Professor Hayes  (with ccs)

    Your moot court idea for the recent HSRC situation is wonderful.  You made 
a good case for the defense, but I would really also like to hear a real (or 
classroom) dialog after some serious scholarly studies of the case.  

    The key I suppose is who and how many judges are in charge of the 
courtroom.    I want at least nine as this is a matter of Supreme importance.  
I think we can expect a split decision, based on what I remember in the press.

    I can think of some other (fictitious now) cases as well - and Jim Thomas 
offered some.

    But we shouldn't wait for any law professors or students listening in to 
report back.  I am anxious to hear right now from "lawyers" who might be 
retained by the other side (actually both sides) in this case you nobly defend.

Ron

   ps   I believe "principles" below could be "principals" (which also 
appears)..


On Sep 25, 2013, at 8:44 PM, Michael Hayes <[email protected]> wrote:

> Ron et al.,
> 
> 
> You asked for feedback on the HSRC in defense of the "NOT GE" ( "I hope we 
> can hear from others who would say this final example is NOT geo") argument. 
> And, I believe the HSRC event would make a good moot court exercise on this 
> overall issue.
> 
> 
> One possible moot court opening statement in defense of the HSRC event may 
> read as such:
> 
> 
> In my most humble opinion, the primary 'intent' of the HSRC principles was to 
> mitigate local declining salmon stock, the decline being due to multiple 
> anthropogenic causes, by those in rightful ownership of the area known as the 
> "salmon pasture". Yet, the project also offered, and used, a secondary 
> 'intent' as an opportunity to gain valuable scientific and practical 
> knowledge at a scale which is well within the opinion of the leading 
> scientific authority on this issue, The Center for Biological Diversity 
> (CBD), as it does explicitly accepts small scale GE 
> experimentation/investigation. Thus, the primary 'intent' was not of GE 
> significance and the secondary 'intent' was well within the proper scope and 
> scale of GE related scientific field investigations accepted by the leading 
> global authority on this issue; The Center for Biological Diversity.
> 
> 
> In the best opinion of the CBD, it offers the phrase "Scale and intent are of 
> central importance.". True. That logic is obvious to all investigators 
> seriously concerned with the GE issue. Was the 'scale' of the primary 
> 'intent' (i.e.mitigating local wild salmon stock decline due to a well 
> recognized human induced decline in the stock) significantly large enough to 
> impact the planetary environment? No. Was the secondary 'intent' (i.e. 
> collect GE related data and gain practical field investigational experience) 
> carried out to the degree that the planetary environmental matrix was change 
> in any significant way? No.
> 
> 
> The standard of GE 'scale' has not been met and the standard of GE 'intent' 
> was well within the scope of the best 'opinion' of the leading global 
> scientific authority.
> 
> 
> Thus, I would petition the jury to acquit the HSRC principals of the primary 
> charge of wrongful GE as the actions simply did not exceed a reasonably 
> scientifically knowable degree of harm or good at the planetary level. Also, 
> I petition the jury to acquit the defendants on the lesser charge, of 
> wrongful GE experimentation/investigation, as the CBD does allow for such 
> actions and the 'best known scientific and engineering practices' in this 
> field were followed.
> 
> 
> The moot court would now hear the oppositions' opening statement.
> 
> 
> 
> In pursuit of a refinement of the word 'Geoengineering', and thus the bedrock 
> of the scientific/engineering/philosophical/legal disciplines which are 
> evolving around this concept, any new definition should be tested through 
> this type of open moot court challenge. I believe it may be useful in 
> limiting the subjective pitfalls inherent in this debate. 
> 
> 
> 
> Best,
> 
> 
> 
> Michael  
> 
> 
> 
>     
> 
> 
> On Wed, Sep 25, 2013 at 4:31 PM, Ronal W. Larson <[email protected]> 
> wrote:
> Ken,  Jim, etal
> 
>     The following more responding to Jim than Ken.   Warning - the comments 
> are mostly from a biochar perspective, and may not even be representing that 
> group.  But I am trying also to represent many of the CDR approaches as well. 
>  
>      The critical "geo" issue I don't see mentioned in most of this is ocean 
> acidification  (not being addressed by SRM), so wonder if that distinction is 
> well enough covered by both definitions below
> 
> 
> On Sep 25, 2013, at 1:28 PM, Ken Caldeira <[email protected]> 
> wrote:
> 
>> Jim,
>> 
>> We all know that things written by committee often don't turn out well, but 
>> to aid comparison, here are both definitions:
>> 
>> CBD:
>> 
>> "Geoengineering" is
>> 
>>  A deliberate intervention in the planetary environment of a nature and 
>> scale intended to counteract anthropogenic climate change and its impacts. 
> 
>      [RWL1:  I sense that the developers of this definition did not have the 
