Hi Heather

OK, so let’s take your specific example.  Every open access paper in PMC is 
mirrored in Europe PubMed Central.  So our publisher not only has to get PMC 
switched off, but Europe PMC as well.  Oh, and PMC Canada.  I suspect that the 
moment that it is suspected that any publisher is trying to get all three sites 
shut down, through a massive lobbying operation on multiple national 
governments and private trusts (the funders of the three sites), somebody (and 
I would put money on Peter Murray Rust being first in line) will download the 
entire corpus and make it available.  And there is nothing anybody can do to 
stop that somebody.

The danger is greater when the CC-BY license is in the hands of a company that 
holds some or all of the rights under copyright. For example, if a fee is paid 
to Elsevier, Wiley, etc. to publish a work as CC-BY, there is nothing in the 
CC-BY license per se that would prevent the companies from reverting to All 
Rights Reserved or other more restrictive licenses. This could happen even if 
the author retains copyright, because author copyright retention can co-exist 
with transfer of virtually all rights to a publisher (some license-to-publish 
approaches are very much like this). Authors could in theory negotiate 
publishing contracts to prevent this; but don't expect the industry to develop 
this.

Is this true?  Legal experts will need to help me, but looking at the current 
CC-BY code I note (https://creativecommons.org/licenses/by/4.0/legalcode):


Section 2 – Scope.

  1.  License grant.
     *   Subject to the terms and conditions of this Public License, the 
Licensor hereby grants You a worldwide, royalty-free, non-sublicensable, 
non-exclusive, irrevocable license to exercise the Licensed Rights in the 
Licensed Material to:
        *   reproduce and Share the Licensed Material, in whole or in part; and
        *   produce, reproduce, and Share Adapted Material.

Once the paper has been offered under a CC-BY license that license is 
‘irrevocable’.  Does ‘irrevocable’ not mean what I think it does?  Further, 
also under Scope:


  *   5. Downstream recipients.
     *   Offer from the Licensor – Licensed Material. Every recipient of the 
Licensed Material automatically receives an offer from the Licensor to exercise 
the Licensed Rights under the terms and conditions of this Public License.
     *   No downstream restrictions. You may not offer or impose any additional 
or different terms or conditions on, or apply any Effective Technological 
Measures to, the Licensed Material if doing so restricts exercise of the 
Licensed Rights by any recipient of the Licensed Material.

5.B means again, once issued under a CC-BY license you can’t add new licensing 
terms on top.

As I say, I’m not a licensing expert, but I can’t see the problem here.

David



On 8 Apr 2015, at 16:41, Heather Morrison 
<heather.morri...@uottawa.ca<mailto:heather.morri...@uottawa.ca>> wrote:

David,

Thank you for your contribution. To summarize your argument, you are saying 
that CC-BY works cannot be enclosed because anyone can buy a copy and make it 
open access. Some flaws with this argument:

Practical: let's imagine that every article in every journal listed in 
PubMedCentral were licensed CC-BY. A company with a desire for profit-making 
copies the lot, develops a cool value-added service at an attractive price 
point, sells the package - and advertising, too. This is a success; people use 
and advertise in this service, which erodes support for PMC and the journals 
listed there. The company becomes annoyed with PMC - a free public service 
competing with the private sector - and lobbies, successfully, for the removal 
of funding for PMC. Assuming all the articles remain CC-BY, yes, anyone could 
buy them up and make the works open access again - but the company can set the 
price. One could find other means to gather the articles; my advice is not to 
underestimate the work or cost.

CC-BY does not include any obligation for downstream users to use the same 
license. There is nothing to stop this company from changing the works to a 
more restrictive license. CC-BY-SA, in this sense, is a less dangerous license. 
This is not intended as an endorsement of CC-BY-SA for open access.

The danger is greater when the CC-BY license is in the hands of a company that 
holds some or all of the rights under copyright. For example, if a fee is paid 
to Elsevier, Wiley, etc. to publish a work as CC-BY, there is nothing in the 
CC-BY license per se that would prevent the companies from reverting to All 
Rights Reserved or other more restrictive licenses. This could happen even if 
the author retains copyright, because author copyright retention can co-exist 
with transfer of virtually all rights to a publisher (some license-to-publish 
approaches are very much like this). Authors could in theory negotiate 
publishing contracts to prevent this; but don't expect the industry to develop 
this.

