Absolutely agree.

-----Original Message-----
From: Marcallee Jackson [mailto:[EMAIL PROTECTED]] 
Sent: Tuesday, November 26, 2002 9:27 AM
To: WEDI SNIP Testing Subworkgroup List
Subject: RE: RE: VALIDATION or Certification


I would suggest, for the purpose of our discussion, we call a claim each of
the 2300 loops and a transaction each ST-SE segment.  Don't know if I did
that in previous messages or not.  Anyone on the list object?

-----Original Message-----
From:     "Marcallee Jackson" <[EMAIL PROTECTED]>
Sent:     Mon, 25 Nov 2002 22:57:00 -0800
To:       "WEDI SNIP Testing Subworkgroup List"
<[EMAIL PROTECTED]>
Subject:  RE: VALIDATION or Certification

OK so if I understand correctly:

Certification services should go beyond certification of HIPAA compliance
and move into business use of the transaction; analyzing errors more likely
due to data entry errors than to programming or file production issues.  An
interesting exercise but unless the submitter was planning on using an
editor in their front end, is this helpful in terms of compliance in the
production environment?

Does a failure to produce a Date Last Seen when the procedure involves a
diabetic foot exam result in a failed test or a failed certification?

If it is up to the industry to set their own thresholds for compliance, does
that mean all certified entities should be required to publish the
statistics on their certification in terms of number of transactions
certified, percentage of pass/fail, etc?

If the number of claims should reach one week's worth of data, how do we
decide what that volume is for a particular entity?  

The press announcements I see related to certification are most often vendor
related, not provider or payer.  Since a mechanism for certification exists
and "certification" has been recommended by SNIP, there is an expectation
that a vendor will certify, even if in the end this certification is nearly
meaningless.  Is a clearinghouse that certifies itself as compliant assuring
its non-standard submitters of anything other than its ability to hand a
certification authority a file the authority deems to be compliant?

More questions to come, I'm certain.





-----Original Message-----
From: Kepa Zubeldia [mailto:[EMAIL PROTECTED]] 
Sent: Monday, November 25, 2002 10:15 PM
To: WEDI SNIP Testing Subworkgroup List; Marcallee Jackson
Subject: Re: VALIDATION or Certification

Marcallee,

Thank you.  Now we are getting back on track. Let me address your points.

1. and 2.  There are a number of good reasons why transactions that are 
correct from the EDI perspective and from the HIPAA IG perspective will fail

the business use of the transaction.  For instance, if the dates are out of 
"sequence", there will be no HIPAA errors detected (HIPAA does not require 
that the date of birth be before the date of death) but the transaction
could 
very well fail the business logic.  A transaction without HIPAA errors is
not 
necessarily a good business transaction.  If you are interested, I can get
you 
more specifics out of band.  The example was just that, an example, but you 
get the feel, right?

3. What is a claim?  Is it the entire 837 with hundreds of 2300 loops, or is

it each one of the 2300 loops?  From the business perspective of healthcare,

it is each one of the 2300 loops.  From the EDI perspective, it could well
be 
the entire 837.  It would be nice to get a clarification from HHS on this,
as 
it could very well affect the penalties.  I believe the covered entities are

required to have perfect claims, but we need to know the scope of a claim. 
See point #4.  As for the certification, both should be measured, how many 
2300 loops are good and how many ST-SE transactions are good.  The number of

2300 loops per ST-SE is another important metric.  Of course, I am assuming 
that all transactions must at least be compliant with X12 syntax or the
whole 
ST-SE would be bad.  But, will a bad ZIP code cause an entire 837 to be bad 
even if it only happens in one out of 10,000 claims?  I say that is too 
drastic a position.

4. Excellent point.  What is the threshold to claim "compliance" ?  Can I 
claim compliance because 1% of my claims are correct?  How high should it 
get?  Can I claim compliance if my correct claim percentage is 50%, 75%,
85%, 
90%, 95%, 97%, 99%?  I just picked some numbers.  Who has the answer to this

one?  Currently the industry operates at around 95% - 97% correct claims.
In 
fact, when a provider tests with Medicare they are supposed to be at least 
95% clean before going to production.  So, is that the threshold?  Or has 
HIPAA become 100% clean or nothing?  I would like to suggest that SNIP makes

some consensus recommendations in this area.  Lacking an industry consensus,

it will be left up to the trading partners to set their own thresholds.

5. How do we know the certified entity used real data?  First they should be

required to only use real data by contract.  Then the certification should 
disclose how they obtained the certification.  How many transactions they 
certified?  Was it only a handful, or was it a real substantial number of 
transactions.  It is very difficult to create large numbers of test claims 
(large being a relative measure, depending on the entity)  My gut feeling 
(not very scientific) tells me that the number of claims certified should 
correspond to about one week worth of business or more.  Then, if the tested

transactions were artificially created, they will probably be monotonous,
and 
that should be reflected in the details of the certification.  The details
of 
the certification should represent a real live situation for that provider, 
including the quantity and types of claims (quality) that represents that 
specific provider.  If the certification discloses these facts, then
cheating 
the system by certifying concocted data becomes self defeating.

Do we have other assertions?

Kepa





On Monday 25 November 2002 10:16 pm, Marcallee Jackson wrote:
> Rachel - My first message was my way of saying "cool it".  I know that 
> you know there are few on the list that enjoy a good debate the way I 
> do, so I'm not going to take your comments on that personally.  I'm
also
> not going to beat a dead horse so let's move on to the issue of 
> "certification". Separating product from process, if I understand the 
> assertion being made for certification, it is that:
> 
> 1.  Certification summarizes for the tester the results of the
business
> scenarios included in the test.
> 2.  Certification allows an aggregate report of capabilities, thereby 
> protecting PHI. 3.  Certification assumes a less than 100% compliant 
> file is to be expected and so the pass rate should be identified and 
> clients should
be
> certified if even one transaction proves to be compliant.
> 
> But I don't understand a few things:
> 
> 1.  In the example given earlier, the provider was able to produce
HIPAA
> compliant primary claims but not secondary claims.  Shouldn't the 
> secondary claims have failed the test? 2.  89% of consultations failed 
> certification.  Shouldn't those have failed the test?
> 3.  Is it OK to be compliant with some of the transactions you send,
or
> are CE's required under the law to be fully compliant?
> 4.  If in fact an entity with a less than 1% pass rate can announce to 
> the World that it has met "certification" requirements through a third
party
> testing and certification authority, what does that mean for the 
> industry? 5.  Doesn't certification imply some independent analysis 
> and verification of validity?  If so, how do we know that the 
> certifying entity used real data?  What's to stop a vendor, provider 
> or payer
from
> building rather than producing a compliant transaction and certifying 
> it?
> 
> Hope this sets an example of vendor free jargon and assists in the 
> discussion on this topic.
> 
> Marcallee



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