> concern that Ken has in his accompanying remarks - that the term 
> "geoengineering" has become almost synonymous with SRM.  More below on the 
> reasons that Ken (and I) aren't comfortable with this very (too?) broad 
> definition.
>      I believe that only a small percentage of biochar projects are now being 
> undertaken for climate reasons - rather most are undertaken for food/soil 
> reasons.  Jim and Ken and others:  would that food/soil intention keep a 
> biochar from being defined as "geoengineering"  by this above?  How about for 
> Ken's next?
>> 
>> Alternate candidate definition:
>> 
>> "Geoengineering" refers to activities 
>> 
>> (1) intended to modify climate
>> 
>> (2) and that has a greater than de minimis effect on an international 
>> commons or across international borders 
>> 
>> (3) and where that greater than de minimis effect occurs through 
>> environmental mechanisms other than a removal of anthropogenic aerosols 
>> and/or greenhouse gases from the atmosphere.
>> 
>> 
>> I suggest that the latter definition would be more useful and more easily 
>> applied in practice and do less damage to the development of technologies 
>> such as biochar, biomass energy with CCS, reforestation, and so on, that 
>> present no special risks, cross-border issues, international commons issues, 
>> etc.
> 
>       [RWL2:  I like the three-part definition.   It would be very helpful to 
> have Jim also make a comment on this one.  This fails in what way?   More 
> (much more) on Jim's message below.  
> 
>       The words "de minimis" seem to mean (from quick googling) trivial or 
> not worth considering in a law suit.   I believe this to be true for 
> individual biochar projects involving only one buyer and seller (or maybe 
> self-produced), but would claim a total opposite is possible collectively - 
> certainly multiple wedges have been proposed.  I hope JIm (and others) can 
> comment on where biochar (as an example - could be afforestation, etc), can 
> be well received at the individual user level, but be harmful globally.  
> Biochar proponents would claim that the future impacts are going to be large 
> (being multiple wedges) - but the impact entirely or overwhelmingly positive. 
>  Ken's definition here doesn't  separate positive from negative impacts 
> (which of course can be in the eye of the beholder).   I am not worrying too 
> much about this now that Ken has said biochar would be excluded from his 
> 3-part definition.  Jim has endorsed (maybe authored?) articles opposing 
> biochar;   does he place biochar in or out of the realm of geoengineering as 
> defined by either of the above - or any other?   Or certain cases - Yes;  
> others - No?   I see only "No" cases.    More below on Jim's message also.
>> 
>> Best,
>> 
>> Ken
>> 
>> 
>> _______________
>> Ken Caldeira
>> 
>> Carnegie Institution for Science 
>> Dept of Global Ecology
>> 260 Panama Street, Stanford, CA 94305 USA
>> +1 650 704 7212 [email protected]
>> http://dge.stanford.edu/labs/caldeiralab  @kencaldeira
>> 
>> 
>> 
>> 
>> On Wed, Sep 25, 2013 at 6:32 PM, jim thomas <[email protected]> wrote:
>> Ken and all,
>> 
>> 1. The CBD definition was the result of a prolonged process. Indeed the 
>> expert group even published a separate 10 page note for COP11 outlining 
>> their method and rationale for their preferred definition (see 
>> http://www.cbd.int/doc/meetings/cop/cop-11/information/cop-11-inf-26-en.pdf) 
>>  that was  discussed in full session in SBSTTA 16 and i think also at COP11. 
>>  I'd suggest any further work on definition should acknowledge this 
>> multilateral process between 193 countries as an authoratative starting 
>> point.
>          [RWL3:   This was new.  I thought the folks writing this above 
> report on a definition did a credible job and worked hard.  However, I doubt 
> they were aware of the issues that Ken is addressing in his definitional 
> notes of the past few days.   I agree with Jim's final sentence, though.  
> This list should say what was not covered in this CBD report.  I would say 
> the CBD experts were not sufficiently conscious of the problems that happen 
> as you try to lump two topics as different as SRM and CDR into a single 
> category (called "geoengineering").  Ken has narrowed the Geo definition a 
> lot and I feel his is an appropriate narrowing.
>> 
>> 2. While issues of geography, of the commons and cross-borderness, are 
>> highly important in geoengineering governance i don't see why they 
>> rationally  have any place in framing a definition of geoengineering itself 
>> (except as a baldly political move to maneuver loopholes into a governance 
>> system). The appropriate place to raise those issues is in the specifics of 
>> how a political decision is made about a geoengineering technology, not in 
>> trying to bias an initial definition.
>          [RWL4:  The key words here are "baldly" and "loopholes".   But also 
> the last sentence starts with "place", but has "how" as well .  I'd like to 