Thanks again for your contribution and another example that we in the OA 
movement are not fully in agreement on all of the details. I hope this 
discussion is useful for those interested in developing best practices for OA 
implementation.

best,

Heather Morrison

On Apr 8, 2015, at 9:14 AM, "David Prosser" 
<david.pros...@rluk.ac.uk<mailto:david.pros...@rluk.ac.uk>> wrote:

Jeroen - CC-BY license

Heather - NO!!! the CC-BY license is a major strategic error of the open access 
movement. Allowing downstream commercial use to anyone opens up the possibility 
of re-enclosure. The temptation towards perpetual copyright for profit-taking 
should not be underestimated. Scholarly publishing is a multi-billion dollar 
industry (as well as a community effort relying largely on a gift economy), 
with some players earning profits in the millions (a billion for Elsevier), in 
the 40% profit range. There are other reasons to hesitate to use this license, 
but this is the one that OA advocates need to wake up and pay attention to.


I continue to be unable to grasp Heather’s argument.  If, for whatever reason, 
I purchase from you a CC-BY article I can, as it is CC-BY, make the article 
freely available.  I don’t see how CC-BY allows for re-enclosure when it 
contains within itself the ultimate enclosure-busting feature of allowing 
unlimited distribution provided there is attribution.

David

David C Prosser PhD
Executive Director, RLUK

Tel: +44 (0) 20 7862 8436
Mob: +44 (0) 7825 454586
www.rluk.ac.uk<http://www.rluk.ac.uk>

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On 8 Apr 2015, at 02:08, Heather Morrison <heather.morri...@uottawa.ca> wrote:

Surely everyone on this list is aiming for the goal of global open access! But 
what do we think this means? Thanks to Jeroen for posting recently his wish 
list. In this post, I will point out how very different my perspective on open 
access is from Jeroen's, even though I think Jeroen and I are both fully in 
favour of global open access and transformative rather than traditional 
approaches. The purpose of this post is to suggest that the open access 
movement has now reached a point where it is useful to have such discussions 
about the specifics of where we think we should be heading. In addition to 
differences in individuals' perspectives, it seems quite likely that there will 
be disciplinary differences as well.

Jeroen's post can be found here:
http://mailman.ecs.soton.ac.uk/pipermail/goal/2015-April/003154.html

Following is Jeroen's wish list items followed by my perspectives.

Jeroen - fully Open Access
Heather: yes, of course!

Jeroen - online only
Heather - OA works can be online only, but should not be restricted in this 
manner

Jeroen - CC-BY license
Heather - NO!!! the CC-BY license is a major strategic error of the open access 
movement. Allowing downstream commercial use to anyone opens up the possibility 
of re-enclosure. The temptation towards perpetual copyright for profit-taking 
should not be underestimated. Scholarly publishing is a multi-billion dollar 
industry (as well as a community effort relying largely on a gift economy), 
with some players earning profits in the millions (a billion for Elsevier), in 
the 40% profit range. There are other reasons to hesitate to use this license, 
but this is the one that OA advocates need to wake up and pay attention to.

I have written about this in my Creative Commons and Open Access Critique 
series: http://poeticeconomics.blogspot.ca/2012/10/critique-of-cc-by-series.html
and I will be speaking on this topic next week in Washington at the Allen 
Press' Emerging Trends in Scholarly Publishing Seminar:
http://allenpress.com/events/2015seminar

Jeroen - authors retain copyright
Heather - this doesn't really mean very much. With the subscription publishers' 
trend towards license-to-publish, author copyright retention is the norm, but 
the licenses themselves can be virtually identical to full copyright transfer.

Jeroen - maximum APC of 500 USD (or perhaps a lifetime membership model like 
that at PeerJ)
- APC waivers for those who apply (e.g. from LMI countries)
Heather - robust system of OA publishing that does not rely on APCs. Firmly 
opposed to using research funds for APCs. Cancel the high-priced bundles of the 
big commercial scholarly publishers first, then use the savings to pay for OA.

