "geoengineering"?
>>>>>
>>>>> Note also by defining "geoengineering" in terms of intent and greater
>>>>> than *de minimis* environmental effect to an international commons or
>>>>> across international borders, we implicitly cover new proposals not
>>>>> included in the CDR / SRM dichotomy (e.g., cooling Earth's surface climate
>>>>> by pumping up cold water from the deep ocean).
>>>>>
>>>>> ----
>>>>>
>>>>> Note that there is a substantial community that says, more-or-less,
>>>>> "Let's just say 'no' to geoengineering."
>>>>>
>>>>> If a definition puts BECCS in the same category as injecting sulfate
>>>>> aerosols into the atmosphere, it effectively communicating that BECCS has
>>>>> more in common with injection of aerosols into the stratosphere than it
>>>>> does with biomass energy or CCS.
>>>>>
>>>>> Opponents of research into BECCS will then be able to say things like:
>>>>> "No geoengineering [climate engineering] development should go on until
>>>>> there is an international treaty governing its research and use."  Thus,
>>>>> there is a reasonable expectation that such an interpretation of
>>>>> "geoengineering" will inadvertently hamper development of potentially
>>>>> valuable technologies that present no special governance or trans-border 
>>>>> or
>>>>> global commons issues.
>>>>>
>>>>> I am concerned that inclusion of BECCS or DAC in the definition of
>>>>> "geoengineering" will damage the development of technologies that present
>>>>> no novel risks.
>>>>>
>>>>> Best,
>>>>>
>>>>> Ken
>>>>>
>>>>>
>>>>> _______________
>>>>> Ken Caldeira
>>>>>
>>>>> Carnegie Institution for Science
>>>>> Dept of Global Ecology
>>>>> 260 Panama Street, Stanford, CA 94305 USA
>>>>> +1 650 704 7212 kcal...@carnegiescience.**edu
>>>>> http://dge.stanford.edu/labs/**caldeiralab<http://dge.stanford.edu/labs/caldeiralab>
>>>>> @kencaldeira
>>>>>
>>>>>
>>>>>
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>>>>>
>>>>>
>>>>>
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>
>

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