> hear more from Jim on all four of these key words.  Ken is not addressing 
> "place" specifically, but "how" is simplified as the geo term is narrowed.   
> I don't see the word "bias" as being appropriate in the definition.  I see 
> Ken's definition being a good resolution to the inaccurate way the 
> "geoengineering" term is mostly used (to be synonymous with SRM).
>      I ask JIm:  which of the CDR approaches that Ken has carved out should 
> not be (for "de minims" or other reasons).  Jim's thoughts on biochar would 
> be of most personal interest, but biochar is a fairly representative CDR 
> approach.]
>> 
>>  In practical terms defining whether something is geoengineering or not by 
>> whether the activity crosses a set of lines on a map is to muddle physical 
>> reality with historical accident and will give quite perverse decisions. 
>> [RWL:  A]  Under your proposed definition below the United States could 
>> choose to artificially fertilize all of Lake  Michigan or Russia to 
>> fertilize all of Lake Baikal with clear ecological impacts and yet it would 
>> not be considered geoengineering since it  didn't cross international 
>> borders. Yet [RWL:   B]   if a small patch of Lake Malawi was fertilized 
>> that would be considered geoengineering in your definition since there 
>> happens to be an international border in that lake. In physical terms that 
>> difference is non-sensical. I wonder [RWL:  C]  if Canada or Russia decided 
>> to put much of their entire landmass under an SRM scheme that somehow didn't 
>> move out of their territory (lets say create whitened low level cloud cover 
>> in someway) whether that would also fall outside of this definition (since 
>> its a standard of X AND Y AND Z that need to be met to meet the definition).
>          [RWL5:  These are valid comments on three different specific 
> examples - call them A,B, C as inserted above.  It would be helpful to know 
> where Jim would stand on these three examples.  In my mind, the differences 
> should be based on ocean acidification impact  (is CDR involved? -  Ken's #3 
> criteria).  Fertilizing may or may not mean CDR, so I would not put all 
> fertilization into Ken's definition of geoengineering (nor would he I think). 
>  I think both Ken and Jim would say the Canadian-Russian compact (#C) is 
> geoengineering;  I would.  So in summary, my first reaction:
>       A:  Geo only if intent is SRM;  one nation rationale over-ruled based 
> on fact Lakes Michigan and Baikal are large and effects could be 
> international.  
>       B:  Never Geo;  de minimis exclusion  (if not agreed to by all 
> neighboring countries, take the issue to the UN).
>       C:  Geo if SRM  (as assumed;  can't assume effects stay only local);  
> not Geo if it passes Ken's test #3.
>> 
>> 3. You say 'de minimis' has a well established standard which i'd be 
>> interested to see.. but  naively it strikes me as a cover for argumentation 
>> by a proponent of any scheme that they fall outside of the definition by 
>> claiming to have only a 'de minimis' effect. De minimis from whose 
>> viewpoint? a claimed 10,000 sq km fertilized patch was argued to be small 
>> (de minimus?) by HSRC in the context of the entire Pacific Ocean but it was 
>> viewed as large and consequential from the context of some BC fishers and 
>> shellfish harvesters who are concerned that the red tides closing their 
>> shellfish beds all winter may have been as result of the fertilization 
>> (which can't be proven either way - what standard of proof would 'de 
>> minimis' require?). Whether something is de minimis in terms of impacts then 
>>  becomes a tiresome fight between different sets of understandings, 
>> requiring political arbitration. It complexifies and polarizes governance 
>> rather than simplifies it.
>         [RWL6:   Agreed that all of these points need discussion.    The HSRC 
> example is probably a good one, and I know too little about it.  The claimed 
> main intent was food, but there was also a carbon credit aspect that I think 
> would get past all three of Ken's criteria, thereby putting it in the geo 
> category.  My guess is that both Ken and Jim agree this is Geo, so I hope we 
> can hear from others who would say this final example is NOT geo.  And what 
> definition justifies that non-geo choice?
>       Jim's issues of a "tiresome fight" and "political arbitration" seem 
> likely, but better to have dialog on that now rather than later.  Legal and 
> governance issues are not addressed at all in the CBD'a definition.  Ken 
> probably agrees that his was motivated by trying to speed governance and 
> implementation along. How would Jim himself solve these 
> governance/implementation issues through a definition?  Or is that simple - 
> that none should ever be permitted?
> 
>     Ron
>> 
>> Jim
>> 
>> 
>> On Sep 25, 2013, at 9:40 AM, Ken Caldeira wrote:
>> 
>             <snip about 90%, but nothing critical, I think>
> 
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> -- 
> Michael Hayes
> 360-708-4976
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