Jeroen - really international profile of editors/board (far beyond 
US/UK/CA/AU/NL/DE/CH/NZ/FR)
Heather - this makes more sense in some areas than others. There is universal 
knowledge (think physics principles) and local knowledge (consider Québec 
politics). There are advantages to regionally based publishing. These include 
the financial advantages of paying local rates in one's own currency and 
generating local jobs, and the community advantages of working with people you 
have a reasonable expectation of getting to know, who are based at institutions 
you know something about. I think that journal "white lists" are best handled 
locally. There is Qualis in Brazil (I gather), although this might need some 
cleaning up. In Canada we have a scholarly journal publishing subsidy program 
which involves peer review at the journal level.

Jeroen - no issues: continuous publishing
- in principle no size restrictions
Heather: agreed.

Jeroen- using ORCID and DOI of course
Heather: NOT signing up for an ORCID. On purpose!! ORCID and DOI may have their 
usefulness, but neither is essential to open access.

Jeroen- peer review along PLOS One idea: only check for (methodological) 
soundness (and whether it is no obvious garbage or plagiarism), avoiding costly 
system of multiple cascading submissions/rejections
Heather: this is most attractive for larger publishers with multiple journals, 
i.e. authors should submit once and then the filter of top journal can be 
applied or not.  Another approach is transferring reviews.

Jeroen - post pub open non anonymous peer review, so the community decides what 
is the worth of published papers
Heather - an interesting experiment, this may work better for some communities 
than others

Jeroen - peer review reports themselves are citable and have DOIs
Heather - possibly interesting, but it is not clear whether all peer reviewers 
will be honest without blind peer review. The author of an article you are 
reviewing could show up someday on a hiring committee, tenure and promotion 
committee, or fund proposal review committee.

Jeroen- making (small) updates to articles possible (i.e. creating an updated 
version)
- making it easy to link to additional material (data, video, code etc.) shared 
via external platforms like Zenodo or Figshare
Heather - agreed, but preferred additional platforms are institutional and 
disciplinary archives.

Jeroen - no IF advertising
- open for text mining
Heather - sort of agreed, although changing reliance on IF needs to happen at 
tenure and promotion committees. There is no point is asking journals not to 
advertise something that makes them look good.

Jeroen - providing a suite of article level metrics
Heather - a) optional and b) dead set against article level metrics being used 
for evaluation purposes. Why? Most importantly, metrics are the wrong approach 
altogether. Truly pioneering work (e.g. Mendel on genetics) is often not 
appreciated when it is first published. Then, too, altmetrics have not been 
tested. It seems reasonable to hypothesize that altmetrics based on social 
media will tend to reflect and amplify social biases (e.g. the works of 
articles that seem to be written by men would be more likely to be tweeted than 
those that seem to be written by women), effects of popularity (unless we all 
agree that the most important research topic of the future is internet cats?), 
and subject to deliberate manipulation. For example, consider how companies 
that prefer to deny climate change science could hire people to distort social 
media to increase the "alt-merit" of their preferred research and researchers.

Jeroen - using e.g. LOCKSS or Portico for digital preservation
Heather - preservation is the responsibility of archives and libraries; pushing 
this to journals unnecessarily increases the costs of publication. I am opposed 
for this reason.

Jeroen -  indexing at least by Google Scholar and DOAJ, at a later stage also 
Scopus, Web of Science and others
Heather - where indexing is important will depend on the discipline. NOT 
Scopus, because they are owned by Elsevier and I am boycotting Elsevier. Google 
Scholar, Scopus and Web of Science are all indexes owned and controlled by 
large corporations. I argue that we need public indexes controlled by scholars.

Jeroen - optionally a pre-print archive (but could rely on SSRN as well)
Heather - open access archiving is primary, should be mandatory, and should be 
the sole focus of almost all open access policies (the only exception being 
internal policies of publishers, which will naturally focus on publishing). 
Pre-prints, post-prints and research data should all be in institutional 
repositories and copied (easily and seamlessly) to disciplinary repositories 
wherever this makes sense (or vice versa; the point is the more copies the 
better to ensure ongoing open access and preservation.

Finally, there are somewhere around a million scholars around the world, and 
others besides scholars who should be part of this discussion. I don't think it 
is up to either Jeroen or I, or both of us together, to decide on the future of 
open access and/or scholarly communication. This should be a broader 
conversation.

best,

--
Dr. Heather Morrison
Assistant Professor
École des sciences de l'information / School of Information Studies
University of Ottawa
http://www.sis.uottawa.ca/faculty/hmorrison.html
Sustaining the Knowledge Commons http://sustainingknowledgecommons.org/
heather.morri...@uottawa.ca



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